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•In factorial design, levels of factors are independently
varied, each factor at two or more levels.
•The effects that can e attributed to the factor and their
interactions are assed with maximum efficiency in
factorial design. So predictions based on results of an
undersigned experiment will be less reliable than those
which would be obtained in a factorial design.
•The optimization procedure is facilitated by costruction
of an equation that describes the experimental results
as a function of the factorial design. Here in case of a
factorial , a polynomial equation can be constructed
where the coefficients in the equation are related to
effects and interations of the factors.
•Now factorial design with fators at only two
level is called as 2n factorial design where n is
the no. of factors. these designs are simplest
and often adequate to achieve the experimental
objectives.

•The optimization procedure is facilitated by
fitting of an empirical polynomial equation to the
experimental results. The equation from for 2n
factorial experiment is of the following form:

•   Y= b0 + b1X1 + b2X2 + b3X3 +………+
b12X1 X2 + b13X1 X3
      + b23X2 X3+……+ b123X1 X2 X3
 Optimization of chromatographic conditions for
  both c8 and c18 columns carried out by a factorial
  design which evaluates temperature, ethanol
  concentration and mobile phase flow rate.
 So design matrix would be 23 factorial design for c
                                                      8
  column.
NO.      FACTORS        LOW LEVEL   HIGH LEVEL

 1       TEMP (X1)         30           50



 2    %ETHANOL (X2)        55           60




      FLOW RATE OF M.
 3       PHASE (X3)        0.1         0.2
    In chromatographic condition responses can
     be
1.   Efficiency
2.   Retention factor
3.   Assymetry
4.   Retention time
5.   Resolution

    In this example resolution is considered as
     response
NO.   X1   X2   X3

 1    -1   -1   -1

 2    -1   1    -1

 3    1    -1   -1

 4    1    1    -1

 5    -1   -1   1

 6    -1   1    1

 7    1    -1   1

 8    1    1    1
Data analysis for 23 factorial design

                                        resolution/res
  temp        %ethanol      flow rate      ponse


    30           55            0.1           2.4
    50           55            0.1           1.8
    30           60            0.1           1.9
    50           60            0.1           1.4
    30           55            0.2           2.4
    50           55            0.2           1.8
    30           60            0.2           1.6
    50           60            0.2           1.3
   The formula for transformation is

       X-the average of the two levels
     one half the difference of the levels
RESPO
                                                                        X1 X2         NSE
NO.   X1        X2        X3        X1 X2       X1 X3       X2 X3          X3          (Y)

 1         -1        -1        -1           1           1           1       -1       2.4

 2         -1        1         -1       -1              1       -1              1    1.8


 3         1         -1        -1       -1          -1              1           1    1.9

 4         1         1         -1           1       -1          -1          -1       1.4

 5         -1        -1        1            1       -1          -1              1    2.4

 6         -1        1         1        -1          -1              1       -1       1.8


 7         1         -1        1        -1              1       -1          -1       1.6

 8         1         1         1            1           1           1           1    1.3
 The coefficients for polynomial equation are
 calculated as
     Σ XY/2n
Where X is the value (+1 or -1) in the column
 appropriate for the coefficient being calculated,
     Y is the response.
X1Y       X2 Y    X3Y     X1X2Y   X1X3Y   X2X3Y   X1X2X3Y    Y

 -2.4     -2.4    -2.4     2.4     2.4     2.4      -2.4     2.4

 -1.8     1.8     -1.8     -1.8    1.8     -1.8     1.8      1.8

 1.9      -1.9    -1.9     -1.9    -1.9    1.9      1.9      1.9

 1.4      1.4     -1.4     1.4     -1.4    -1.4     -1.4     1.4

 -2.4     -2.4    2.4      2.4     -2.4    -2.4     2.4      2.4

 -1.8     1.8     1.8      -1.8    -1.8    1.8      -1.8     1.6

 1.6      -1.6    1.6      -1.6    1.6     -1.6     -1.6     1.6

 1.3      1.3     1.3      1.3     1.3     1.3      1.3      1.3


average

 B1        b2      b3      b12     b13     b23     b123      b0

-0.275    -0.25   -0.05   0.05    -0.05   0.025    0.025    1.825
Summary output

Regression Statistics

Multiple R                   1

R Square                     1
Adjusted R
    Square               65535
Standard
    Error                    0

Observations                 8

ANOVA
                                                               Significance
                        Df       SS          MS        F               F
Regression                   7    1.175     0.167857       0     #NUM!

Residual                     0   6.9E-31      65535
Total                        7    1.175
Lower     Upper
            Coefficie   Standard                       Lower    Upper      95.0      95.0
                nts         Error   t Stat   P-value     95%      95%       %         %


Intercept      1.825           0     65535   #NUM!      1.825    1.825    1.825     1.825


X1            -0.275           0     65535   #NUM!     -0.275   -0.275    -0.275    -0.275


X2              -0.25          0     65535   #NUM!      -0.25    -0.25     -0.25     -0.25


X3              -0.05          0     65535   #NUM!      -0.05    -0.05     -0.05     -0.05


X1 X2           0.05           0     65535   #NUM!       0.05     0.05     0.05      0.05


X1 X3           -0.05          0     65535   #NUM!      -0.05    -0.05     -0.05     -0.05


X2 X3          0.025           0     65535   #NUM!      0.025    0.025    0.025     0.025


X1 X2 X3       0.025           0     65535   #NUM!      0.025    0.025    0.025     0.025
RESIDUAL                                                    PROBABILITY
OUTPUT                                                      OUTPUT


                      Predicted                 Standard                   RESPO
  Observation       RESPONSE (Y)    Residuals   Residuals    Percentile    NSE (Y)

                1             2.4           0           0           6.25       1.3


                2             1.8    2.22E-16   0.797724          18.75        1.4


                3             1.9    -4.4E-16    -1.59545         31.25        1.6


                4             1.4    -4.4E-16    -1.59545         43.75        1.8


                5             2.4           0           0         56.25        1.8


                6             1.8    -2.2E-16    -0.79772         68.75        1.9


                7             1.6           0           0         81.25        2.4


                8             1.3    -2.2E-16    -0.79772         93.75        2.4
SUMMARY OUTPUT
Regression Statistics



     Multiple R         0.99787


     R Square           0.995745


 Adjusted R Square      0.970213


   Standard Error       0.070711


    Observations           8


      ANOVA
                                                             Significanc
                           df       SS      MS       F              eF


     Regression            6       1.17    0.195     39      0.121965


      Residual             1       0.005   0.005


        Total              7       1.175
Standard                        Lower      Upper      Lower      Upper
            Coefficients              t Stat   P-value
                             Error                          95%        95%       95.0%      95.0%


Intercept      1.825        0.025      73      0.00872    1.507346   2.142654   1.507346   2.142654


   X1         -0.275        0.025      -11     0.057716   -0.59265   0.042654   -0.59265   0.042654



   X2          -0.25        0.025      -10     0.063451   -0.56765   0.067654   -0.56765   0.067654



   X3          -0.05        0.025      -2      0.295167   -0.36765   0.267654   -0.36765   0.267654



 X1 X2         0.05         0.025       2      0.295167   -0.26765   0.367654   -0.26765   0.367654



 X1 X3         -0.05        0.025      -2      0.295167   -0.36765   0.267654   -0.36765   0.267654



 X2 X3         0.025        0.025       1        0.5      -0.29265   0.342654   -0.29265   0.342654
PROBABILITY
            RESIDUAL OUTPUT                         OUTPUT




            Predicted
Observati   RESPON                  Standard                 RESPON
   on        SE (Y)     Residuals   Residuals   Percentile    SE (Y)

   1         2.425       -0.025     -0.93541      6.25         1.3

   2         1.775       0.025      0.935414      18.75        1.4

   3         1.875       0.025      0.935414      31.25        1.6

   4         1.425       -0.025     -0.93541      43.75        1.8

   5         2.375       0.025      0.935414      56.25        1.8

   6         1.825       -0.025     -0.93541      68.75        1.9

   7         1.625       -0.025     -0.93541      81.25        2.4

   8         1.275       0.025      0.935414      93.75        2.4
Regression Statistics
 Multiple R    0.969755

 R Square      0.940426                                                                Normal Probability Plot
 Adjusted R
               0.916596
     Square                                                                   3




                                                              RESPONSE (Y)
                                                                             2.5
 Standard
               0.118322                                                       2
     Error
                                                                             1.5
                                                                                                          y = 0.013x + 1.1774
Observations       8                                                           1
                                                                                                               R2 = 0.937
                                                                             0.5
  ANOVA                                                                       0
                                                    Significanc                    0       20      40      60       80          100
                   df      SS      MS        F
                                                           eF                                   Sample Percentile

                                           39.464
Regression         2      1.105   0.5525        2   0.000866
                                                9

  Residual         5      0.07    0.014

   Total           7      1.175
Lower    Upper
                            Std                           Lower    Upper
            Coefficients              t Stat   P-value                        99.0     99.0
                            Error                           95%      95%
                                                                               %        %

Intercept      1.825       0.04183   43.625    1.19E-07 1.717465 1.932535 1.656324 1.993676

  X1          -0.275       0.04183   -6.5737   0.00122   -0.38253 -0.16747 -0.44368 -0.10632

  X2           -0.25       0.04183   -5.9761   0.00187   -0.35753 -0.14247 -0.41868 -0.08132
PROBABILITY
          RESIDUAL OUTPUT
                                               OUTPUT



           Predicted
Observatio                  Standard                   RESPON
           RESPON Residuals               Percentile
    n                       Residuals                   SE (Y)
            SE (Y)
   1        2.35     0.05        0.5        6.25         1.3
   2        1.85     -0.05       -0.5       18.75        1.4
   3        1.8       0.1         1         31.25        1.6
   4        1.3       0.1         1         43.75        1.8
   5        2.35     0.05        0.5        56.25        1.8
   6        1.85     -0.05       -0.5       68.75        1.9
   7        1.8       -0.2        -2        81.25        2.4
   8        1.3     -2.2E-16   -2.2E-15     93.75        2.4
Residuals

0.2


  0
       0   1   2   3   4      5        6   7   8   9

-0.2
                                                       Residuals

-0.4
X1 LOW         X1 HIGH
              1      2.4     2     1.8                   prediction of interaction from graph
 X2
LOW           5      2.4     6     1.8
                     2.4           1.8              3

                                                   2.5         2.4
              3      1.9     4     1.4
 X2
HIGH          7      1.6     8     1.3              2
                                                               1.75                        1.8
                   1.75           1.35                                                            low
                                                   1.5




                                         average
                                                                                           1.35   Series2
                                                    1

                                                   0.5

                                                    0
                                                         low                            high
                                                                      value of factor



       Interaction plot showing (by the parallel lines) that factors A and B do not
                                 influence each other.
 Diagnostic Checking: Adjusted 2 R
  Rule of Thumb: Values > 0.8 typically indicate that the
  regression model is a good fit.
 Otherwise, a second order model is required because

  the linear regression is not fit for our experiment.

   Final equation for this final reduced model will be y =
    1.825-0.275*temp-0.25*(%ethanol).
Prediction from equation
Coefficients of both temperature and %ethanol are having (-) negative
value. So if we put lesser the value for both we will get good/ highest
response / resolution.
Now, batch 5 is good , so we can say that batch 5 is best which give good
resolution.

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Factorial Design Optimization of Chromatographic Conditions

  • 1.
  • 2. •In factorial design, levels of factors are independently varied, each factor at two or more levels. •The effects that can e attributed to the factor and their interactions are assed with maximum efficiency in factorial design. So predictions based on results of an undersigned experiment will be less reliable than those which would be obtained in a factorial design. •The optimization procedure is facilitated by costruction of an equation that describes the experimental results as a function of the factorial design. Here in case of a factorial , a polynomial equation can be constructed where the coefficients in the equation are related to effects and interations of the factors.
  • 3. •Now factorial design with fators at only two level is called as 2n factorial design where n is the no. of factors. these designs are simplest and often adequate to achieve the experimental objectives. •The optimization procedure is facilitated by fitting of an empirical polynomial equation to the experimental results. The equation from for 2n factorial experiment is of the following form: • Y= b0 + b1X1 + b2X2 + b3X3 +………+ b12X1 X2 + b13X1 X3 + b23X2 X3+……+ b123X1 X2 X3
  • 4.  Optimization of chromatographic conditions for both c8 and c18 columns carried out by a factorial design which evaluates temperature, ethanol concentration and mobile phase flow rate.  So design matrix would be 23 factorial design for c 8 column.
  • 5. NO. FACTORS LOW LEVEL HIGH LEVEL 1 TEMP (X1) 30 50 2 %ETHANOL (X2) 55 60 FLOW RATE OF M. 3 PHASE (X3) 0.1 0.2
  • 6. In chromatographic condition responses can be 1. Efficiency 2. Retention factor 3. Assymetry 4. Retention time 5. Resolution  In this example resolution is considered as response
  • 7. NO. X1 X2 X3 1 -1 -1 -1 2 -1 1 -1 3 1 -1 -1 4 1 1 -1 5 -1 -1 1 6 -1 1 1 7 1 -1 1 8 1 1 1
  • 8. Data analysis for 23 factorial design resolution/res temp %ethanol flow rate ponse 30 55 0.1 2.4 50 55 0.1 1.8 30 60 0.1 1.9 50 60 0.1 1.4 30 55 0.2 2.4 50 55 0.2 1.8 30 60 0.2 1.6 50 60 0.2 1.3
  • 9. The formula for transformation is X-the average of the two levels one half the difference of the levels
  • 10. RESPO X1 X2 NSE NO. X1 X2 X3 X1 X2 X1 X3 X2 X3 X3 (Y) 1 -1 -1 -1 1 1 1 -1 2.4 2 -1 1 -1 -1 1 -1 1 1.8 3 1 -1 -1 -1 -1 1 1 1.9 4 1 1 -1 1 -1 -1 -1 1.4 5 -1 -1 1 1 -1 -1 1 2.4 6 -1 1 1 -1 -1 1 -1 1.8 7 1 -1 1 -1 1 -1 -1 1.6 8 1 1 1 1 1 1 1 1.3
  • 11.  The coefficients for polynomial equation are calculated as Σ XY/2n Where X is the value (+1 or -1) in the column appropriate for the coefficient being calculated, Y is the response.
  • 12. X1Y X2 Y X3Y X1X2Y X1X3Y X2X3Y X1X2X3Y Y -2.4 -2.4 -2.4 2.4 2.4 2.4 -2.4 2.4 -1.8 1.8 -1.8 -1.8 1.8 -1.8 1.8 1.8 1.9 -1.9 -1.9 -1.9 -1.9 1.9 1.9 1.9 1.4 1.4 -1.4 1.4 -1.4 -1.4 -1.4 1.4 -2.4 -2.4 2.4 2.4 -2.4 -2.4 2.4 2.4 -1.8 1.8 1.8 -1.8 -1.8 1.8 -1.8 1.6 1.6 -1.6 1.6 -1.6 1.6 -1.6 -1.6 1.6 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 average B1 b2 b3 b12 b13 b23 b123 b0 -0.275 -0.25 -0.05 0.05 -0.05 0.025 0.025 1.825
  • 13. Summary output Regression Statistics Multiple R 1 R Square 1 Adjusted R Square 65535 Standard Error 0 Observations 8 ANOVA Significance Df SS MS F F Regression 7 1.175 0.167857 0 #NUM! Residual 0 6.9E-31 65535 Total 7 1.175
  • 14. Lower Upper Coefficie Standard Lower Upper 95.0 95.0 nts Error t Stat P-value 95% 95% % % Intercept 1.825 0 65535 #NUM! 1.825 1.825 1.825 1.825 X1 -0.275 0 65535 #NUM! -0.275 -0.275 -0.275 -0.275 X2 -0.25 0 65535 #NUM! -0.25 -0.25 -0.25 -0.25 X3 -0.05 0 65535 #NUM! -0.05 -0.05 -0.05 -0.05 X1 X2 0.05 0 65535 #NUM! 0.05 0.05 0.05 0.05 X1 X3 -0.05 0 65535 #NUM! -0.05 -0.05 -0.05 -0.05 X2 X3 0.025 0 65535 #NUM! 0.025 0.025 0.025 0.025 X1 X2 X3 0.025 0 65535 #NUM! 0.025 0.025 0.025 0.025
  • 15. RESIDUAL PROBABILITY OUTPUT OUTPUT Predicted Standard RESPO Observation RESPONSE (Y) Residuals Residuals Percentile NSE (Y) 1 2.4 0 0 6.25 1.3 2 1.8 2.22E-16 0.797724 18.75 1.4 3 1.9 -4.4E-16 -1.59545 31.25 1.6 4 1.4 -4.4E-16 -1.59545 43.75 1.8 5 2.4 0 0 56.25 1.8 6 1.8 -2.2E-16 -0.79772 68.75 1.9 7 1.6 0 0 81.25 2.4 8 1.3 -2.2E-16 -0.79772 93.75 2.4
  • 16. SUMMARY OUTPUT Regression Statistics Multiple R 0.99787 R Square 0.995745 Adjusted R Square 0.970213 Standard Error 0.070711 Observations 8 ANOVA Significanc df SS MS F eF Regression 6 1.17 0.195 39 0.121965 Residual 1 0.005 0.005 Total 7 1.175
  • 17. Standard Lower Upper Lower Upper Coefficients t Stat P-value Error 95% 95% 95.0% 95.0% Intercept 1.825 0.025 73 0.00872 1.507346 2.142654 1.507346 2.142654 X1 -0.275 0.025 -11 0.057716 -0.59265 0.042654 -0.59265 0.042654 X2 -0.25 0.025 -10 0.063451 -0.56765 0.067654 -0.56765 0.067654 X3 -0.05 0.025 -2 0.295167 -0.36765 0.267654 -0.36765 0.267654 X1 X2 0.05 0.025 2 0.295167 -0.26765 0.367654 -0.26765 0.367654 X1 X3 -0.05 0.025 -2 0.295167 -0.36765 0.267654 -0.36765 0.267654 X2 X3 0.025 0.025 1 0.5 -0.29265 0.342654 -0.29265 0.342654
  • 18. PROBABILITY RESIDUAL OUTPUT OUTPUT Predicted Observati RESPON Standard RESPON on SE (Y) Residuals Residuals Percentile SE (Y) 1 2.425 -0.025 -0.93541 6.25 1.3 2 1.775 0.025 0.935414 18.75 1.4 3 1.875 0.025 0.935414 31.25 1.6 4 1.425 -0.025 -0.93541 43.75 1.8 5 2.375 0.025 0.935414 56.25 1.8 6 1.825 -0.025 -0.93541 68.75 1.9 7 1.625 -0.025 -0.93541 81.25 2.4 8 1.275 0.025 0.935414 93.75 2.4
  • 19. Regression Statistics Multiple R 0.969755 R Square 0.940426 Normal Probability Plot Adjusted R 0.916596 Square 3 RESPONSE (Y) 2.5 Standard 0.118322 2 Error 1.5 y = 0.013x + 1.1774 Observations 8 1 R2 = 0.937 0.5 ANOVA 0 Significanc 0 20 40 60 80 100 df SS MS F eF Sample Percentile 39.464 Regression 2 1.105 0.5525 2 0.000866 9 Residual 5 0.07 0.014 Total 7 1.175
  • 20. Lower Upper Std Lower Upper Coefficients t Stat P-value 99.0 99.0 Error 95% 95% % % Intercept 1.825 0.04183 43.625 1.19E-07 1.717465 1.932535 1.656324 1.993676 X1 -0.275 0.04183 -6.5737 0.00122 -0.38253 -0.16747 -0.44368 -0.10632 X2 -0.25 0.04183 -5.9761 0.00187 -0.35753 -0.14247 -0.41868 -0.08132
  • 21. PROBABILITY RESIDUAL OUTPUT OUTPUT Predicted Observatio Standard RESPON RESPON Residuals Percentile n Residuals SE (Y) SE (Y) 1 2.35 0.05 0.5 6.25 1.3 2 1.85 -0.05 -0.5 18.75 1.4 3 1.8 0.1 1 31.25 1.6 4 1.3 0.1 1 43.75 1.8 5 2.35 0.05 0.5 56.25 1.8 6 1.85 -0.05 -0.5 68.75 1.9 7 1.8 -0.2 -2 81.25 2.4 8 1.3 -2.2E-16 -2.2E-15 93.75 2.4
  • 22. Residuals 0.2 0 0 1 2 3 4 5 6 7 8 9 -0.2 Residuals -0.4
  • 23. X1 LOW X1 HIGH 1 2.4 2 1.8 prediction of interaction from graph X2 LOW 5 2.4 6 1.8 2.4 1.8 3 2.5 2.4 3 1.9 4 1.4 X2 HIGH 7 1.6 8 1.3 2 1.75 1.8 1.75 1.35 low 1.5 average 1.35 Series2 1 0.5 0 low high value of factor Interaction plot showing (by the parallel lines) that factors A and B do not influence each other.
  • 24.  Diagnostic Checking: Adjusted 2 R Rule of Thumb: Values > 0.8 typically indicate that the regression model is a good fit.  Otherwise, a second order model is required because the linear regression is not fit for our experiment.  Final equation for this final reduced model will be y = 1.825-0.275*temp-0.25*(%ethanol).
  • 25. Prediction from equation Coefficients of both temperature and %ethanol are having (-) negative value. So if we put lesser the value for both we will get good/ highest response / resolution. Now, batch 5 is good , so we can say that batch 5 is best which give good resolution.