Electronic Communications Surveillance is an increasingly crucial element of trade surveillance for financial services firms. If you want to take control over the complete eComms surveillance lifecycle then read this file. For more details about eComms compliance platform visit our website - https://bit.ly/31dHLNm

1. E C O M M S
C O M P L I A N C E
P L A T F O R M
/ShieldFinancia
lCompliance
@Shieldregtech
@shield.regtech
WWW.SHIELDFC.COM

2. Capturing financial eComms data regardless of the
format, location or type allows financial services
compliance officers to attain a transparent, complete and
cross-source view of all electronic communications,
financial data and intentions, allowing deep and
thorough investigations and monitoring.
A u s e r - c e n t r i c d a t a m o d e l
Take control over the complete eComms surveillance
lifecycle, capture all relevant data sources, analyze,
evaluate, and gain insights.
advanced enrichment powered by AI
S m a r t d e t e c t i o n m o d e l s
including market abuse, employee
conduct, and information handling
A l e r t i n g
proactively mitigate risk
Today, data is spread across multiple silos, each managed
separately with its own data owner, quality, integrity, and
accessibility.

3. C u s t o m i z a t i o n o f l e x i c o n s , f e a t u r e s
a n d d e t e c t i o n r u l e s c o n f i g u r a t i o n
The regulatory obligations of compliance team
organizations and CO’s require searching through entire
datasets (regardless of the silo location and format) in
order to conduct their risk analysis, monitoring, and
investigation, resulting in investigations that take days to
resolve.
E x p e r t s u p p o r t f o r d e t e c t i o n
o p t i m i z a t i o n
I n t e g r a t e d s u r v e i l l a n c e
Linking data from trade surveillance
alerts and enabling full trade
reconstruction
Media Reach
Tailored to your organization's pain points
Tune your detection modules to perfection
Schedule a mind-changing demo with us now!