Shield is well-positioned to offer a transparent and reliable solution that can eliminate dangerous market manipulations. Read the PDF or visit us at https://bit.ly/2XwWBAg

1. Today we’ve announced our
powerful Alert Transparency
capabilities, bringing
unmatched understanding to
compliance alerts and
triggers through artificial
intelligence (AI), Natural
Language Processing, and
other backend technologies.
As regulators across the
globe seek to define and
understand AI’s role within
financial institutions and AI-
driven fintech companies
struggle to offer true
transparency because of
their proprietary “black
box” solutions,

2. Alert Transparency provides
detailed insight into why an alert
was triggered so financial
organizations can detect possible
market manipulations, which has
been particularly prevalent in
today’s new hybrid work from
home environment.
Shield’s Alert Transparency provides
compliance teams with an in-depth
analysis and understanding of
communication triggers, including
the scenario, the rule that was
compromised, and an overall
relevancy score. Because regulations
and procedures can vary based on
the specific financial organization,
and how and where they operate,
compliance officers are able to
customize what triggers an alert to
the specific needs of their company.
A complete Workplace Intelligence platform,
Shield’s Alert Transparency is able to pinpoint
various risks across communication channels,
including insider trading, spoofing, front-
running, and even sexual harassment and
racism.
“Now, more than ever before, there is an
immense need to address compliance across
all communication channels, especially given
the new workplace environment where many
are working from home in some sort of hybrid
mode.,”
Shield is well-positioned to offer a transparent and reliable
Shield is well-positioned to offer a transparent and reliable
solution that can eliminate dangerous market manipulations.
solution that can eliminate dangerous market manipulations.

3. AI is not going anywhere as its
potential value to financial
organizations is too great to halt
adoption, but it does require a
level of human oversight that will
be crucial to ensure it meets
regulatory standards. As
organizations seek out AI-driven
fintech solutions that simplify
daily workflows and processes.
As the Financial Conduct
Authority (FCA), among other
global regulatory agencies, work
to eliminate market abuse.
Shield’s AI platform provides
organizations with an easy to
implement and intuitive
solution to maintain market
integrity which is particularly
crucial in today’s digital
climate, as most banking and
financial transactions are
conducted online and many
employees at financial
institutions are working
remotely.
https://www.shieldfc.com/