AI is not going anywhere as its potential value to financial organizations is too great to halt adoption, but it does require a level of human oversight that will be crucial to ensure it meets regulatory standards. Watch the presentation or visit us at https://bit.ly/2XwWBAg

1. Shield
AI-Driven Alert
Transparency to
Financial Compliance

2. Today we’ve announced our powerful Alert
Transparency capabilities, bringing unmatched
understanding to compliance alerts and triggers
through artificial intelligence (AI), Natural
Language Processing, and other backend
technologies.

3. As regulators across the globe seek to define and
understand AI’s role within financial institutions
and AI-driven fintech companies struggle to offer
true transparency because of their proprietary
“black box” solutions, Alert Transparency provides
detailed insight into why an alert was triggered so
financial organizations can detect possible market
manipulations, which has been particularly
prevalent in today’s new hybrid work from home
environment.

4. With the already proven ability to
automate surveillance through its
award-winning artificial intelligence
platform, Shield’s Alert Transparency
provides compliance teams with an in-
depth analysis and understanding of
communication triggers, including the
scenario, the rule that was
compromised, and an overall relevancy
score.

5. A complete Workplace Intelligence
platform, Shield’s Alert
Transparency is able to pinpoint
various risks across
communication channels,
including insider trading,
spoofing, front-running, and even
sexual harassment and racism.

6. “Now, more than ever before,
there is an immense need to
address compliance across all
communication channels,
especially given the new
workplace environment where
many are working from home in
some sort of hybrid model,” said
Nicole Aviv, Head of Product at
Shield.

7. “AI is not going anywhere as its potential value to
financial organizations is too great to halt
adoption, but it does require a level of human
oversight that will be crucial to ensure it meets
regulatory standards. As organizations seek out
AI-driven fintech solutions that simplify daily
workflows and processes, Shield is well-
positioned to offer a transparent and reliable
solution that can eliminate dangerous market
manipulations.”

8. , Shield’s AI platform provides organizations with
an easy to implement and intuitive solution to
maintain market integrity which is particularly
crucial in today’s digital climate, as most banking
and financial transactions are conducted online
and many employees at financial institutions are
working remotely.

9. Stay
Connected
www.shieldfc.com

10. Thank
You