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The Value of
 Competency-based
 Medical Education
Across the Continuum
   Eric S. Holmboe
Conflicts of Interest
• Employed by the American Board of
  Internal Medicine
• Serve on the boards of the National
  Board of Medical Examiners and
  Medbiquitous (both non-profit)
• Receive royalties from Mosby-Elsevier
  for a textbook on assessment

                                          2
Objectives for Today
• Discuss the roles of assessment in a
  competency-based medical program
• Develop approaches to help local educators
  effectively use performance-based
  assessment methods and tools
• Discuss how performance-based assessment
  can be integrated into an education and
  assessment system for Memorial University.
                                          3
Nostalgialitis Imperfecta
 Syndrome characterized by the following signs
  and symptoms:
   – “When I was an student…<insert superlative>”
   – “Medicine was so much better 25 years ago”
     • Reality: Not really…
  – “Younger physicians today are less
    professional, skilled, etc. because of <insert
    favorite complaint>”
Current Model of Training and
          Practice
                   Retirement




                                Competent
Change in Performance Over
             Time
           Lower Performance All Outcomes




Choudhry NK, Ann Intern Med, 2005;142:260-73
With your immediate
  neighbors, discuss what
competency-based education
 and training means to you?
Competency-Based Medical
              Education
 Is an outcomes-based approach to the
  design, implementation, assessment and
  evaluation of a medical education program
  using an organizing framework of
  competencies

 the unit of progression is mastery of
  specific knowledge, skills and attitudes
Frank, JR, Snell LS, ten Cate O, et. al. Competency-based medical
education: theory to practice. Med Teach. 2010; 32: 638–645
So What are the Outcomes
          and
 Who Determines Them?
       The Profession?
         The Public?
       Policy Makers?
Determining Outcomes: Perspectives
 The Profession?
  – The “core” of a discipline?
  – Competence in the Can MEDS roles? Safe,
    effective, patient-centered care?
 The Public?
  – Trust that a doctor can do certain things?
 Policy Makers?
  – Meeting the needs of the complex and aging
    Canadian health population?
Traditional versus Competency-based:
           Start with System Needs




Frenk J, et al. Health professionals for a new century: transforming
education to strengthen health systems in an interdependent world.
Lancet. 2010                                                           11
U.S. Institute of Medicine
 Competency Framework




 IOM, 2003
Implications of CBME
 Curriculum and assessment follows from the
  competencies and outcomes, not vice versa
 Requires:
   – Definition of milestones of competency
      • What does competency look like?
   – Robust assessment methods, tools & systems
Educational Program
Variable                    Structure/Process              Competency-based
Driving force:              Content-knowledge             Outcome-knowledge
   curriculum                    acquisition                   application
Driving force: process           Teacher                          Learner
Path of learning               Hierarchical                Non-hierarchical
                             (Teacher→student)             (Teacher↔student)
Responsibility: content          Teacher                  Student and Teacher
Goal of educ. encounter   Knowledge acquisition          Knowledge application
Typical assessment tool   Single subject measure      Multiple objective measures
Assessment tool                   Proxy              Authentic (mimics real tasks of
                                                                profession)
Setting for evaluation      Removed (gestalt)              Direct observation
Evaluation                   Norm-referenced              Criterion-referenced
Timing of assessment      Emphasis on summative         Emphasis on formative
Program completion             Fixed time                    Variable time


Carraccio, et al. 2002.
Definitions and Frameworks:
  The Need for a Shared
        Understanding
Competency / Competencies

 An observable ability of a health professional
  – Reflects a spectrum

   – Integrates multiple components such as knowledge,
     skills, values, and attitudes
   – Multiple competencies can be combined
   – Measureable with respect to a defined outcome


© 2009 Royal College and The International CBME Collaborators
Competent
     Possessing the required abilities at a
      specified stage of medical education

     Is always qualified by a frame of
      reference

     …Dyscompetence
     …Supracompetence

© 2009 Royal College and The International CBME Collaborators
Frameworks
 Webster’s New Collegiate Dictionary:
  – A skeletal or structural frame
  – A basic structure (as of ideas)
  – Frame of reference
CanMEDS Framework
KSA Framework
K = Knowledge
S = Skill
 Information gathering skills
     – Interview, physical examination, communication
   Ability to use knowledge and information
     – Problem solving, clinical judgment
   Management skills
     – Diagnosis, treatment, patient education,
       counseling, procedural skills
A = Attitudes
 Professionalism, humanism
RIME Model
 Developed at USUHS
  – Lou Pangaro and Gordon Noel in the 1980s
    for use in third year medical student
    clerkships in internal medicine
 “Synthetic” Model
  – Reporter
  – Interpreter
  – Manager
  – Educator
Dreyfus Developmental
              Model
• Novice – Don’t know what they don’t know
• Advanced Beginner – Know what they don’t know
• Competent – Able to perform the tasks and roles of the
  discipline – restricted breath and depth
• Proficient – Consistent and efficient in performance of the tasks
  and roles of the discipline - know what they know and don’t know
• Expert – In depth knowledge concerning the discipline – often
  rule based – know what they know
• Master – Expert who relishes the unknown, or the situation that
  breaks the rules – who the experts go to for help – don’t know
  what they know     1
                      as presented by Leach, D., modified by Nasca, T.J.
                    American Board of Internal Medicine Summer Retreat,
                                        August, 1999
Competence Learning
 Performance is exhausting
 Sense of what’s important may be lacking
 Volume of various aspects can be
  overwhelming
 Competent model of decision making:
  – “is a detached, deliberative, and sometimes
    agonizing selection among alternatives”

                            Dreyfus and Dreyfus, 1986
Assessment Across the
       Continuum:
Challenges and Principles
Assessment Strategies in
  Undergraduate and
 Postgraduate Training
Milestones Definition
 A significant point in development
                         Merriam-Webster
 A scheduled event signifying the completion of a
  major deliverable or a set of related deliverables.
                  mariosalaexandrou.com
Milestones and Trajectories
 Milestones should enable the trainee,
  program and the regulatory bodies to
  know an individuals trajectory of
  competency acquisition.
 The focus is developmental
Approaches to Developing
            Milestones 1
 Discrete
  – Defining different behaviors in a domain of
    competence at each stage of training
 Continuous
  – A similar ability modified at each stage of
    training to reflect increasing complexity or
    sophistication
  – Parameters:
       • Setting, players, complexity, supervision
 1
     From Jason Frank, RCPSC

                                                     28
Approaches to Developing
                Milestones 1
 Narrative
  – Detailed descriptions of stages of
    development of competency by domain
  – Short essays and vignettes that describe a
    “competence story”
   EPAs(entrustable professional activity)




  1
      From Jason Frank, RCPSC
                                                 29
Patient Care

ACGME                  Developmental Milestones                     Approximate   Assessment
Competency             Informing                                    Time Frame    Methods/Tools
                       ACGME Competencies                           Trainee to
                                                                    Achieve
                                                                    Stage

Clinical skills         Historical Data Gathering                                 Standardized
    and                 1. Acquire accurate and relevant history    6 months          patient
    reasoning              from the patient in an efficiently                     Direct
                           customized, prioritized, and                               Observation
    Manages               hypothesis driven fashion                              Simulation
     patients using     2. Seek and obtain appropriate, verified,   9 months
     clinical skills of    and prioritized data from secondary
     interviewing and      sources (e.g. family, records,
     physical              pharmacy)
     examination        3. Obtain relevant historical subtleties    18 months
                           that inform and prioritize both
                           differential diagnoses and diagnostic
                           plans, including sensitive,
                           complicated, and detailed information
                           that may not often be volunteered by
                           the patient
    Sub-
    competency
Communicator Milestones Project

                      Stage 1                       Stage 2        Stage 3        Stage 4




Greets the            Demonstrates                  Demonstrates   Demonstrates   Demonstrates
patient               in a rule-based               proficiency;   proficiency;   proficiency &
                      way;                          some           adapts to      efficiency;
                      Simulation or                 adaptation;    many           Across
                      role play                     routine        contexts;      spectrum of
                                                    clinical       complex        practice
                                                                   clinical




 An Introduction to CBME – Frank, Snell, Harris, Holmboe 2012                               31
Patient Care
The resident is demonstrating satisfactory development of the knowledge, skill and attitudes needed to advance in training.
He/she is demonstrating a learning trajectory that anticipates the achievement of competency for unsupervised practice that
                           includes the delivery of safe, timely, equitable patient-centered care.
                                           ____ Yes ____ No ____ Marginal




                                                                                                                              32
Milestones Benefits
 Provide the learner with a clear path of
  progression. There are no surprises.
 Allow for rich formative feedback. Learners
  know where they are and where they need to
  go.
 Define specific behaviors that can focus
  assessment.
Milestones Challenge
 Synthesizing milestones into larger global
  representations of competency that reflect those
  activities that define the profession.
 These activities have been described as
  entrustable professional activities or EPAs.
Entrustable Professional Activities

     EPAs represent the routine professional-life
      activities of physicians based on their
      specialty and subspecialty
     The concept of “entrustable” means:
      – ‘‘a practitioner has demonstrated the necessary
        knowledge, skills and attitudes to be trusted to
        independently perform this activity.’’1

1
 Ten Cate O, Scheele F. Competency-based postgraduate
training: can we bridge the gap between theory and
clinical practice? Acad Med. 2007; 82(6):542–547.
Entrustable Trainee Activities
 ETAs, or entrustable resident or student
  activities, can help to define important
  benchmarks in a trainee’s development
 ETAs in a training program may mean:
  – A trainee has demonstrated the necessary
    knowledge, skills and attitudes to be trusted to
    perform this activity without constant or direct
    supervision.
Why “ETAs” to Assess Competence?
 Sampling of events that:
  - are critical moments in medical training
  - inform developmental progression
  - faculty and leaders already implicitly assess
  - are manageable for busy training programs
  – are logical of assessment for stakeholders
 Supported by generalizability theory
  – 8-12 focused assessments can potentially allow
    a generalized statement of competency
Synthesize to            Physician trusted to meet
      Analyze to
                               Educate and             the health care needs of
      Understand
                                 Evaluate              the population
 Competency          Milestones                LANDMARK in           EPA in
                                                 Training           Practice
   Medical             MK1
  Knowledge
                        MK2                    Lead a resident   Lead a health
                                                 care team        care team
 Patient Care           PC1
                        PC2
Professionalism        Prof1
                       Prof2                   Care for clinic
                                               patients with        Practice
 Interpersonal          ISC1                     distance
     Skills                                                      independently
                        ISC2                    supervision
Systems-based          SBP1
   Practice
                       SBP2                Complete an audit     Lead Quality
                                             of a panel of       Improvement
Practice-based         PBLI1                clinic patients        initiative
   learning
                       PBLI2

                 Shared Mental Models and Frameworks
Entrustment Trajectories
Entrustments in Newfoundland

 With a neighbor(s), discuss an
  entrustment you make either with
  medical students or post-graduate
  trainees
 How do you arrive at this entrustment
  judgment?
Questions?


Contact Information

eholmboe@abim.org

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The Value of Competency-based Medical Education Across the Continuum

  • 1. The Value of Competency-based Medical Education Across the Continuum Eric S. Holmboe
  • 2. Conflicts of Interest • Employed by the American Board of Internal Medicine • Serve on the boards of the National Board of Medical Examiners and Medbiquitous (both non-profit) • Receive royalties from Mosby-Elsevier for a textbook on assessment 2
  • 3. Objectives for Today • Discuss the roles of assessment in a competency-based medical program • Develop approaches to help local educators effectively use performance-based assessment methods and tools • Discuss how performance-based assessment can be integrated into an education and assessment system for Memorial University. 3
  • 4. Nostalgialitis Imperfecta  Syndrome characterized by the following signs and symptoms: – “When I was an student…<insert superlative>” – “Medicine was so much better 25 years ago” • Reality: Not really… – “Younger physicians today are less professional, skilled, etc. because of <insert favorite complaint>”
  • 5. Current Model of Training and Practice Retirement Competent
  • 6. Change in Performance Over Time Lower Performance All Outcomes Choudhry NK, Ann Intern Med, 2005;142:260-73
  • 7. With your immediate neighbors, discuss what competency-based education and training means to you?
  • 8. Competency-Based Medical Education  Is an outcomes-based approach to the design, implementation, assessment and evaluation of a medical education program using an organizing framework of competencies  the unit of progression is mastery of specific knowledge, skills and attitudes Frank, JR, Snell LS, ten Cate O, et. al. Competency-based medical education: theory to practice. Med Teach. 2010; 32: 638–645
  • 9. So What are the Outcomes and Who Determines Them? The Profession? The Public? Policy Makers?
  • 10. Determining Outcomes: Perspectives  The Profession? – The “core” of a discipline? – Competence in the Can MEDS roles? Safe, effective, patient-centered care?  The Public? – Trust that a doctor can do certain things?  Policy Makers? – Meeting the needs of the complex and aging Canadian health population?
  • 11. Traditional versus Competency-based: Start with System Needs Frenk J, et al. Health professionals for a new century: transforming education to strengthen health systems in an interdependent world. Lancet. 2010 11
  • 12. U.S. Institute of Medicine Competency Framework IOM, 2003
  • 13. Implications of CBME  Curriculum and assessment follows from the competencies and outcomes, not vice versa  Requires: – Definition of milestones of competency • What does competency look like? – Robust assessment methods, tools & systems
  • 14. Educational Program Variable Structure/Process Competency-based Driving force: Content-knowledge Outcome-knowledge curriculum acquisition application Driving force: process Teacher Learner Path of learning Hierarchical Non-hierarchical (Teacher→student) (Teacher↔student) Responsibility: content Teacher Student and Teacher Goal of educ. encounter Knowledge acquisition Knowledge application Typical assessment tool Single subject measure Multiple objective measures Assessment tool Proxy Authentic (mimics real tasks of profession) Setting for evaluation Removed (gestalt) Direct observation Evaluation Norm-referenced Criterion-referenced Timing of assessment Emphasis on summative Emphasis on formative Program completion Fixed time Variable time Carraccio, et al. 2002.
  • 15. Definitions and Frameworks: The Need for a Shared Understanding
  • 16. Competency / Competencies  An observable ability of a health professional – Reflects a spectrum – Integrates multiple components such as knowledge, skills, values, and attitudes – Multiple competencies can be combined – Measureable with respect to a defined outcome © 2009 Royal College and The International CBME Collaborators
  • 17. Competent  Possessing the required abilities at a specified stage of medical education  Is always qualified by a frame of reference  …Dyscompetence  …Supracompetence © 2009 Royal College and The International CBME Collaborators
  • 18. Frameworks  Webster’s New Collegiate Dictionary: – A skeletal or structural frame – A basic structure (as of ideas) – Frame of reference
  • 20. KSA Framework K = Knowledge S = Skill  Information gathering skills – Interview, physical examination, communication  Ability to use knowledge and information – Problem solving, clinical judgment  Management skills – Diagnosis, treatment, patient education, counseling, procedural skills A = Attitudes  Professionalism, humanism
  • 21. RIME Model  Developed at USUHS – Lou Pangaro and Gordon Noel in the 1980s for use in third year medical student clerkships in internal medicine  “Synthetic” Model – Reporter – Interpreter – Manager – Educator
  • 22. Dreyfus Developmental Model • Novice – Don’t know what they don’t know • Advanced Beginner – Know what they don’t know • Competent – Able to perform the tasks and roles of the discipline – restricted breath and depth • Proficient – Consistent and efficient in performance of the tasks and roles of the discipline - know what they know and don’t know • Expert – In depth knowledge concerning the discipline – often rule based – know what they know • Master – Expert who relishes the unknown, or the situation that breaks the rules – who the experts go to for help – don’t know what they know 1 as presented by Leach, D., modified by Nasca, T.J. American Board of Internal Medicine Summer Retreat, August, 1999
  • 23. Competence Learning  Performance is exhausting  Sense of what’s important may be lacking  Volume of various aspects can be overwhelming  Competent model of decision making: – “is a detached, deliberative, and sometimes agonizing selection among alternatives” Dreyfus and Dreyfus, 1986
  • 24. Assessment Across the Continuum: Challenges and Principles
  • 25. Assessment Strategies in Undergraduate and Postgraduate Training
  • 26. Milestones Definition  A significant point in development Merriam-Webster  A scheduled event signifying the completion of a major deliverable or a set of related deliverables. mariosalaexandrou.com
  • 27. Milestones and Trajectories  Milestones should enable the trainee, program and the regulatory bodies to know an individuals trajectory of competency acquisition.  The focus is developmental
  • 28. Approaches to Developing Milestones 1  Discrete – Defining different behaviors in a domain of competence at each stage of training  Continuous – A similar ability modified at each stage of training to reflect increasing complexity or sophistication – Parameters: • Setting, players, complexity, supervision 1 From Jason Frank, RCPSC 28
  • 29. Approaches to Developing Milestones 1  Narrative – Detailed descriptions of stages of development of competency by domain – Short essays and vignettes that describe a “competence story”  EPAs(entrustable professional activity) 1 From Jason Frank, RCPSC 29
  • 30. Patient Care ACGME Developmental Milestones Approximate Assessment Competency Informing Time Frame Methods/Tools ACGME Competencies Trainee to Achieve Stage Clinical skills Historical Data Gathering Standardized and 1. Acquire accurate and relevant history 6 months patient reasoning from the patient in an efficiently Direct customized, prioritized, and Observation  Manages hypothesis driven fashion Simulation patients using 2. Seek and obtain appropriate, verified, 9 months clinical skills of and prioritized data from secondary interviewing and sources (e.g. family, records, physical pharmacy) examination 3. Obtain relevant historical subtleties 18 months that inform and prioritize both differential diagnoses and diagnostic plans, including sensitive, complicated, and detailed information that may not often be volunteered by the patient Sub- competency
  • 31. Communicator Milestones Project Stage 1 Stage 2 Stage 3 Stage 4 Greets the Demonstrates Demonstrates Demonstrates Demonstrates patient in a rule-based proficiency; proficiency; proficiency & way; some adapts to efficiency; Simulation or adaptation; many Across role play routine contexts; spectrum of clinical complex practice clinical An Introduction to CBME – Frank, Snell, Harris, Holmboe 2012 31
  • 32. Patient Care The resident is demonstrating satisfactory development of the knowledge, skill and attitudes needed to advance in training. He/she is demonstrating a learning trajectory that anticipates the achievement of competency for unsupervised practice that includes the delivery of safe, timely, equitable patient-centered care. ____ Yes ____ No ____ Marginal 32
  • 33. Milestones Benefits  Provide the learner with a clear path of progression. There are no surprises.  Allow for rich formative feedback. Learners know where they are and where they need to go.  Define specific behaviors that can focus assessment.
  • 34. Milestones Challenge  Synthesizing milestones into larger global representations of competency that reflect those activities that define the profession.  These activities have been described as entrustable professional activities or EPAs.
  • 35. Entrustable Professional Activities  EPAs represent the routine professional-life activities of physicians based on their specialty and subspecialty  The concept of “entrustable” means: – ‘‘a practitioner has demonstrated the necessary knowledge, skills and attitudes to be trusted to independently perform this activity.’’1 1 Ten Cate O, Scheele F. Competency-based postgraduate training: can we bridge the gap between theory and clinical practice? Acad Med. 2007; 82(6):542–547.
  • 36. Entrustable Trainee Activities  ETAs, or entrustable resident or student activities, can help to define important benchmarks in a trainee’s development  ETAs in a training program may mean: – A trainee has demonstrated the necessary knowledge, skills and attitudes to be trusted to perform this activity without constant or direct supervision.
  • 37. Why “ETAs” to Assess Competence?  Sampling of events that: - are critical moments in medical training - inform developmental progression - faculty and leaders already implicitly assess - are manageable for busy training programs – are logical of assessment for stakeholders  Supported by generalizability theory – 8-12 focused assessments can potentially allow a generalized statement of competency
  • 38. Synthesize to Physician trusted to meet Analyze to Educate and the health care needs of Understand Evaluate the population Competency Milestones LANDMARK in EPA in Training Practice Medical MK1 Knowledge MK2 Lead a resident Lead a health care team care team Patient Care PC1 PC2 Professionalism Prof1 Prof2 Care for clinic patients with Practice Interpersonal ISC1 distance Skills independently ISC2 supervision Systems-based SBP1 Practice SBP2 Complete an audit Lead Quality of a panel of Improvement Practice-based PBLI1 clinic patients initiative learning PBLI2 Shared Mental Models and Frameworks
  • 40. Entrustments in Newfoundland  With a neighbor(s), discuss an entrustment you make either with medical students or post-graduate trainees  How do you arrive at this entrustment judgment?

Notes de l'éditeur

  1. A paradigm shift! This is not tinkering around the edges!
  2. In the CBME approach, medical education is organized around “competencies”, and not just scientific medical knowledge as in our traditional approach.
  3. In this way of thinking, our definition of competence is changed. It is multidimensional and contextual. This also leads to the relative terms “dyscompetence” and “supracompetence”.
  4. I specifically have a box around the 18 month milestone in preparation for the next slide…
  5. 1.2       Initiating the interview Pre-Clerkship 1 Pre-Clerkship 2 MD 1 MD 2 Junior Resident 1 Junior Resident 2 Senior residency (entry to practice) 1 Senior residency (entry to practice) 2 Advanced Practice 1 Advanced Practice 2                       a)   Greets the patient, and caregivers, and confirms how s/he/they would like to be addressed 3. Demonstrates fully, but may be rule-based in application. 2. Simulation/Role play/Standardized patient 4. Demonstrates proficiency and efficiency and is able to adjust to the specific patient or context 3. Routine clinical 4. Demonstrates proficiency and efficiency and is able to adjust to the specific patient or context 5. Across the spectrum of professional practice 4. Demonstrates proficiency and efficiency and is able to adjust to the specific patient or context 5. Across the spectrum of professional practice 5. Demonstrates innovation, improvisation and deliberate use of best practice 5. Across the spectrum of professional practice
  6. This example uses a narrative stream for patient care and demonstrates how narrative milestones could be used in a FasTrack type system. You will notice the language under the narrative stream asks for a judgment about the trainee’s trajectory. Given that there are 23 narrative streams which equates to about 3 – 4 for each general competency, you could envision a trainee progressing at different rates for those streams. Asking for a summative judgment allows a program to identify that a trainee may be lagging in some areas, but is still felt overall to be developing appropriately.
  7. This would address the criticism of being reductionistic
  8. Landmarks are a little different than EPA’s because they occur during training … Why use them to assess competence? They are a sampling of events that … Mention how the Reed Williams article supports this concept of focused assessment of a particular skill/set of skills allows for a generalized statement of competency for that skill
  9. Here is how this may actually develop for any given learner. This does introduce the concept that competency development is not limited to the small window of formal training. One challenge that CBME will need to address is what will be the minimum needed to successfully complete residency or fellowship training?