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A	
  Right	
  to	
  Emit?:	
  Common	
  but	
  Differentiated	
  (Historic)	
  
Responsibility	
  and	
  the	
  International	
  Climate	
  Change	
  Regime.	
  
	
  
	
  
                   	
  
                   The	
  historical	
  emission	
  of	
  greenhouse	
  gases	
  (GHG)	
  by	
  developed	
  countries	
  
has	
  brought	
  the	
  world	
  to	
  the	
  brink	
  of	
  ecological	
  catastrophe.	
  	
  It	
  is	
  now	
  known	
  that	
  
the	
  capacity	
  of	
  the	
  Earth’s	
  atmosphere	
  to	
  absorb	
  these	
  emissions	
  is	
  limited.	
  	
  With	
  
current	
  modes	
  of	
  industrial	
  production	
  and	
  consumption,	
  and	
  therefore	
  
development,	
  inextricably	
  tied	
  to	
  GHG	
  emissions,	
  access	
  to	
  the	
  absorptive	
  capacity	
  
is	
  paramount	
  for	
  hopes	
  of	
  developing	
  countries	
  to	
  achieve	
  the	
  standards	
  of	
  living	
  
currently	
  enjoyed	
  by	
  developed	
  countries.	
  	
  The	
  imposition	
  of	
  limitations	
  to	
  this	
  
common	
  resource	
  necessitates	
  an	
  agreement	
  on	
  the	
  distribution	
  of	
  current	
  and	
  
future	
  emissions	
  entitlements	
  between	
  the	
  two	
  parties.	
  	
  Currently,	
  such	
  a	
  
distribution	
  is	
  to	
  be	
  guided	
  by	
  the	
  principle	
  of	
  common	
  but	
  differentiated	
  
responsibility	
  (CBDR)	
  as	
  set	
  out	
  in	
  the	
  United	
  Nations	
  Framework	
  Convention	
  on	
  
Climate	
  Change	
  (UNFCCC).	
  	
  This	
  paper	
  will	
  seek	
  to	
  uncover	
  the	
  interpretation	
  of	
  
CBDR	
  that	
  should	
  guide	
  this	
  distribution,	
  and	
  the	
  reductions	
  of	
  GHG	
  it	
  would	
  entail.	
  
	
  
	
  
Climate,	
  Conflict,	
  and	
  Consensus	
  
	
  
                   While	
  there	
  are	
  still	
  pockets	
  of	
  dissent,	
  a	
  general	
  scientific	
  consensus	
  now	
  
exists	
  surrounding	
  the	
  role	
  of	
  human	
  activity	
  in	
  bringing	
  about	
  rapid	
  climate	
  
change.1	
  	
  As	
  part	
  of	
  this	
  consensus,	
  the	
  increases	
  predicted	
  in	
  aggregate	
  global	
  
temperatures	
  have	
  been	
  attributed	
  to	
  industrial	
  development	
  –	
  the	
  pace	
  of	
  
which	
  has	
  intensified	
  considerably	
  post-­‐World	
  War	
  II	
  –	
  and	
  particularly	
  to	
  a	
  
heavy	
  reliance	
  on	
  the	
  burning	
  of	
  fossil	
  fuels.	
  	
  Without	
  immediate	
  and	
  rapid	
  
reductions	
  in	
  GHG	
  emissions,	
  which	
  are	
  associated	
  with	
  fossil	
  fuel	
  use,	
  global	
  
aggregate	
  temperatures	
  are	
  predicted	
  to	
  rise	
  by	
  as	
  much	
  as	
  6.4	
  degrees	
  over	
  the	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1	
  This	
  paper	
  will	
  assume	
  that	
  the	
  scientific	
  consensus	
  is	
  well	
  grounded,	
  and	
  that	
  

climate	
  change	
  is	
  an	
  inevitability;	
  all	
  that	
  can	
  be	
  determined	
  through	
  mitigation	
  
and	
  adaptation	
  is	
  the	
  degree	
  to	
  which	
  human	
  societies	
  are	
  affected.	
  


	
                                                                                                                                                                                                                             1	
  
course	
  of	
  the	
  21st	
  century.2	
  	
  	
  The	
  impact	
  of	
  a	
  rise	
  greater	
  than	
  two	
  degrees	
  over	
  
that	
  timeframe	
  would	
  be	
  catastrophic	
  for	
  human	
  societies	
  –	
  the	
  warming	
  of	
  
oceans	
  and	
  the	
  melting	
  ice	
  caps	
  would	
  lead	
  to	
  the	
  destruction	
  of	
  coastal	
  cities	
  
and	
  agricultural	
  areas,	
  as	
  well	
  as	
  an	
  increased	
  frequency	
  and	
  severity	
  of	
  extreme	
  
weather	
  events	
  such	
  as	
  heat	
  waves	
  and	
  flooding.3	
  	
  Developing	
  countries,	
  which	
  
occupy	
  the	
  most	
  vulnerable	
  areas	
  of	
  the	
  planet,	
  and	
  which	
  are	
  strongly	
  
dependent	
  upon	
  agricultural	
  production,	
  would	
  be	
  the	
  most	
  threatened	
  by	
  this	
  
scenario.4	
  
	
  
                   Accompanying	
  the	
  acceptance	
  that	
  industrial	
  development	
  is	
  the	
  source	
  
of	
  the	
  climate	
  change	
  threat,	
  there	
  is	
  a	
  general	
  consensus	
  about	
  the	
  apportioning	
  
of	
  blame.	
  	
  As	
  noted	
  in	
  the	
  introduction	
  to	
  the	
  UNFCCC,	
  a	
  convention	
  with	
  195	
  
state	
  parties	
  to	
  it,	
  the	
  ‘largest	
  share	
  of	
  historical	
  and	
  current	
  global	
  emissions	
  of	
  
greenhouse	
  gases	
  has	
  originated	
  in	
  developed	
  countries’.5	
  	
  Indeed,	
  by	
  1997,	
  at	
  
the	
  time	
  of	
  the	
  Kyoto	
  Protocol	
  negotiations,	
  developed	
  countries	
  were	
  
responsible	
  for	
  an	
  estimated	
  72	
  per	
  cent	
  of	
  current	
  GHG	
  emissions,	
  as	
  well	
  as	
  86	
  
per	
  cent	
  of	
  those	
  cumulatively	
  built	
  up	
  in	
  the	
  Earth’s	
  atmosphere.6	
  	
  It	
  is	
  therefore	
  
generally	
  accepted	
  that	
  causal	
  responsibility	
  unequally	
  falls	
  predominately	
  upon	
  
developed	
  countries,	
  because	
  of	
  their	
  far	
  greater	
  use	
  of	
  emissions	
  driven	
  
economic	
  growth.	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2	
  Stephen	
  J.	
  Turner,	
  A	
  Substantive	
  Environmental	
  Right:	
  An	
  Examination	
  of	
  the	
  

Legal	
  Obligations	
  of	
  Decision-­‐Makers	
  towards	
  the	
  Environment,	
  Alphen	
  aan	
  den	
  
Rijn,	
  Kluwer	
  Law	
  International,	
  2009,	
  p.	
  60.	
  
3	
  Katherine	
  Smits,	
  Applying	
  Political	
  Theory:	
  Issues	
  and	
  Debates,	
  Basingstoke,	
  

Palgrave	
  Macmillan,	
  2009,	
  p.	
  233.	
  
4	
  Ellen	
  Wiegandt,	
  ‘Climate	
  Change,	
  Equity,	
  and	
  International	
  Negotiations’,	
  in	
  Urs	
  

Luterbacher	
  and	
  Detlef	
  F.	
  Sprinz	
  (eds),	
  International	
  Relations	
  and	
  Global	
  Climate	
  
Change,	
  Cambridge,	
  MIT	
  Press,	
  2001,	
  p.	
  137.	
  
5	
  United	
  Nations,	
  United	
  Nations	
  Framework	
  Convention	
  on	
  Climate	
  Change,	
  

GE.05-­‐62220	
  (E)	
  200795,	
  New	
  York,	
  1992,	
  p.	
  1,	
  retrieved	
  20	
  June	
  2011,	
  available	
  
from	
  <	
  http://unfccc.int/essential_background/convention/background/items	
  
/2853.php>.	
  	
  For	
  a	
  list	
  of	
  Parties	
  to	
  the	
  Convention	
  and	
  ratification	
  details,	
  see	
  
website	
  at	
  United	
  Nations	
  Framework	
  Convention	
  on	
  Climate	
  Change,	
  Status	
  of	
  
Ratification,	
  retrieved	
  4	
  July	
  2011,	
  available	
  from	
  <http://unfccc.int/essential_	
  
background/convention/status_of_ratification/items/2631.php>.	
  
6	
  Ruchi	
  Anand,	
  International	
  Environmental	
  Justice:	
  A	
  North-­‐South	
  Dimension,	
  

Burlington,	
  Ashgate,	
  2003,	
  p.	
  29	
  


	
                                                                                                                                                                                                                         2	
  
Importantly,	
  developed	
  countries	
  have	
  benefited	
  heavily	
  from	
  their	
  use	
  of	
  
practices	
  associated	
  with	
  GHG	
  emissions.	
  	
  As	
  development	
  itself	
  is	
  inextricably	
  
tied	
  to	
  the	
  current	
  modes	
  of	
  industrial	
  consumption	
  and	
  production,	
  and	
  the	
  
GHG	
  emissions	
  associated	
  with	
  them,	
  developed	
  countries	
  have	
  achieved	
  far	
  
higher	
  standards	
  of	
  living	
  than	
  those	
  prevailing	
  in	
  developing	
  countries.	
  	
  Little	
  
wonder	
  then	
  that	
  the	
  highest	
  emitters	
  account	
  for	
  over	
  80	
  per	
  cent	
  of	
  Gross	
  
World	
  Product	
  (GWP).7	
  	
  Yet,	
  as	
  access	
  to	
  the	
  absorptive	
  capacity	
  of	
  the	
  
atmosphere	
  must	
  now	
  be	
  limited	
  if	
  catastrophe	
  is	
  to	
  be	
  avoided,	
  the	
  
developmental	
  opportunities	
  of	
  the	
  Global	
  South,	
  who	
  are	
  already	
  well	
  behind	
  
countries	
  of	
  the	
  Global	
  North,8	
  are	
  severely	
  restricted	
  by	
  this	
  imbalance	
  in	
  the	
  
prior	
  use	
  of	
  a	
  common	
  resource.	
  	
  So,	
  it	
  is	
  widely	
  acknowledged	
  that	
  inequalities	
  
exist	
  in	
  the	
  apportionment	
  of	
  benefits	
  derived	
  from	
  GHG	
  emissions,	
  and	
  in	
  the	
  
capacity	
  to	
  pay	
  for	
  mitigation	
  efforts.9	
  
	
  
                   There	
  is,	
  on	
  the	
  other	
  hand,	
  little	
  agreement	
  regarding	
  the	
  ‘fair’	
  and	
  
‘equitable’	
  distribution	
  of	
  future	
  emission	
  entitlements.	
  	
  If	
  developing	
  countries	
  
are	
  to	
  grow	
  at	
  a	
  rate	
  sufficient	
  to	
  haul	
  their	
  populations	
  out	
  of	
  poverty,	
  their	
  
emissions	
  will	
  necessarily	
  increase.	
  	
  Limits	
  in	
  the	
  absorptive	
  capacity	
  of	
  the	
  
atmosphere,	
  which	
  have	
  already	
  been	
  breached,	
  thus	
  dictate	
  that	
  the	
  developed	
  
world	
  will	
  need	
  to	
  drastically	
  reduce	
  its	
  emissions	
  levels.	
  	
  Yet	
  global	
  
environmental	
  politics	
  is	
  currently	
  divided	
  across	
  a	
  fault	
  line	
  in	
  North-­‐South	
  
relations.	
  	
  Asymmetries	
  in	
  both	
  the	
  contributions	
  to,	
  and	
  the	
  benefits	
  derived	
  
from,	
  GHG	
  emissions	
  serve	
  as	
  a	
  source	
  of	
  direct	
  confrontation,	
  with	
  common	
  
conceptions	
  of	
  ‘fair’	
  and	
  ‘equitable’	
  being	
  seemingly	
  unattainable.10	
  	
  Indeed,	
  the	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
7	
  GWP	
  is	
  equal	
  to	
  the	
  current	
  combined	
  capacity	
  of	
  all	
  of	
  the	
  world’s	
  economies,	
  

developed	
  and	
  developing.	
  	
  Ibid,	
  p.	
  29.	
  
8	
  The	
  term	
  ‘South’	
  represents	
  not	
  just	
  a	
  geographical	
  definition	
  of	
  developing	
  

countries	
  (Africa,	
  South	
  America,	
  Asia),	
  but	
  also	
  reflects	
  the	
  ‘common	
  
experiences	
  of	
  people	
  in	
  these	
  countries	
  as	
  a	
  result	
  of	
  historically	
  determined	
  
social	
  and	
  economic	
  conditions	
  resulting	
  from	
  their	
  colonial	
  and	
  imperial	
  past’.	
  	
  
These	
  experiences	
  have	
  left	
  the	
  ‘South’	
  economically	
  and	
  political	
  weak,	
  though	
  
to	
  varying	
  degrees,	
  in	
  comparison	
  to	
  the	
  developed	
  countries	
  of	
  the	
  ‘North’.	
  	
  Ibid,	
  
p.	
  1.	
  
9	
  Peter	
  Singer,	
  ‘One	
  Atmosphere’,	
  in	
  Stephen	
  M.	
  Gardiner	
  et	
  al.	
  (eds),	
  Climate	
  

Ethics:	
  Essential	
  Readings,	
  Oxford,	
  Oxford	
  University	
  Press,	
  2010,	
  p.	
  188.	
  
10	
  Anand,	
  International	
  Environmental	
  Justice,	
  pp.	
  2-­‐3.	
  




	
                                                                                                                                                                                                                          3	
  
inherent	
  lack	
  of	
  agreement	
  on	
  what	
  constitutes	
  fairness	
  and	
  equity	
  in	
  emissions	
  
distribution	
  between	
  the	
  parties	
  to	
  the	
  Kyoto	
  Protocol	
  was	
  at	
  the	
  core	
  of	
  the	
  
negotiation’s	
  overall	
  failure.11	
  	
  
	
  
                   It	
  was	
  within	
  this	
  context	
  of	
  North-­‐South	
  division	
  that	
  the	
  principle	
  of	
  
CBDR	
  was	
  forged.	
  	
  Given	
  the	
  differentiation	
  in	
  responsibilities,	
  benefits,	
  and	
  
capacities	
  described	
  above,	
  the	
  concept	
  of	
  CBDR,	
  taken	
  at	
  face	
  value,	
  imposes	
  
justice	
  requirements	
  on	
  the	
  distribution	
  of	
  access	
  to	
  the	
  ‘global	
  commons’,12	
  and	
  
specifically	
  to	
  emissions	
  entitlements.	
  	
  Nevertheless,	
  the	
  lack	
  of	
  normative	
  
agreement	
  between	
  the	
  parties	
  means	
  that	
  what	
  counts	
  as	
  fair	
  and	
  equitable	
  is	
  
highly	
  controversial.13	
  	
  
	
  
                   Consensus	
  on	
  current	
  and	
  future	
  emissions	
  entitlements	
  is	
  critical,	
  not	
  
least	
  because	
  the	
  threat	
  is	
  so	
  great,	
  but	
  also	
  because	
  there	
  are	
  no	
  boundaries	
  
between	
  ecological	
  spaces.	
  	
  As	
  a	
  result,	
  states	
  are	
  facing	
  the	
  consequences	
  of	
  
actions	
  of	
  others,	
  while	
  being	
  incapable	
  of	
  dealing	
  with	
  them	
  independently.	
  	
  
Although	
  this	
  situation	
  creates	
  an	
  incentive	
  to	
  cooperate,	
  any	
  agreement	
  
perceived	
  as	
  unfair	
  by	
  either	
  party	
  will	
  neither	
  be	
  signed	
  by	
  all,	
  nor	
  implemented	
  
by	
  any.14	
  	
  It	
  is	
  to	
  the	
  attempts	
  to	
  manufacture	
  consensus	
  (through	
  international	
  
climate	
  regimes)	
  on	
  fair	
  and	
  equitable	
  distributions	
  that	
  we	
  know	
  turn.	
  
	
  
	
  
	
  
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
11	
  Leigh	
  Raymond,	
  Differential	
  Treatment	
  in	
  International	
  Environmental	
  Law,	
  

Oxford,	
  Oxford	
  University	
  Press,	
  2006,	
  p.	
  4.	
  
12	
  Strictly	
  speaking,	
  the	
  phrase	
  ‘global	
  commons’	
  is	
  somewhat	
  of	
  a	
  misnomer,	
  as	
  

it	
  refers	
  to	
  property	
  owned	
  in	
  common,	
  whereas	
  the	
  atmosphere	
  is	
  a	
  resource	
  
beyond	
  any	
  such	
  ownership.	
  	
  As	
  Raymond	
  points	
  out,	
  ‘global	
  open-­‐access	
  
resource’	
  would	
  be	
  more	
  accurate,	
  but	
  as	
  ‘global	
  commons’	
  is	
  the	
  accepted	
  term,	
  
it	
  shall	
  be	
  used	
  here.	
  	
  Ibid,	
  p.	
  3.	
  
13	
  Raymond,	
  Differential	
  Treatment,	
  p.	
  4.	
  
14	
  Lavanya	
  Rajamani,	
  ‘The	
  Principle	
  of	
  Common	
  but	
  Differentiated	
  Responsibility	
  

and	
  the	
  Balance	
  of	
  Commitments	
  under	
  the	
  Climate	
  Regime’,	
  Reciel,	
  Vol.	
  9,	
  No.	
  2,	
  
2000,	
  pp.	
  121-­‐122.	
  


	
                                                                                                                                                                                                                         4	
  
The	
  UNFCC	
  and	
  the	
  Kyoto	
  Protocol	
  
	
  
                   The	
  UNFCCC	
  was	
  established	
  in	
  June	
  1992	
  at	
  the	
  United	
  Nations	
  (UN)	
  
Conference	
  on	
  Environment	
  and	
  Development	
  in	
  Rio	
  de	
  Janeiro.	
  	
  The	
  
Convention,	
  an	
  ‘overall	
  framework	
  for	
  intergovernmental	
  efforts	
  to	
  tackle	
  
climate	
  change’,15	
  strove	
  to	
  limit	
  the	
  amount	
  of	
  GHG	
  emissions	
  flowing	
  into	
  the	
  
atmosphere	
  through	
  voluntary	
  reductions	
  to	
  levels	
  equal	
  to	
  a	
  baseline	
  year	
  of	
  
1990.16	
  	
  Such	
  action	
  was	
  deemed	
  necessary	
  if	
  the	
  dangerous	
  effects	
  of	
  
anthropogenic	
  climate	
  change	
  were	
  to	
  be	
  mitigated,	
  and	
  the	
  benefits	
  of	
  the	
  
environment	
  were	
  to	
  flow	
  to	
  current	
  and	
  future	
  generations.17	
  Article	
  3.1	
  of	
  the	
  
Convention	
  determined	
  that	
  emissions	
  reductions	
  were	
  to	
  be	
  undertaken	
  ‘on	
  the	
  
basis	
  of	
  equity	
  and	
  in	
  accordance	
  with	
  [Parties’]	
  common	
  but	
  differentiated	
  
responsibilities	
  and	
  respective	
  capabilities’,	
  with	
  ‘the	
  developed	
  country	
  Parties	
  
[to]	
  take	
  the	
  lead	
  in	
  combating	
  climate	
  change’.18	
  	
  Despite	
  the	
  underlying	
  
disagreements	
  discussed	
  above,	
  the	
  Convention	
  enjoys	
  near	
  universal	
  
membership	
  amongst	
  both	
  developed	
  and	
  developing	
  countries.19	
  	
  	
  
	
  
                   CBDR,	
  as	
  set	
  out	
  in	
  article	
  3.1,	
  refers	
  to	
  differentiation	
  under	
  two	
  
headings:	
  the	
  contribution	
  to	
  the	
  problem,	
  and	
  the	
  capacity	
  or	
  resources	
  to	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
15	
  Taken	
  from	
  website,	
  see	
  United	
  Nations	
  Framework	
  Convention	
  on	
  Climate	
  

Change,	
  The	
  United	
  Nations	
  Framework	
  on	
  Climate	
  Change,	
  retrieved	
  4	
  July	
  2011,	
  
available	
  from	
  <http://unfccc.int/essential_background/convention/	
  
items/2627.php>.	
  
16	
  See	
  article	
  4.2	
  (b).	
  	
  United	
  Nations,	
  United	
  Nations	
  Framework,	
  p.	
  7.	
  
17	
  See	
  article	
  2	
  for	
  the	
  framework’s	
  overall	
  objective.	
  	
  United	
  Nations,	
  United	
  

Nations	
  Framework,	
  p.	
  4.	
  	
  This	
  paper	
  will	
  not	
  be	
  concerned	
  with	
  the	
  entitlements	
  
of	
  future	
  generations,	
  though	
  there	
  is	
  lively	
  debate	
  on	
  this	
  issue,	
  partly	
  because	
  it	
  
is	
  beyond	
  its	
  scope,	
  and	
  partly	
  as	
  for	
  future	
  generations	
  to	
  have	
  any	
  claims	
  to	
  
entitlements,	
  it	
  must	
  first	
  be	
  shown	
  that	
  current	
  generations	
  have	
  the	
  same	
  
claims.	
  	
  David	
  Miller,	
  ‘Social	
  Justice	
  and	
  Environmental	
  Goods’,	
  in	
  Andrew	
  
Dobson	
  (ed.),	
  Fairness	
  and	
  Futurity:	
  Essays	
  on	
  Environmental	
  Sustainability	
  and	
  
Social	
  Justice,	
  Oxford,	
  Oxford	
  University	
  Press,	
  1999,	
  p.	
  153.	
  
18	
  United	
  Nations,	
  United	
  Nations	
  Framework,	
  p.	
  4.	
  	
  CBDR	
  also	
  formed	
  Principle	
  7	
  

of	
  the	
  Rio	
  Declaration,	
  released	
  following	
  the	
  Conference.	
  	
  See	
  United	
  Nations,	
  
Rio	
  Declaration	
  on	
  Environment	
  and	
  Development,	
  U.N.	
  Doc.	
  A/CONF.151/26	
  
(1992),	
  New	
  York,	
  retrieved	
  5	
  July	
  2011,	
  available	
  from	
  <http://www.un.org/	
  
documents/ga/conf151/aconf15126-­‐1annex1.htm>.	
  
19	
  Lavanya	
  Rajamani,	
  Differential	
  Treatment	
  in	
  International	
  Environmental	
  Law,	
  

Oxford,	
  Oxford	
  University	
  Press,	
  2006,	
  pp.	
  58-­‐59.	
  


	
                                                                                                                                                                                                                         5	
  
undertake	
  response	
  measures.20	
  	
  Differentiation	
  itself,	
  in	
  international	
  law,	
  
though	
  seemingly	
  awkward	
  given	
  the	
  fundamental	
  principle	
  of	
  the	
  equal	
  
sovereignty	
  of	
  states,	
  is	
  not	
  new.	
  	
  For	
  instance,	
  the	
  five	
  permanent	
  members	
  of	
  
the	
  UN	
  Security	
  Council	
  have	
  different	
  voting	
  powers	
  to	
  the	
  other	
  ten	
  non-­‐
permanent	
  members,	
  and	
  in	
  many	
  international	
  financial	
  institutions	
  voting	
  is	
  
weighted	
  on	
  the	
  basis	
  of	
  income	
  levels.	
  	
  Differentiation	
  thus	
  recognises	
  that	
  in	
  
substantive	
  terms,	
  such	
  as	
  size,	
  development,	
  resources,	
  and	
  political	
  power,	
  
countries	
  are	
  in	
  reality	
  unequal.21	
  	
  Yet,	
  though	
  a	
  principle,	
  CBDR	
  is	
  not	
  to	
  be	
  
considered	
  a	
  binding	
  rule	
  necessitating	
  predetermined	
  action,	
  but	
  rather	
  a	
  guide	
  
or	
  aim.	
  	
  As	
  such,	
  both	
  lines	
  of	
  differentiation	
  are	
  open	
  to	
  interpretation	
  or	
  even	
  
outright	
  reformulation.22	
  
	
  
                   Aside	
  from	
  setting	
  out	
  the	
  principle	
  of	
  CBDR,	
  the	
  Convention	
  contains	
  
several	
  other	
  components	
  of	
  importance	
  here.	
  	
  Firstly,	
  given	
  the	
  near	
  universal	
  
status	
  of	
  the	
  UNFCCC,	
  article	
  4.2	
  (a)	
  of	
  the	
  Convention	
  represents	
  the	
  first	
  full	
  
admission	
  of	
  responsibility	
  for	
  the	
  threat	
  of	
  climate	
  change	
  on	
  the	
  part	
  of	
  
developed	
  countries.23	
  	
  Under	
  it,	
  they	
  are	
  committed	
  to	
  taking	
  the	
  lead	
  role	
  via	
  
national	
  policies	
  towards	
  the	
  reduction	
  of	
  GHG	
  emissions,	
  and	
  the	
  protection	
  of	
  
carbon	
  sinks.24	
  	
  Secondly,	
  article	
  4.7	
  obliges	
  developing	
  countries	
  to	
  take	
  similar	
  
action	
  dependent	
  upon	
  the	
  provision	
  by	
  developed	
  countries	
  of	
  ‘financial	
  
resources	
  and	
  transfer	
  of	
  technology’,	
  and	
  recognises	
  that	
  ‘economic	
  and	
  social	
  
development	
  and	
  poverty	
  eradication’	
  are	
  their	
  overriding	
  priorities.25	
  	
  Thirdly,	
  
while	
  it	
  is	
  clear	
  from	
  the	
  Convention	
  that	
  developed	
  countries	
  are	
  responsible	
  
for	
  the	
  primary	
  costs	
  of	
  mitigation	
  efforts,	
  the	
  grounding	
  of	
  this	
  duty	
  in	
  their	
  
historical	
  responsibility	
  for	
  climate	
  change	
  is	
  only	
  (weakly)	
  alluded	
  to.	
  	
  For	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
20	
  Ibid,	
  p.	
  130.	
  
21	
  Sumudu	
  Atapattu,	
  Emerging	
  Principles	
  in	
  International	
  Environmental	
  Law,	
  

Ardsley,	
  Transnational	
  Publishers,	
  2006,	
  pp.	
  379-­‐381.	
  
22	
  This	
  is	
  despite	
  the	
  use	
  of	
  obligatory	
  language	
  (Parties	
  ‘shall’),	
  see	
  Rajamani,	
  

‘The	
  Principle	
  of	
  Common	
  but	
  Differentiated	
  Responsibility’,	
  p.	
  124;	
  and	
  
Rajamani,	
  Differential	
  Treatment,	
  p.	
  192.	
  
23	
  Chukwumerije	
  Okereke,	
  Global	
  Justice	
  and	
  Neoliberal	
  Environmental	
  

Governance:	
  Ethics,	
  Sustainable	
  Development	
  and	
  International	
  Co-­‐operation,	
  New	
  
York,	
  Routledge,	
  2007,	
  p.	
  110.	
  
24	
  See	
  article	
  4.2	
  (a).	
  	
  United	
  Nations,	
  United	
  Nations	
  Framework,	
  p.	
  6.	
  
25	
  United	
  Nations,	
  United	
  Nations	
  Framework,	
  p.	
  8.	
  




	
                                                                                                                                                                                                                         6	
  
example,	
  the	
  Polluter	
  Pays	
  Principle	
  (PPP),	
  mentioned	
  in	
  Principle	
  16	
  of	
  the	
  Rio	
  
Declaration	
  released	
  following	
  the	
  conference,	
  is	
  not	
  mentioned	
  in	
  the	
  
Convention.26	
  	
  Rather,	
  the	
  Convention	
  is	
  couched	
  in	
  language	
  that	
  indicates	
  
mitigation	
  is	
  related	
  to	
  the	
  ability	
  to	
  pay.27	
  	
  As	
  a	
  result	
  of	
  this	
  indeterminacy,	
  
different	
  interpretations	
  of	
  the	
  Convention’s	
  meaning	
  have	
  been	
  pushed	
  by	
  both	
  
developed	
  and	
  developing	
  countries;	
  for	
  the	
  former,	
  burdens	
  are	
  linked	
  to	
  
capacity	
  to	
  pay;	
  for	
  the	
  latter,	
  to	
  historical	
  causality.28	
  
	
  
                   Once	
  the	
  UNFCCC	
  was	
  brought	
  into	
  force	
  on	
  21	
  March	
  1994,29	
  regular	
  
Conference	
  of	
  the	
  Parties	
  (COP)	
  meetings	
  were	
  held	
  to	
  assess	
  progress	
  in	
  its	
  
implementation.	
  	
  COP-­‐1,	
  held	
  in	
  Berlin	
  in	
  1995,	
  decided	
  voluntary	
  reductions	
  
were	
  not	
  achieving	
  the	
  desired	
  reductions,	
  and	
  that	
  binding	
  targets	
  would	
  be	
  
needed.30	
  	
  Subsequently,	
  at	
  COP-­‐3,	
  held	
  in	
  Kyoto,	
  Japan,	
  a	
  Protocol	
  agreement	
  
was	
  added	
  to	
  the	
  UNFCCC	
  which	
  mandated	
  compulsory	
  reduction	
  targets.31	
  	
  	
  As	
  
part	
  of	
  a	
  reaffirmation	
  of	
  CBDR,	
  the	
  Kyoto	
  Protocol	
  assigned	
  such	
  targets	
  to	
  37	
  
developed	
  countries,	
  with	
  developing	
  countries	
  excluded	
  from	
  any	
  immediate	
  
reductions.32	
  	
  For	
  the	
  former,	
  an	
  aggregate	
  target	
  of	
  a	
  five	
  per	
  cent	
  reduction	
  
below	
  1990	
  levels,	
  to	
  be	
  achieved	
  by	
  2012,	
  was	
  set,	
  with	
  individual	
  targets	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
26	
  See	
  United	
  Nations,	
  Rio	
  Declaration.	
  	
  The	
  PPP	
  was	
  originally	
  developed	
  by	
  the	
  

Organization	
  for	
  Economic	
  Co-­‐operation	
  and	
  Development	
  as	
  an	
  economic	
  tool	
  
for	
  internalizing	
  environment	
  externalities	
  (environmental	
  degradation)	
  into	
  
transaction	
  costs.	
  	
  It	
  has	
  since	
  taken	
  on	
  broader	
  meanings	
  of	
  historical	
  
responsibility	
  for	
  past	
  pollution,	
  and	
  compensation	
  related	
  to	
  it,	
  finding	
  its	
  way	
  
into	
  legal	
  documents.	
  	
  Not	
  until	
  the	
  Rio	
  Declaration,	
  however,	
  did	
  it	
  have	
  any	
  
universal	
  application.	
  	
  Atapattu,	
  Emerging	
  Principles,	
  p.	
  440.	
  
27	
  Rajamani,	
  Differential	
  Treatment,	
  p.	
  191-­‐193.	
  	
  See,	
  in	
  particular,	
  article	
  4.2	
  (a).	
  	
  

United	
  Nations,	
  United	
  Nations	
  Framework,	
  p.	
  6.	
  
28	
  Okereke,	
  Global	
  Justice,	
  pp.	
  111-­‐112.	
  
29	
  Taken	
  from	
  website,	
  see	
  United	
  Nations	
  Framework	
  Convention	
  on	
  Climate	
  

Change,	
  The	
  United	
  Nations	
  Framework	
  on	
  Climate	
  Change.	
  
30	
  Stephen	
  M.	
  Gardiner,	
  ‘Ethics	
  and	
  Global	
  Climate	
  Change’,	
  in	
  Stephen	
  M.	
  

Gardiner	
  et	
  al.	
  (eds),	
  Climate	
  Ethics:	
  Essential	
  Readings,	
  Oxford,	
  Oxford	
  University	
  
Press,	
  2010,	
  p.	
  19.	
  
31	
  Taken	
  from	
  website,	
  see	
  United	
  Nations	
  Framework	
  Convention	
  on	
  Climate	
  

Change,	
  Kyoto	
  Protocol,	
  retrieved	
  5	
  July	
  2011,	
  available	
  from	
  <http://unfccc.int/	
  
kyoto_protocol/items/2830.php>.	
  
32	
  Countries	
  were	
  separated	
  into	
  two	
  groups:	
  Annex	
  I	
  (all	
  developed	
  countries),	
  

and	
  non-­‐Annex	
  I	
  (developing	
  countries).	
  	
  Michael	
  Grubb,	
  ‘Seeking	
  Fair	
  Weather:	
  
Ethics	
  and	
  the	
  International	
  Debate	
  on	
  Climate	
  Change’,	
  International	
  Affairs,	
  Vol.	
  
71,	
  No.	
  3,	
  1995,	
  p.	
  479.	
  


	
                                                                                                                                                                                                                         7	
  
varying	
  considerably.33	
  	
  Recognizing	
  the	
  difficulties	
  associated	
  with	
  rapid	
  
decreases	
  in	
  emissions	
  rates,	
  the	
  Protocol	
  also	
  allowed	
  for	
  an	
  emissions	
  trading	
  
scheme.34	
  	
  	
  
	
  
                   Naturally,	
  and	
  rightly,	
  the	
  developing	
  countries	
  felt	
  they	
  were	
  exempt	
  
from	
  any	
  immediate	
  reductions,	
  and	
  could	
  develop	
  in	
  an	
  unrestricted	
  manner,	
  at	
  
least	
  as	
  regards	
  GHG	
  emissions.	
  	
  For	
  the	
  United	
  States	
  (US),	
  then	
  the	
  biggest	
  
emitter,	
  this	
  was	
  unacceptable.35	
  	
  The	
  US,	
  under	
  the	
  Clinton	
  administration,	
  had	
  
recognised	
  the	
  principle	
  of	
  CBDR,	
  but	
  demanded	
  that	
  developing	
  countries	
  
would	
  take	
  on	
  some	
  responsibility	
  for	
  reductions,	
  commensurate	
  to	
  their	
  
capacities,	
  and	
  rejected	
  outright	
  any	
  suggestion	
  of	
  rapid	
  reductions	
  based	
  upon	
  
historical	
  use	
  or	
  culpability.36	
  	
  Arising	
  out	
  of	
  these	
  objections,	
  supported	
  by	
  
many	
  other	
  developed	
  countries,	
  the	
  Kyoto	
  Protocol	
  did	
  reflect	
  differing	
  
capabilities	
  rather	
  than	
  becoming	
  an	
  indictment	
  of	
  unstainable	
  lifestyles	
  or	
  past	
  
emissions.37	
  	
  Yet,	
  the	
  US,	
  by	
  the	
  time	
  of	
  ratification	
  under	
  the	
  George	
  W.	
  Bush	
  
administration,	
  still	
  refused	
  to	
  ratify	
  the	
  treaty	
  on	
  the	
  basis	
  that	
  it	
  was	
  ‘unfair’	
  
because	
  of	
  what	
  the	
  Senate	
  termed	
  a	
  ‘disparity	
  of	
  treatment’	
  between	
  the	
  
parties.38	
  	
  
	
  
                   Though	
  the	
  Kyoto	
  Protocol	
  staggered	
  into	
  effect	
  in	
  February	
  2005,39	
  
following	
  at	
  times	
  torturous	
  negotiations,	
  overriding	
  agreement	
  on	
  ideas	
  of	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
33	
  The	
  US	
  and	
  EU	
  were	
  assigned	
  targets	
  of	
  7	
  and	
  8	
  percent	
  respectively,	
  and	
  

Australia	
  was	
  granted	
  a	
  small	
  increase,	
  for	
  example.	
  	
  Singer,	
  ‘One	
  Atmosphere’,	
  p.	
  
185.	
  
34	
  Ibid.	
  
35	
  Bradley	
  C.	
  Parks	
  and	
  J.	
  Timmons	
  Roberts,	
  A	
  Climate	
  of	
  Injustice:	
  Global	
  

Inequality,	
  North-­‐South	
  Politics,	
  and	
  Climate	
  Policy,	
  Cambridge,	
  MIT	
  Press,	
  2007,	
  
p.	
  3.	
  
36	
  Paul	
  G.	
  Harris,	
  ‘Common	
  but	
  Differentiated	
  Responsibility:	
  The	
  Kyoto	
  Protocol	
  

and	
  United	
  States	
  Policy’,	
  N.Y.U.	
  Environmental	
  Law	
  Journal,	
  Vol.	
  7,	
  1999,	
  pp.	
  46-­‐
47.	
  
37	
  Grubb,	
  ‘Seeking	
  Fair	
  Weather’,	
  p.	
  478-­‐479.	
  
38	
  Steve	
  Vanderheiden,	
  ‘Climate	
  Change,	
  Environmental	
  Rights,	
  and	
  Emissions	
  

Shares’,	
  in	
  Steve	
  Vanderheiden	
  (ed.),	
  Political	
  Theory	
  and	
  Global	
  Climate	
  Change,	
  
Cambridge,	
  MIT	
  Press,	
  2008,	
  p.	
  43.	
  
39	
  Currently,	
  the	
  Kyoto	
  Protocol	
  has	
  193	
  parties	
  to	
  it,	
  including	
  Australia.	
  	
  For	
  a	
  

complete	
  list,	
  and	
  details	
  on	
  stages	
  of	
  ratification	
  see	
  website	
  at	
  United	
  Nations	
  
Framework	
  Convention	
  on	
  Climate	
  Change,	
  Status	
  of	
  Ratification,	
  retrieved	
  5	
  July	
  


	
                                                                                                                                                                                                                         8	
  
fairness	
  or	
  equity	
  cannot	
  be	
  said	
  to	
  have	
  driven	
  the	
  process	
  itself.40	
  	
  The	
  
negotiations	
  were	
  not	
  based	
  upon	
  generally	
  agreed	
  principles	
  of	
  fairness	
  or	
  
equity,	
  but	
  on	
  political	
  considerations	
  fuelled	
  by	
  self-­‐interest.	
  	
  The	
  end	
  result	
  of	
  
backroom	
  bargaining,	
  the	
  Protocol	
  itself	
  represents	
  the	
  relative	
  power	
  relations	
  
within	
  the	
  international	
  system	
  more	
  than	
  any	
  consistent	
  ethical	
  notions.	
  	
  Little	
  
wonder	
  then	
  that	
  reductions	
  have	
  been	
  minimal	
  at	
  best,	
  and	
  that	
  the	
  COP	
  
meetings	
  following	
  the	
  agreement	
  have	
  made	
  only	
  token	
  progress.41	
  	
  Rather	
  than	
  
being	
  a	
  guide	
  to	
  how	
  future	
  emissions	
  entitlements	
  should	
  be	
  distributed,	
  the	
  
CBDR	
  principle	
  was	
  diluted	
  by	
  political	
  reality.	
  	
  	
  
	
  
	
  
Historical	
  Approaches	
  to	
  Justice	
  
	
  
                                                      In	
  addressing	
  the	
  question	
  of	
  how	
  CBDR	
  should	
  guide	
  the	
  distribution	
  of	
  
emission	
  entitlements	
  now	
  and	
  into	
  the	
  future,	
  developing	
  countries	
  argue	
  that	
  
historical	
  responsibility	
  must	
  be	
  taken	
  into	
  account.	
  	
  Arguably,	
  the	
  philosophical	
  
basis	
  for	
  CBDR	
  can	
  be	
  located	
  in	
  the	
  first	
  of	
  Henry	
  Shue’s	
  principles	
  of	
  equity:	
  
	
  
                                                      When	
  a	
  Party	
  has	
  in	
  the	
  past	
  taken	
  unfair	
  advantage	
  of	
  others	
  by	
  
                                                      imposing	
  costs	
  upon	
  them	
  without	
  their	
  consent,	
  those	
  who	
  have	
  been	
  
                                                      unilaterally	
  put	
  at	
  a	
  disadvantage	
  are	
  entitled	
  to	
  demand	
  that	
  in	
  the	
  
                                                      future	
  the	
  offending	
  Party	
  should	
  burdens	
  that	
  are	
  unequal	
  at	
  least	
  to	
  the	
  
                                                      extent	
  of	
  the	
  unfair	
  advantage	
  previously	
  taken,	
  in	
  order	
  to	
  restore	
  
                                                      equality.42	
  	
  	
  
	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2011,	
  <http://unfccc.int/kyoto_protocol/status_of_ratification/items/	
  
2613.php>.	
  
40	
  Singer,	
  ‘One	
  Atmosphere’,	
  p.	
  185.	
  
41	
  Witness	
  the	
  failure	
  to	
  reach	
  even	
  the	
  modest	
  targets	
  of	
  the	
  Kyoto	
  Protocol,	
  and	
  

the	
  of	
  the	
  Copenhagen	
  (COP-­‐15)	
  negotiations.	
  	
  Tuula	
  Honkonen,	
  The	
  Common	
  but	
  
Differentiated	
  Responsibility	
  Principle	
  in	
  Multilateral	
  Environmental	
  Agreements:	
  
Regulatory	
  and	
  Policy	
  Aspects,	
  Alphen	
  aan	
  den	
  Rijn,	
  Kluwer	
  Law	
  International,	
  
2009,	
  p.	
  128.	
  	
  	
  
42	
  Henry	
  Shue,	
  ‘Global	
  Environment	
  and	
  International	
  Inequality’,	
  International	
  

Affairs,	
  Vol.	
  75,	
  No.	
  3,	
  1999,	
  p.	
  531.	
  


	
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       9	
  
Therefore,	
  equity	
  would	
  seem	
  to	
  require	
  that	
  developed	
  countries	
  take	
  unequal	
  
burdens	
  commensurate	
  to	
  their	
  unfair	
  use	
  of	
  the	
  absorptive	
  capacity	
  of	
  the	
  
atmosphere	
  in	
  the	
  past.43	
  	
  	
  
	
  
                   The	
  so-­‐called	
  ‘Brazil	
  proposal’	
  is	
  the	
  most	
  emblematic	
  of	
  historical	
  
emissions	
  claims	
  put	
  forward	
  thus	
  far	
  by	
  developing	
  countries.	
  	
  Proposed	
  by	
  the	
  
Brazil	
  delegation	
  at	
  the	
  time	
  of	
  the	
  Kyoto	
  Protocol	
  negotiations,	
  it	
  suggested	
  that	
  
the	
  cumulative	
  effects	
  of	
  past	
  emissions	
  dating	
  back	
  to	
  1840	
  be	
  linked	
  to	
  specific	
  
countries	
  such	
  that	
  they	
  may	
  be	
  held	
  accountable	
  for	
  their	
  historical	
  
responsibilities	
  for	
  anthropogenic	
  climate	
  change.44	
  	
  In	
  response,	
  an	
  ad	
  hoc	
  
group,	
  the	
  Modelling	
  and	
  Assessment	
  of	
  Contributions	
  to	
  Climate	
  Change	
  was	
  
created	
  under	
  the	
  UNFCCC	
  to	
  test	
  and	
  improve	
  the	
  scientific	
  basis	
  for	
  such	
  
claims.	
  	
  Yet	
  uncertainties	
  related	
  to	
  historical	
  climate	
  modelling,	
  and	
  the	
  
necessity	
  of	
  arbitrary	
  decisions	
  on	
  the	
  allocation	
  of	
  relative	
  emissions	
  and	
  time-­‐
series	
  to	
  particular	
  countries,	
  undermined	
  the	
  objectivity	
  of	
  the	
  process.45	
  
	
  
                   It	
  remains,	
  at	
  the	
  present	
  level	
  of	
  scientific	
  capabilities,	
  a	
  very	
  difficult	
  
task	
  to	
  allocate	
  direct	
  responsibility	
  for	
  a	
  particular	
  amount	
  of	
  emissions	
  (and	
  a	
  
corresponding	
  amount	
  of	
  climate	
  change).	
  	
  Climate	
  change	
  is	
  not	
  traced	
  to	
  a	
  level	
  
of	
  GHG	
  emissions	
  in	
  any	
  particular	
  year,	
  but	
  due	
  to	
  the	
  build	
  up,	
  over	
  time,	
  of	
  
carbon	
  in	
  the	
  atmosphere.46	
  	
  And	
  while	
  causal	
  responsibility	
  may	
  be	
  clear	
  in	
  an	
  
overall	
  sense,	
  the	
  direct	
  linking	
  of	
  cumulative	
  emissions	
  to	
  particular	
  
states/individuals/regions	
  is	
  far	
  more	
  complex.47	
  	
  	
  
	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
43	
  Rajamani,	
  ‘The	
  Principle	
  of	
  Common	
  but	
  Differentiated	
  Responsibility’,	
  pp.	
  

121-­‐122.	
  
44	
  Gosseries,	
  ‘Historical	
  Emissions	
  and	
  Free-­‐Riding’,	
  Ethical	
  Perspectives,	
  Vol.	
  11,	
  

No.	
  1,	
  2004,	
  p.	
  37.	
  
45	
  Christine	
  Ellermen	
  et	
  al.,	
  ‘Differentiating	
  (Historic)	
  Responsibilities	
  for	
  Climate	
  

Change,	
  Climate	
  Policy,	
  Vol.	
  9,	
  2009,	
  pp.	
  594-­‐595.	
  
46	
  Wiegandt,	
  ‘Climate	
  Change’,	
  p.	
  134.	
  
47	
  Edward	
  A.	
  Page,	
  ‘Distributing	
  the	
  Burdens	
  of	
  Climate	
  Change’,	
  Environmental	
  

Politics,	
  Vol.	
  17,	
  No.	
  4,	
  2008,	
  pp.	
  558-­‐559.	
  


	
                                                                                                                                                                                                                      10	
  
Nevertheless,	
  historical	
  responsibility	
  continues	
  to	
  be	
  an	
  important	
  
consideration	
  in	
  any	
  allocation	
  of	
  future	
  emission	
  entitlements.48	
  	
  As	
  Peter	
  
Singer	
  argued,	
  we	
  must	
  ask	
  ‘[a]re	
  the	
  parties	
  entitled,	
  by	
  an	
  originally	
  justifiable	
  
acquisition	
  and	
  a	
  chain	
  of	
  legitimate	
  transfers,	
  to	
  the	
  holdings	
  they	
  have	
  now?’	
  	
  If	
  
this	
  is	
  not	
  the	
  case,	
  as	
  it	
  clearly	
  is	
  not,	
  some	
  form	
  of	
  rectification	
  or	
  compensation	
  
is	
  required.49	
  	
  Such	
  an	
  undertaking	
  is	
  supported	
  by	
  the	
  PPP,	
  and	
  rightly	
  so,	
  lest	
  
we	
  privilege	
  the	
  actions	
  of	
  the	
  past	
  over	
  current	
  and	
  future	
  generations.50	
  	
  After	
  
all,	
  the	
  denial	
  of	
  historical	
  responsibility	
  (or	
  ‘grandfathering’)51	
  is	
  no	
  small	
  
matter	
  in	
  terms	
  of	
  actual	
  distribution.	
  	
  As	
  Müller	
  demonstrated,	
  using	
  various	
  
data	
  sources	
  on	
  past	
  emissions,	
  and	
  allocations	
  formed	
  using	
  a	
  baseline	
  year	
  of	
  
1990,	
  the	
  burdens	
  imposed	
  on	
  the	
  US	
  and	
  the	
  European	
  Union	
  (EU)	
  would	
  fall	
  by	
  
one-­‐fifth,	
  while	
  China’s	
  would	
  double	
  and	
  India’s	
  triple.52	
  	
  
	
  
                   Grandfathering	
  is	
  defended	
  on	
  several	
  grounds,	
  by	
  developed	
  countries	
  
and	
  commentators	
  alike.	
  	
  Firstly,	
  it	
  is	
  argued	
  that,	
  having	
  obtained	
  higher	
  levels	
  
of	
  emissions	
  already,	
  developed	
  countries	
  are	
  now	
  entitled	
  to	
  them.	
  	
  This	
  
argument	
  rests,	
  however,	
  on	
  a	
  conception	
  of	
  GHG	
  emissions	
  as	
  some	
  form	
  of	
  
private	
  property,	
  which	
  considering	
  the	
  common	
  nature	
  of	
  the	
  Earth’s	
  
atmosphere	
  is	
  blatantly	
  false.	
  	
  Even	
  was	
  this	
  not	
  the	
  case,	
  as	
  Singer	
  has	
  argued,	
  
the	
  developed	
  countries	
  through	
  their	
  past	
  emission	
  rates	
  have	
  neither	
  left	
  
‘enough	
  for	
  the	
  good’,	
  nor	
  benefited	
  the	
  poor	
  in	
  any	
  concrete	
  sense.53	
  	
  Moreover,	
  
there	
  is	
  a	
  fundamental	
  irony	
  to	
  such	
  claims:	
  developed	
  countries	
  demand	
  that	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
48	
  Grubb,	
  ‘Seeking	
  Fair	
  Weather’,	
  p.	
  474.	
  
49	
  Singer,	
  ‘One	
  Atmosphere’,	
  p.	
  187.	
  
50	
  Eric	
  Neumayer,	
  ‘In	
  Defence	
  of	
  Historical	
  Accountability	
  for	
  Greenhouse	
  Gas	
  

Emissions’,	
  Ecological	
  Economics,	
  Vol.	
  33,	
  2000,	
  pp.	
  187-­‐188.	
  
51	
  Grandfathering	
  is	
  the	
  creation	
  of	
  rules	
  for	
  a	
  previous	
  or	
  existing	
  situation,	
  

while	
  applying	
  separate	
  rules	
  for	
  future	
  situations.	
  	
  Lukas	
  H.	
  Meyer	
  and	
  Dominic	
  
Roser,	
  ‘Distributive	
  Justice	
  and	
  Climate	
  Change:	
  The	
  Allocation	
  of	
  Emissions	
  
Rights’,	
  Analyse	
  und	
  Kritik,	
  Vol.	
  28,	
  No.	
  2,	
  2006,	
  pp.	
  229.	
  
52	
  Ellermen	
  et	
  al.,	
  ‘Differentiating	
  (Historic)	
  Responsibilities’,	
  pp.	
  603-­‐604.	
  	
  
53	
  Meyer	
  and	
  Roser,	
  ‘Distributive	
  Justice’,	
  pp.	
  229-­‐331.	
  	
  The	
  term	
  ‘enough	
  for	
  the	
  

good’	
  comes	
  from	
  John	
  Locke	
  and	
  his	
  justification	
  for	
  private	
  property	
  in	
  Second	
  
Treatise	
  on	
  Civil	
  Government	
  of	
  1690.	
  	
  In	
  it,	
  Locke	
  argues	
  that	
  the	
  Earth	
  and	
  its	
  
contents	
  ‘belong	
  to	
  mankind	
  in	
  common’.	
  	
  But	
  through	
  the	
  use	
  of	
  human	
  labour	
  
in	
  combination	
  with	
  the	
  land,	
  we	
  can	
  appropriate	
  the	
  commons,	
  thereby	
  
transforming	
  it	
  into	
  private	
  property.	
  	
  This	
  is	
  acceptable	
  so	
  long	
  as	
  there	
  remains	
  
‘enough	
  for	
  the	
  good’.	
  	
  Singer,	
  ‘One	
  Atmosphere’,	
  p.	
  187.	
  


	
                                                                                                                                                                                                                      11	
  
historical	
  responsibility	
  for	
  built	
  up	
  emissions	
  be	
  taken	
  off	
  the	
  table,	
  while	
  
simultaneously	
  pushing	
  for	
  recognition	
  of	
  greater	
  entitlement	
  based	
  upon	
  those	
  
historic	
  emissions.54	
  	
  Fairness	
  and	
  equity	
  should	
  be	
  consistent,	
  a	
  requirement	
  
which	
  arguments	
  along	
  this	
  line	
  clearly	
  violate.	
  
	
  
                   A	
  second	
  and	
  more	
  robust	
  defence	
  of	
  grandfathering	
  can	
  be	
  mounted	
  on	
  
the	
  basis	
  of	
  ignorance;	
  past	
  generations	
  were	
  not	
  aware	
  of	
  the	
  dangers	
  of	
  GHG	
  
emissions,	
  and	
  therefore	
  current	
  generations	
  cannot	
  be	
  held	
  accountable.	
  	
  For	
  
this	
  reason,	
  a	
  baseline	
  year	
  of	
  1990	
  was	
  chosen	
  as	
  it	
  coincides	
  with	
  the	
  
publication	
  of	
  the	
  first	
  International	
  Panel	
  on	
  Climate	
  Change	
  (IPCC)	
  report	
  and	
  
general	
  public	
  awareness.55	
  	
  As	
  Aristotle	
  argued,	
  blame	
  and	
  praise	
  are	
  only	
  
attributed	
  to	
  voluntary	
  actions,	
  the	
  conditions	
  of	
  which	
  are	
  control	
  and	
  
knowledge	
  of	
  consequences,	
  clearly	
  denied	
  to	
  current	
  inhabitants	
  of	
  developed	
  
countries.56	
  	
  
	
  
                   Yet	
  it	
  is	
  an	
  established	
  principle	
  of	
  almost	
  every	
  legal	
  system	
  currently	
  
operating	
  that	
  ignorance	
  does	
  not	
  exempt	
  liability	
  in	
  civil	
  law,	
  or	
  debar	
  
punishment	
  in	
  criminal	
  law.	
  	
  More	
  importantly,	
  rather	
  than	
  being	
  about	
  ‘blame	
  
or	
  collective	
  guilt’,	
  the	
  UNFCCC	
  should	
  be	
  about	
  assigning	
  an	
  equitable	
  share	
  of	
  
the	
  absorptive	
  capacity	
  of	
  the	
  atmosphere	
  to	
  everyone.	
  	
  Turning	
  to	
  Aristotle	
  
again:	
  that	
  the	
  proportionate	
  treatment	
  of	
  unequals	
  is	
  as	
  important	
  as	
  the	
  
proportionate	
  treatment	
  of	
  equals.57	
  	
  Therefore,	
  as	
  the	
  initial	
  distribution	
  of	
  
emissions	
  has	
  led	
  to	
  inequality,	
  historical	
  emissions	
  must	
  be	
  taken	
  into	
  account	
  if	
  
overall	
  equality	
  is	
  to	
  be	
  achieved.58	
  	
  	
  	
  
	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
54	
  Rajamani,	
  Differential	
  Treatment,	
  p.	
  142.	
  
55	
  The	
  first	
  warning	
  of	
  the	
  possibility	
  of	
  anthropogenic	
  climate	
  change	
  dates	
  back	
  

to	
  1896	
  and	
  Svante	
  Arrhenius’s	
  On	
  the	
  Influence	
  of	
  Carbonic	
  Acid	
  in	
  the	
  Air	
  upon	
  
the	
  Temperature	
  on	
  the	
  Ground,	
  but	
  it	
  is	
  fair	
  to	
  say	
  that	
  before	
  the	
  mid-­‐1980s	
  
public	
  awareness	
  was	
  minimal.	
  	
  Neumayer,	
  ‘In	
  Defence	
  of	
  Historical	
  
Accountability’,	
  p.	
  188.	
  
56	
  Ellermen	
  et	
  al.,	
  ‘Differentiating	
  (Historic)	
  Responsibilities’,	
  p.	
  595.	
  
57	
  Honkonen,	
  The	
  Common	
  but	
  Differentiated	
  Responsibility	
  Principle,	
  p.	
  11.	
  
58	
  Neumayer,	
  ‘In	
  Defence	
  of	
  Historical	
  Accountability’,	
  pp.	
  188-­‐190.	
  




	
                                                                                                                                                                                                                     12	
  
A	
  corollary	
  to	
  the	
  ignorance	
  argument	
  can	
  be	
  mounted	
  on	
  the	
  basis	
  that,	
  
regardless	
  of	
  past	
  unawareness,	
  the	
  inhabitants	
  of	
  developed	
  countries	
  were	
  
powerless	
  by	
  virtue	
  of	
  their	
  non-­‐contemporaneity.	
  	
  Simon	
  Caney	
  has	
  argued	
  this	
  
point	
  strongly	
  elsewhere,	
  claiming	
  that	
  it	
  is	
  unjust	
  to	
  force	
  those	
  who	
  didn’t	
  
pollute	
  to	
  pay	
  now	
  as	
  they	
  would	
  be	
  suffering	
  beyond	
  their	
  due.59	
  	
  Non-­‐
reciprocity	
  between	
  past	
  and	
  current	
  generations,	
  however,	
  does	
  not	
  mean	
  that	
  
no	
  duties	
  arise,	
  whether	
  actions	
  were	
  unintentional	
  or	
  not.60	
  	
  For	
  those	
  living	
  
today	
  in	
  developed	
  countries	
  certainly	
  enjoy	
  the	
  benefits	
  of	
  past	
  emissions,	
  
denied	
  to	
  developing	
  countries,	
  regardless	
  of	
  whether	
  knowledgeable	
  harm	
  was	
  
in	
  fact	
  caused.61	
  	
  Following	
  John	
  Rawls,	
  ‘[t]he	
  	
  life	
  of	
  a	
  people	
  is	
  conceived	
  as	
  a	
  
scheme	
  of	
  cooperation	
  spread	
  out	
  in	
  historical	
  time’.62	
  	
  The	
  benefits	
  received	
  
from	
  their	
  forebears	
  are	
  therefore	
  filled	
  with	
  a	
  consequent	
  liability	
  that	
  cannot	
  
be	
  denied.63	
  	
  	
  
	
  
                   Many	
  commentators	
  have	
  also	
  argued	
  that	
  historical	
  responsibility	
  
should	
  be	
  denied	
  on	
  the	
  basis	
  of	
  the	
  non-­‐identity	
  problem,	
  originally	
  put	
  forward	
  
by	
  Derek	
  Parfit	
  in	
  relation	
  to	
  future	
  generations.	
  This	
  proposition	
  avers	
  that	
  
policies	
  with	
  far	
  reaching	
  social	
  effects,	
  such	
  as	
  those	
  that	
  would	
  be	
  related	
  to	
  
reducing	
  emissions,	
  not	
  only	
  impact	
  on	
  their	
  objectives,	
  but	
  on	
  the	
  identities	
  of	
  
those	
  who	
  are	
  not	
  yet	
  born.	
  	
  So	
  if	
  a	
  country	
  chooses	
  to	
  pursue	
  climate	
  policy	
  A,	
  
which	
  causes	
  ecological	
  devastation	
  and	
  the	
  birth	
  of	
  person	
  a,	
  over	
  climate	
  
policy	
  B,	
  which	
  protects	
  the	
  environment	
  and	
  results	
  in	
  the	
  birth	
  of	
  person	
  b,	
  
person	
  a	
  cannot	
  claim	
  to	
  have	
  been	
  harmed.	
  	
  This	
  is	
  because	
  had	
  the	
  country	
  
chosen	
  climate	
  policy	
  B	
  they	
  would	
  not	
  exist	
  today.64	
  	
  	
  
	
  
                   But	
  does	
  this	
  indeterminacy	
  really	
  matter?	
  	
  People	
  come	
  into	
  existence	
  
during	
  the	
  normal	
  course	
  of	
  events	
  and,	
  though	
  we	
  may	
  not	
  know	
  their	
  identity,	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
59	
  Simon	
  Caney,	
  ‘Cosmopolitan	
  Justice,	
  Responsibility,	
  and	
  Global	
  Climate	
  

Change’,	
  Leiden	
  Journal	
  of	
  International	
  Law,	
  Vol.	
  18,	
  2005,	
  pp.	
  758-­‐760.	
  
60	
  Page,	
  ‘Distributing	
  the	
  Burdens’,	
  pp.	
  563-­‐564.	
  
61	
  Gosseries,	
  ‘Historical	
  Emissions’,	
  pp.	
  40-­‐43.	
  
62	
  John	
  Rawls,	
  A	
  Theory	
  of	
  Justice,	
  Cambridge,	
  Harvard	
  University	
  Press,	
  1971,	
  p.	
  

289.	
  
63	
  Rajamani,	
  Differential	
  Treatment,	
  p.	
  140.	
  
64	
  Meyer	
  and	
  Roser,	
  ‘Distributive	
  Justice’,	
  pp.	
  240-­‐247.	
  




	
                                                                                                                                                                                                                         13	
  
or	
  their	
  specific	
  interests,	
  we	
  can	
  be	
  certain	
  that	
  they	
  will	
  have	
  interests	
  that	
  can	
  
be	
  harmed.	
  	
  One	
  would	
  reasonably	
  assume,	
  moreover,	
  that	
  whoever	
  comes	
  into	
  
existence	
  would	
  wish	
  for	
  a	
  habitable	
  planet,	
  by	
  virtue	
  of	
  existing	
  in	
  the	
  first	
  
place.65	
  	
  This	
  argument	
  carries	
  far	
  more	
  weight	
  when	
  current	
  generations	
  are	
  
considering	
  the	
  effect	
  of	
  climate	
  policies	
  on	
  those	
  yet	
  to	
  be	
  born.	
  	
  To	
  deny	
  
historical	
  responsibility	
  for	
  decisions	
  already	
  made,	
  on	
  the	
  basis	
  that	
  our	
  
existence	
  is	
  dependent	
  upon	
  them	
  is,	
  however,	
  spurious.	
  
	
  
                         A	
  third	
  argument	
  put	
  forward	
  in	
  relation	
  to	
  historical	
  responsibility	
  
contends	
  that	
  developing	
  countries	
  have	
  actually	
  benefited	
  from	
  historical	
  
emissions.	
  	
  It	
  is	
  argued	
  that	
  advances	
  in	
  medicine	
  and	
  technology,	
  for	
  example,	
  
would	
  not	
  have	
  been	
  passed	
  on	
  to	
  developing	
  countries	
  without	
  past	
  emissions.	
  	
  
But	
  this	
  benefit	
  is	
  infinitely	
  difficult	
  to	
  quantify.	
  	
  It	
  is	
  also	
  debatable	
  how	
  much	
  of	
  
this	
  transference	
  was	
  in	
  fact	
  more	
  to	
  the	
  benefit	
  of	
  developed	
  countries,	
  
especially	
  considering	
  the	
  dire	
  situation	
  of	
  many	
  current	
  developing	
  countries.	
  	
  
Certainly,	
  the	
  preponderance	
  of	
  those	
  benefits	
  in	
  medicine	
  and	
  technology	
  has	
  
flowed	
  to	
  developed	
  countries	
  themselves.66	
  
	
  
                         Lastly,	
  it	
  is	
  argued	
  that	
  past	
  emissions	
  cannot	
  be	
  attributed	
  to	
  specific	
  
developed	
  countries	
  due	
  to	
  boundary	
  changes.	
  	
  This	
  argument,	
  on	
  practical	
  
grounds,	
  points	
  to	
  the	
  break	
  up	
  of	
  the	
  Soviet	
  Union,	
  and	
  changes	
  in	
  the	
  EU,	
  for	
  
example,	
  as	
  a	
  reason	
  for	
  excluding	
  them	
  from	
  historical	
  responsibility.	
  	
  Yet	
  the	
  
boundaries	
  of	
  the	
  major	
  emitters,	
  such	
  as	
  Western	
  Europe,	
  North	
  America,	
  Japan	
  
and	
  Australia	
  (on	
  a	
  per	
  capita	
  basis),	
  have	
  remained	
  relatively	
  consistent	
  over	
  
this	
  time,	
  or	
  at	
  least	
  during	
  the	
  century	
  preceding	
  the	
  1990	
  baseline	
  year.67	
  
	
  
                         The	
  denial	
  of	
  historical	
  responsibility	
  is	
  akin	
  to	
  free-­‐riding	
  on	
  emissions;	
  
that	
  is,	
  while	
  actions	
  benefit	
  an	
  individual	
  or	
  a	
  community,	
  the	
  costs	
  are	
  
apportioned	
  to	
  a	
  third	
  party.	
  	
  So	
  people	
  from	
  the	
  US	
  are	
  receiving	
  the	
  benefits	
  of	
  
past	
  generations,	
  while	
  the	
  costs	
  are	
  being	
  put	
  upon	
  people	
  in	
  the	
  developing	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
65	
  Katherine	
  Smits,	
  Applying	
  Political	
  Theory,	
  p.	
  243	
  
66	
  Neumayer,	
  ‘In	
  Defence	
  of	
  Historical	
  Accountability’,	
  p.	
  189.	
  
67	
  Ibid,	
  pp.	
  189-­‐190.	
  




	
                                                                                                                                                                                                                                 14	
  
world.68	
  	
  So,	
  although	
  current	
  emissions	
  are	
  of	
  the	
  greater	
  concern,	
  fairness	
  and	
  
equity	
  dictate	
  that	
  historical	
  emissions	
  should	
  be	
  taken	
  into	
  account.69	
  	
  To	
  do	
  so,	
  
however,	
  means	
  that	
  developed	
  countries	
  would	
  have	
  to	
  reduce	
  their	
  emissions	
  
immediately	
  and	
  drastically,	
  which	
  is	
  not	
  politically	
  realistic.	
  	
  For	
  now	
  though,	
  it	
  
is	
  important	
  to	
  remember	
  that,	
  firstly,	
  past	
  emissions	
  should	
  be	
  taken	
  into	
  
account;	
  and,	
  secondly,	
  that	
  if	
  they	
  are	
  ignored	
  completely,	
  no	
  distribution	
  of	
  
emissions	
  will	
  satisfy	
  developing	
  countries,	
  leading	
  to	
  their	
  defection	
  from	
  any	
  
climate	
  regime.70	
  
	
  
	
  
Alternative	
  Approaches	
  to	
  Justice	
  
	
  
                   There	
  are	
  several	
  alternative	
  distribution	
  arrangements,	
  based	
  upon	
  
alternative	
  conceptions	
  of	
  justice,	
  which	
  do	
  not	
  take	
  historical	
  responsibility	
  into	
  
account.	
  	
  While	
  the	
  above	
  discussion	
  relates	
  to	
  retributive	
  justice,	
  and	
  the	
  
assignment	
  of	
  responsibility	
  to	
  make	
  amends	
  for	
  past	
  wrongs,	
  distributive	
  
justice	
  is	
  associated	
  with	
  the	
  allocation	
  of	
  costs	
  or	
  benefits	
  based	
  upon	
  some	
  
measure	
  of	
  current	
  entitlement.71	
  	
  Within	
  this	
  form	
  of	
  justice	
  there	
  are	
  three	
  
levels	
  that	
  must	
  come	
  under	
  consideration;	
  firstly,	
  the	
  scope	
  of	
  justice	
  (or	
  the	
  
‘whom’	
  or	
  ‘which’	
  of	
  justice	
  –	
  humans,	
  non-­‐humans,	
  the	
  environment	
  etc.);	
  
secondly,	
  the	
  shape	
  of	
  justice	
  (or	
  how	
  much	
  of	
  something	
  is	
  to	
  be	
  distributed);	
  
and	
  thirdly,	
  the	
  currency	
  of	
  justice	
  (or	
  what	
  is	
  to	
  be	
  distributed	
  –	
  welfare,	
  
resources,	
  access	
  to	
  resources	
  etc.).72	
  	
  The	
  approaches	
  discussed	
  below	
  are	
  all	
  
concerned	
  with	
  distribution	
  to	
  the	
  human	
  world.73	
  	
  Where	
  they	
  differ	
  is	
  in	
  
relation	
  to	
  the	
  shape	
  and	
  currency	
  of	
  justice.	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
68	
  Gosseries,	
  ‘Historical	
  Emissions’,	
  pp.	
  48-­‐51.	
  
69	
  Ibid,	
  p.	
  68.	
  
70	
  Gardiner,	
  ‘Ethics’,	
  p.	
  15.	
  
71	
  Matthew	
  Paterson,	
  ‘Principles	
  of	
  Justice	
  in	
  the	
  Context	
  of	
  Global	
  Climate	
  

Change’,	
  in	
  Urs	
  Luterbacher	
  and	
  Detlef	
  F.	
  Sprinz	
  (eds),	
  International	
  Relations	
  
and	
  Global	
  Climate	
  Change,	
  Cambridge,	
  MIT	
  Press,	
  2001,	
  pp.	
  121-­‐123.	
  
72	
  Edward	
  E.	
  Page,	
  Climate	
  Change,	
  Justice,	
  and	
  Future	
  Generations,	
  Cheltenham,	
  

Edward	
  Elgar,	
  2006,	
  pp.	
  50-­‐51.	
  
73	
  The	
  assignment	
  of	
  rights	
  to	
  non-­‐human	
  entities	
  is	
  an	
  incredibly	
  complex	
  

proposition	
  that	
  will	
  not	
  be	
  undertaken	
  here.	
  	
  For	
  examples	
  of	
  arguments	
  related	
  
to	
  such	
  an	
  imposition,	
  see	
  Tom	
  Regan,	
  ‘The	
  Case	
  for	
  Animal	
  Rights,'	
  in	
  Peter	
  


	
                                                                                                                                                                                                                     15	
  
 
                                                      Developing	
  countries,	
  for	
  their	
  part,	
  favour	
  the	
  allocation	
  of	
  per	
  capita	
  
emissions.	
  	
  Due	
  to	
  the	
  immediate	
  burden	
  to	
  be	
  placed	
  on	
  developed	
  countries,	
  
however,	
  most	
  commentators	
  argue	
  that	
  tradeable	
  emissions	
  permits	
  should	
  be	
  
used	
  to	
  ensure	
  a	
  path	
  to	
  equity	
  while	
  minimizing	
  cost.74	
  	
  For	
  at	
  current	
  levels,	
  
according	
  to	
  Peter	
  Singer,	
  equal	
  per	
  capita	
  emissions	
  would	
  amount	
  to	
  around	
  
one	
  metric	
  tonne	
  per	
  year.	
  	
  Currently,	
  the	
  US	
  emits	
  five	
  metric	
  tonnes	
  per	
  year,	
  
and	
  Japan,	
  Australia	
  and	
  the	
  EU	
  all	
  range	
  between	
  1.6	
  and	
  4.2	
  metric	
  tonnes.	
  	
  
China	
  and	
  India,	
  the	
  heaviest	
  developing	
  world	
  emitters,	
  sit	
  at	
  around	
  0.76	
  and	
  
0.29	
  metric	
  tonnes	
  respectively.75	
  	
  The	
  drastic	
  change	
  that	
  immediate	
  reductions	
  
to	
  per	
  capita	
  emissions	
  will	
  therefore	
  cause	
  has	
  led	
  for	
  calls	
  for	
  contraction	
  and	
  
convergence.	
  	
  Developed	
  by	
  the	
  Global	
  Commons	
  Institute,	
  contraction	
  and	
  
convergence	
  proposes	
  that	
  countries	
  should	
  move,	
  over	
  time,	
  towards	
  equal	
  per	
  
capita	
  emissions.	
  	
  Therefore,	
  while	
  the	
  total	
  is	
  contracting,	
  per	
  capita	
  emissions	
  
will	
  slowly	
  converge.76	
  
	
  
                                                      The	
  above	
  distribution	
  relates	
  to	
  the	
  political	
  possibilities	
  as	
  they	
  
currently	
  stand.77	
  	
  Questions	
  of	
  how	
  CBDR	
  should	
  dictate	
  the	
  current	
  and	
  future	
  
distribution	
  of	
  emissions	
  are	
  addressed	
  by	
  several	
  different	
  conceptions	
  of	
  
justice,	
  two	
  of	
  which	
  will	
  be	
  examined	
  here:	
  consequentialist	
  theories	
  of	
  an	
  
egalitarian	
  tendency,	
  and	
  rights-­‐based	
  theories.	
  	
  The	
  former	
  attend	
  to	
  the	
  
rightness	
  or	
  wrongness	
  of	
  a	
  situation	
  based	
  upon	
  its	
  outcome,	
  or	
  the	
  
consequences	
  of	
  some	
  action	
  based	
  upon	
  a	
  measure	
  of	
  the	
  general	
  good	
  (welfare	
  
for	
  example).	
  	
  The	
  latter	
  concentrates	
  on	
  the	
  right	
  (basic	
  rights,	
  duties	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Singer	
  (ed.),	
  In	
  Defence	
  of	
  Animals,	
  New	
  York,	
  Blackwell,	
  1985,	
  pp.	
  13-­‐26;	
  
Catherine	
  Redgwell,	
  'Life,	
  the	
  Universe	
  and	
  Everything:	
  A	
  Critique	
  of	
  
Anthropocentric	
  Rights,'	
  in	
  Alan	
  Boyle	
  and	
  Michael	
  Anderson	
  (eds),	
  Human	
  
Rights	
  Approaches	
  to	
  Environmental	
  Protection,	
  Oxford,	
  Oxford	
  University	
  Press,	
  
1996,	
  71-­‐88;	
  and	
  Christopher	
  D.	
  Stone,	
  Should	
  Trees	
  Have	
  Standing?:	
  Law,	
  
Morality,	
  and	
  the	
  Environment,	
  Oxford,	
  Oxford	
  University	
  Press,	
  2010.	
  
74	
  Paterson,	
  ‘Principles	
  of	
  Justice’,	
  pp.	
  123-­‐125.	
  
75	
  Gardiner,	
  ‘Ethics’,	
  p.	
  16.	
  
76	
  Madeleine	
  Heyward,	
  ‘Equity	
  and	
  International	
  Climate	
  Change	
  Negotiations:	
  A	
  

Matter	
  of	
  Perspective’,	
  Climate	
  Policy,	
  Vol.	
  7,	
  2007,	
  p.	
  526.	
  
77	
  Henry	
  Shue,	
  ‘Subsistence	
  Emissions	
  and	
  Luxury	
  Emissions’,	
  Law	
  &	
  Policy,	
  Vol.	
  

15,	
  No.	
  1,	
  1993,	
  p.	
  49.	
  


	
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             16	
  
obligations	
  etc.)	
  over	
  the	
  good,	
  with	
  justice	
  being	
  measured	
  by	
  the	
  morality	
  of	
  
the	
  actions	
  themselves.78	
  	
  Broadly	
  speaking,	
  developing	
  countries	
  emphasise	
  the	
  
rights-­‐based	
  approaches,	
  while	
  developed	
  countries,	
  seeking	
  to	
  minimise	
  
burdens,	
  prefer	
  consequentialist	
  distributions.79	
  
	
  
Consequentialist	
  and	
  Egalitarian	
  Distribution	
  
	
  
                   This	
  approach,	
  adopted	
  by	
  Peter	
  Singer,	
  perceives	
  justice	
  as	
  the	
  need	
  to	
  
maintain	
  or	
  create	
  a	
  desirable	
  set	
  of	
  affairs.	
  	
  Value	
  is	
  therefore	
  located	
  in	
  the	
  
maintenance	
  of	
  a	
  safe	
  and	
  healthy	
  environment,	
  for	
  all	
  to	
  enjoy	
  equally,	
  and	
  
which	
  can	
  sustain	
  human	
  societies.	
  	
  As	
  such,	
  it	
  is	
  argued,	
  distribution	
  that	
  
assures	
  this	
  condition	
  is	
  a	
  universal	
  want,	
  stretching	
  across	
  both	
  developed	
  and	
  
developing	
  countries.80	
  	
  	
  
	
  
                   Singer	
  and	
  others	
  argue	
  that	
  the	
  Earth’s	
  ability	
  to	
  absorb	
  GHG	
  emissions	
  
is	
  a	
  common	
  resource.	
  	
  As	
  we	
  now	
  understand	
  this	
  resource	
  to	
  be	
  limited,	
  
allocation	
  of	
  access	
  to	
  it	
  must	
  be	
  on	
  the	
  grounds	
  of	
  fairness.	
  	
  Therefore,	
  harm	
  is	
  
not	
  based	
  specifically	
  upon	
  historical	
  responsibility,	
  but	
  rather	
  the	
  deprivation	
  of	
  
use	
  currently	
  in	
  effect	
  as	
  result	
  of	
  developed	
  country	
  dominance.81	
  	
  Singer	
  uses	
  
the	
  analogy	
  of	
  a	
  village	
  with	
  a	
  giant	
  sink	
  for	
  waste	
  disposal	
  to	
  illuminate	
  his	
  
argument.	
  	
  No	
  one	
  knows	
  what	
  happens	
  to	
  the	
  waste	
  when	
  it	
  is	
  placed	
  in	
  the	
  
sink.	
  	
  Though	
  all	
  use	
  the	
  sink,	
  some	
  of	
  the	
  villagers	
  consume	
  a	
  lot	
  and	
  hence	
  
produce	
  a	
  large	
  amount	
  of	
  waste,	
  while	
  those	
  less	
  well-­‐off	
  produce	
  far	
  less	
  from	
  
their	
  smaller	
  consumption.	
  	
  This	
  initial	
  situation	
  is	
  of	
  little	
  concern,	
  because	
  we	
  
do	
  not	
  know	
  where	
  the	
  waste	
  goes,	
  nor	
  is	
  there	
  any	
  apparent	
  limit	
  to	
  the	
  
carrying	
  capacity	
  of	
  the	
  sink.	
  	
  So	
  long	
  as	
  this	
  situation	
  remains	
  unchanged,	
  the	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
78	
  Jekwu	
  Ikeme,	
  ‘Equity,	
  Environmental	
  Justice	
  and	
  Sustainability:	
  Incomplete	
  

Approaches	
  in	
  Climate	
  Change	
  Politics’,	
  Global	
  Environmental	
  Change,	
  Vol.	
  13,	
  
2003,	
  p.	
  196.	
  
79	
  Ibid,	
  pp.	
  201-­‐202.	
  
80	
  Simon	
  Caney,	
  ‘Global	
  Distributive	
  Justice	
  and	
  the	
  Environment’,	
  in	
  Gert	
  

Vershraegen	
  and	
  Ronald	
  Tinnevelt	
  (eds),	
  Between	
  Cosmopolitan	
  Ideals	
  and	
  State	
  
Sovereignty:	
  Studies	
  in	
  Global	
  Justice,	
  New	
  York,	
  Palgrave	
  Macmillan,	
  2006,	
  pp.	
  
54-­‐55.	
  
81	
  Gardiner,	
  ‘Ethics’,	
  p.	
  14.	
  




	
                                                                                                                                                                                                                        17	
  
well-­‐off	
  villagers	
  are	
  leaving	
  ‘enough	
  for	
  the	
  good’.	
  	
  If,	
  however,	
  conditions	
  
change,	
  and	
  there	
  are	
  now	
  limits	
  to	
  the	
  carry	
  capacity	
  of	
  the	
  sink,	
  waste	
  begins	
  to	
  
flow	
  into	
  the	
  water	
  supply.	
  	
  Harm	
  is	
  therefore	
  caused	
  through	
  overuse	
  by	
  the	
  
well-­‐off,	
  and	
  fairness	
  would	
  require	
  their	
  consumption	
  be	
  reduced	
  such	
  that	
  the	
  
limits	
  are	
  not	
  breached,	
  and	
  the	
  sink	
  can	
  carry	
  the	
  waste	
  of	
  all.	
  	
  For	
  Singer	
  then,	
  
CBDR	
  should	
  dictate,	
  on	
  egalitarian	
  grounds,	
  that	
  equal	
  per	
  capita	
  emissions	
  are	
  
distributed	
  in	
  order	
  to	
  avoid	
  a	
  tragedy	
  of	
  the	
  commons.82	
  	
  
	
  
                   This	
  approach	
  is	
  broadly	
  consistent	
  with	
  John	
  Rawls’	
  version	
  of	
  fairness.83	
  	
  
In	
  his	
  Theory	
  of	
  Justice,	
  Rawls	
  develops	
  the	
  notion	
  of	
  the	
  veil	
  of	
  ignorance,	
  behind	
  
which	
  all	
  parties	
  are	
  ignorant	
  of	
  their	
  initial	
  position.	
  	
  As	
  such,	
  inequalities	
  in	
  
wealth,	
  power,	
  resources	
  and	
  the	
  like	
  are	
  not	
  known.	
  	
  Hence,	
  given	
  ‘the	
  
appropriate	
  initial	
  status	
  quo’	
  the	
  ‘fundamental	
  agreements	
  reached	
  [between	
  
parties]	
  are	
  fair’.84	
  	
  Each	
  party	
  will	
  be	
  persuaded	
  by	
  the	
  same	
  arguments,	
  
through	
  feelings	
  of	
  ‘constructive	
  empathy’,	
  and	
  will	
  take	
  all	
  interests	
  into	
  
account,	
  including	
  those	
  of	
  the	
  worst	
  off.85	
  	
  The	
  principles	
  of	
  justice	
  that	
  will	
  be	
  
created	
  behind	
  this	
  veil	
  are	
  those	
  that	
  rational	
  persons	
  would	
  ‘consent	
  to	
  as	
  
equals	
  when	
  none	
  are	
  known	
  to	
  be	
  advantaged	
  or	
  disadvantaged	
  by	
  social	
  or	
  
natural	
  contingencies’.86	
  	
  Rawls’	
  theory	
  of	
  justice	
  is	
  therefore	
  in	
  line	
  with	
  the	
  
above	
  approach,	
  as	
  it	
  would	
  dictate	
  that	
  existing	
  inequalities	
  would	
  be	
  
compensated	
  by	
  future	
  equality	
  (equal	
  emissions),	
  unless	
  those	
  inequalities	
  are	
  
suitable	
  for	
  the	
  worst	
  off.87	
  	
  	
  
	
  
                   Egalitarian	
  arguments	
  are	
  attractive	
  when	
  applied	
  to	
  CBDR.	
  	
  
Egalitarianism	
  is	
  appealing,	
  because	
  it	
  implies	
  the	
  notion	
  that	
  no	
  one	
  owns	
  the	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
82	
  Singer’s	
  analogy	
  represents	
  a	
  classic	
  ‘tragedy	
  of	
  the	
  commons’.	
  	
  It	
  should	
  be	
  

noted	
  that	
  he	
  does	
  accept	
  that	
  political	
  reality	
  would	
  dictate	
  that	
  a	
  transitional	
  
period	
  prior	
  to	
  equal	
  per	
  capita	
  emissions	
  would	
  be	
  required.	
  	
  Singer,	
  ‘One	
  
Atmosphere’,	
  pp.	
  185-­‐188.	
  	
  
83	
  Miller,	
  ‘Social	
  Justice’,	
  pp.	
  156-­‐157.	
  
84	
  Rawls,	
  A	
  Theory	
  of	
  Justice,	
  p.	
  12.	
  
85	
  Ibid,	
  p.	
  139.	
  
86	
  Ibid,	
  p.	
  19.	
  
87	
  Honkonen,	
  The	
  Common	
  but	
  Differentiated	
  Responsibility	
  Principle,	
  pp.	
  83-­‐85.	
  




	
                                                                                                                                                                                                                           18	
  
atmosphere	
  and	
  so	
  its	
  distribution	
  should	
  be	
  equal.88	
  	
  These	
  arguments	
  would	
  
further	
  imply	
  that,	
  due	
  to	
  the	
  initial	
  inequality	
  of	
  emission	
  distribution,	
  
developed	
  country	
  responsibility	
  for	
  reductions	
  would	
  be	
  matched	
  by	
  
developing	
  country	
  allowances	
  for	
  increases.	
  	
  Therefore,	
  as	
  Singer	
  points	
  out,	
  we	
  
would	
  be	
  doing	
  what	
  is	
  best	
  for	
  the	
  atmosphere,	
  and	
  for	
  development,	
  which	
  is	
  
what	
  should	
  occur.89	
  	
  	
  
	
  
	
  Rights-­‐Based	
  Theories	
  
	
  
                   While	
  the	
  outcomes	
  of	
  consequentialist	
  theories	
  of	
  an	
  egalitarian	
  nature	
  
are	
  arguably	
  what	
  should	
  occur,	
  they	
  do	
  not	
  adequately	
  address	
  the	
  ‘rightness’	
  of	
  
the	
  distributions	
  themselves.	
  	
  Rights-­‐based	
  theories	
  look	
  to	
  determine	
  
distribution	
  of	
  emissions	
  through	
  the	
  imposition	
  of	
  environmental	
  rights,90	
  
thereby	
  providing	
  moral	
  backing	
  to	
  the	
  resulting	
  outcomes.	
  	
  One	
  such	
  right,	
  
forward	
  by	
  Henry	
  Shue,	
  is	
  the	
  right	
  to	
  emit	
  GHG.	
  	
  Shue	
  believes	
  that	
  developing	
  
countries	
  should	
  be	
  allowed	
  to	
  grow	
  enough	
  to	
  provide	
  a	
  minimum	
  standard	
  of	
  
living,	
  or	
  subsistence,	
  for	
  those	
  within	
  their	
  countries.91	
  	
  He	
  argues	
  that	
  even	
  in	
  
an	
  ‘emergency	
  one	
  pawns	
  the	
  jewellery	
  before	
  selling	
  the	
  blankets…whatever	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
88	
  Heyward,	
  ‘Equity’,	
  p.	
  521.	
  	
  There	
  are,	
  however,	
  theoretical	
  problems	
  with	
  the	
  

egalitarian	
  approaches	
  to	
  consequentialism.	
  	
  For	
  example,	
  in	
  a	
  world	
  of	
  the	
  blind	
  
and	
  the	
  sighted,	
  we	
  would	
  have	
  to	
  argue	
  that	
  there	
  is	
  a	
  good	
  in	
  blinding	
  the	
  
sighted	
  as	
  such	
  an	
  action	
  would	
  lead	
  to	
  more	
  equality.	
  	
  A	
  situation	
  that	
  is	
  better	
  
for	
  no	
  one	
  and	
  worse	
  for	
  some	
  is	
  still	
  better	
  for	
  all.	
  Yet,	
  clearly,	
  the	
  
operationalization	
  of	
  egalitarianism	
  here	
  would	
  proceed	
  with	
  some	
  modicum	
  of	
  
rational	
  thought,	
  indicating	
  the	
  avoidance	
  of	
  such	
  a	
  theoretical	
  situation.	
  	
  Meyer	
  
and	
  Roser,	
  ‘Distributive	
  Justice’,	
  p.	
  234.	
  
89	
  Singer,	
  ‘One	
  Atmosphere’,	
  pp.	
  195-­‐197.	
  
90	
  It	
  is	
  beyond	
  the	
  scope	
  of	
  this	
  paper	
  to	
  undertake	
  a	
  deeper	
  examination	
  of	
  

arguments	
  related	
  to	
  the	
  imposition	
  of	
  broader	
  environmental	
  rights.	
  	
  Discussion	
  
of	
  this	
  issue	
  can	
  be	
  found,	
  for	
  example,	
  in	
  Sam	
  Adelman,	
  'Rethinking	
  Human	
  
Rights:	
  the	
  Impact	
  of	
  Climate	
  Change	
  on	
  the	
  Dominant	
  Discourse,'	
  in	
  Stephen	
  
Humphreys	
  (ed.),	
  Human	
  Rights	
  and	
  Climate	
  Change,	
  Cambridge,	
  Cambridge	
  
University	
  Press,	
  2010,	
  pp.	
  159-­‐179;	
  Simon	
  Caney,	
  'Climate	
  Change,	
  Human	
  
Rights,	
  and	
  Moral	
  Thresholds,'	
  in	
  Stephen	
  Humphreys	
  (ed.),	
  Human	
  Rights	
  and	
  
Climate	
  Change,	
  Cambridge,	
  Cambridge	
  University	
  Press,	
  2010,	
  pp.	
  69-­‐90;	
  and	
  
Robyn	
  Eckersley,	
  'Greening	
  Liberal	
  Democracy:	
  The	
  Rights	
  Discourse	
  Revisited,'	
  
in	
  Brian	
  Doherty	
  and	
  Marius	
  de	
  Geus	
  (eds),	
  Democracy	
  and	
  Green	
  Political	
  
Thought:	
  Sustainability,	
  Rights	
  and	
  Citizenship,	
  London,	
  Routledge,	
  1996,	
  pp.	
  212-­‐
236.	
  
91	
  Shue,	
  ‘Subsistence	
  Emissions’,	
  p.	
  42.	
  




	
                                                                                                                                                                                                                     19	
  
justice	
  may	
  positively	
  require,	
  it	
  does	
  not	
  permit	
  the	
  poor	
  to	
  sell	
  their	
  blankets	
  in	
  
order	
  that	
  the	
  rich	
  nations	
  keep	
  their	
  jewellery’.92	
  	
  As	
  a	
  result,	
  Shue	
  formulates	
  
his	
  third	
  principle	
  of	
  fairness:	
  	
  
	
  
                               When	
  some	
  people	
  have	
  less	
  than	
  enough	
  for	
  a	
  decent	
  human	
  life,	
  other	
  
                               people	
  have	
  far	
  more	
  than	
  enough,	
  and	
  the	
  total	
  resources	
  available	
  are	
  
                               so	
  great	
  that	
  everyone	
  could	
  have	
  at	
  least	
  enough	
  without	
  preventing	
  
                               some	
  people	
  from	
  still	
  retaining	
  considerably	
  more	
  than	
  others	
  have,	
  it	
  is	
  
                               unfair	
  not	
  to	
  guarantee	
  everyone	
  at	
  least	
  a	
  minimum.93	
  	
  	
  
                               	
  
On	
  this	
  basis,	
  Shue	
  argues	
  for	
  a	
  right	
  to	
  subsistence	
  emissions,	
  in	
  opposition	
  to	
  a	
  
right	
  to	
  luxury	
  emissions.	
  	
  Given	
  the	
  limits	
  to	
  the	
  atmosphere’s	
  ability	
  to	
  carry	
  
GHG	
  emissions,	
  this	
  approach	
  would	
  require	
  that	
  CBDR	
  should	
  entail	
  the	
  
reduction	
  of	
  developed	
  country	
  entitlements	
  to	
  accommodate	
  the	
  subsistence	
  of	
  
developing	
  countries,	
  because	
  the	
  latter	
  have	
  rights	
  to	
  entitlements.94	
  
	
  
                               But	
  this	
  approach	
  runs	
  into	
  two	
  major	
  difficulties.	
  	
  Firstly,	
  what	
  amounts	
  
to	
  subsistence	
  in	
  terms	
  of	
  GHG	
  emissions	
  is	
  difficult	
  to	
  assess	
  objectively,	
  and	
  
may	
  well	
  change	
  with	
  time.	
  	
  Secondly,	
  the	
  granting	
  of	
  a	
  right	
  to	
  subsistence	
  
emissions	
  avoids	
  any	
  moral	
  assessment	
  of	
  current	
  modes	
  of	
  development,	
  and	
  
effectively	
  locks	
  human	
  societies	
  into	
  their	
  use.95	
  	
  The	
  need	
  for	
  GHG	
  emissions	
  is	
  
inextricably	
  tied	
  to	
  industrial	
  society,	
  and	
  subsistence	
  has	
  and	
  can	
  be	
  met	
  
without	
  them.	
  	
  While	
  Shue	
  does	
  not	
  necessarily	
  assume	
  that	
  human	
  survival	
  
depends	
  upon	
  emissions,	
  the	
  assumption	
  is	
  implicit	
  within	
  the	
  granting	
  of	
  a	
  right	
  
to	
  emit.	
  	
  Moreover,	
  emissions	
  themselves	
  have	
  caused	
  the	
  problem	
  in	
  which	
  
humanity	
  currently	
  finds	
  itself.	
  	
  If	
  such	
  a	
  right	
  is	
  granted,	
  moral	
  limits	
  to	
  their	
  
inefficient	
  allocation	
  are	
  more	
  difficult	
  to	
  apply,	
  thereby	
  further	
  endangering	
  the	
  
climate.	
  	
  As	
  Stephen	
  Gardiner	
  points	
  out,	
  ‘if	
  some	
  emissions	
  are	
  deemed	
  morally	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
92	
  Quoted	
  in	
  Grubb,	
  ‘Seeking	
  Fair	
  Weather’,	
  p.	
  478.	
  
93	
  Shue,	
  ‘Global	
  Environment’,	
  p.	
  541.	
  
94	
  Ibid.	
  
95	
  Gardiner,	
  ‘Ethics’,	
  p.	
  16.	
  




	
                                                                                                                                                                                                                                 20	
  
essential,	
  then	
  they	
  may	
  have	
  to	
  be	
  guaranteed	
  even	
  if	
  this	
  leads	
  to	
  an	
  overall	
  
allocation	
  over	
  the	
  scientific	
  optimum.’96	
  
	
  
                   This	
  is	
  not	
  to	
  disregard	
  that	
  current	
  GHG	
  emissions	
  are	
  necessary	
  for	
  
most	
  people’s	
  basic	
  needs.	
  	
  But	
  it	
  is	
  not	
  the	
  act	
  of	
  emitting	
  itself	
  that	
  is	
  beneficial;	
  
rather,	
  benefits	
  are	
  derived	
  from	
  modes	
  of	
  consumption	
  and	
  production	
  that	
  
currently	
  involve	
  GHG	
  emissions.97	
  	
  By	
  instituting	
  a	
  right	
  to	
  emit,	
  we	
  are	
  
effectively	
  locked	
  into	
  historically	
  specific	
  forms	
  of	
  action	
  now,	
  and	
  into	
  the	
  
future.98	
  	
  Our	
  reliance	
  on	
  GHG	
  emissions	
  needs	
  to	
  be	
  altered	
  in	
  the	
  long-­‐term,	
  a	
  
requirement	
  that	
  is	
  not	
  aided	
  by	
  accepting	
  a	
  right	
  to	
  emit.	
  	
  In	
  the	
  short-­‐term,	
  
developed	
  countries	
  need	
  to	
  acknowledge	
  that	
  they	
  have	
  derived	
  benefits	
  from	
  
past	
  emissions,	
  which	
  fairness	
  and	
  equity	
  requires	
  be	
  shared.	
  	
  This	
  should	
  lead	
  to	
  
a	
  distribution	
  for	
  the	
  time	
  being	
  that	
  takes	
  historical	
  responsibility	
  into	
  
account.99	
  	
  
	
  
                   Unfortunately,	
  contemporary	
  debates	
  have	
  moved	
  away	
  from	
  arguments	
  
over	
  responsibilities,	
  to	
  the	
  apportionment	
  of	
  emission	
  rights.	
  	
  As	
  a	
  result,	
  
climate	
  negotiations	
  take	
  on	
  a	
  self-­‐interested	
  character,	
  with	
  competition	
  over	
  
rights	
  proceeding	
  to	
  expansionary	
  demands	
  on	
  the	
  part	
  of	
  interested	
  groups.	
  	
  
Certainly,	
  a	
  limit	
  is	
  needed,	
  but	
  this	
  should	
  not	
  be	
  confused	
  with	
  an	
  inherent	
  
right	
  to	
  emit.	
  	
  Rather,	
  we	
  have	
  a	
  right	
  to	
  live	
  in	
  a	
  healthy	
  environment.	
  	
  The	
  
restrictions	
  imposed	
  by	
  this	
  right	
  are	
  far	
  more	
  valuable	
  than	
  a	
  right	
  to	
  emit	
  
itself.100	
  	
  Perhaps	
  the	
  concentration	
  on	
  distribution	
  is	
  then	
  misguided.	
  	
  Given	
  the	
  
irreversibility	
  of	
  climate	
  change,	
  justice	
  could	
  perhaps	
  best	
  be	
  achieved	
  by	
  
avoiding	
  the	
  issue	
  altogether.101 	
  	
  The	
  political	
  reality	
  is,	
  however,	
  that	
  some	
  form	
  


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
96	
  Tim	
  Hayward,	
  ‘Human	
  Rights	
  versus	
  Emissions	
  Rights:	
  Climate	
  Justice	
  and	
  the	
  

Equitable	
  Distribution	
  of	
  Ecological	
  Space’,	
  Ethics	
  &	
  International	
  Affairs,	
  Vol.	
  21,	
  
No.	
  4,	
  2007,	
  pp.	
  440-­‐442.	
  
97	
  Meyer	
  and	
  Roser,	
  ‘Distributive	
  Justice’,	
  p.	
  227.	
  
98	
  Hayward,	
  ‘Human	
  Rights’,	
  pp.	
  440-­‐2.	
  
99	
  Ibid,	
  pp.	
  432-­‐433.	
  
100 	
  Ibid,	
  pp.	
  435-­‐443.	
  
101 	
  Andrew	
  Dobson,	
  Justice	
  and	
  the	
  Environment:	
  Conceptions	
  of	
  Environmental	
  

Sustainability	
  and	
  Theories	
  of	
  Distributive	
  Justice,	
  Oxford,	
  Oxford	
  University	
  Press,	
  
1998,	
  pp.	
  223-­‐225.	
  


	
                                                                                                                                                                                                                     21	
  
of	
  distribution,	
  grounded	
  in	
  agreed	
  conceptions	
  of	
  fairness	
  and	
  equity,	
  needs	
  to	
  
be	
  found	
  if	
  we	
  are	
  to	
  avoid	
  ecological	
  catastrophe.	
  
	
  
	
  
CBDR	
  and	
  Political	
  Realities	
  
	
  
                   Research	
  into	
  current	
  international	
  relations	
  systems	
  has	
  shown	
  that	
  any	
  
agreement	
  on	
  this	
  issue	
  will	
  be	
  very	
  difficult	
  to	
  achieve,	
  largely	
  because	
  of	
  a	
  
distinct	
  lack	
  of	
  consensus	
  on	
  what	
  is	
  fair,	
  equitable,	
  and	
  just,	
  meaning	
  that	
  any	
  
drastic	
  reductions	
  seem	
  unlikely.	
  	
  Hence	
  we	
  find	
  ourselves	
  in	
  the	
  midst	
  of	
  a	
  
global	
  common	
  resource	
  and	
  collective	
  action	
  problem.102	
  	
  It	
  is	
  the	
  very	
  
inequality	
  of	
  the	
  initial	
  distribution	
  which	
  makes	
  it	
  hard	
  for	
  rich	
  and	
  poor,	
  
developed	
  and	
  developing,	
  to	
  identify	
  socially	
  shared	
  understandings	
  of	
  ‘fair’	
  and	
  
‘equitable’.	
  	
  Even	
  if	
  agreement	
  could	
  be	
  reached	
  on	
  such	
  basic	
  principles,	
  the	
  
preference	
  differentiation	
  generated	
  by	
  inequality	
  creates	
  severe	
  disagreements,	
  
as	
  we	
  have	
  seen,	
  on	
  the	
  operationalization	
  of	
  CBDR.103	
  
	
  
                   Political	
  reality	
  then	
  dictates	
  that	
  what	
  should	
  guide	
  emissions	
  
distribution	
  under	
  the	
  CBDR	
  principle	
  is	
  far	
  from	
  what	
  is	
  actually	
  possible.	
  	
  As	
  
the	
  absorptive	
  capacity	
  of	
  the	
  atmosphere	
  is	
  finite,	
  and	
  the	
  developed	
  countries	
  
have	
  overused	
  their	
  share	
  of	
  that	
  resource,	
  it	
  is	
  reasonable	
  to	
  speak	
  of	
  an	
  
ecological	
  debt	
  which	
  should	
  be	
  met.	
  	
  Without	
  acknowledgment	
  of	
  this	
  fact,	
  
developing	
  countries	
  will	
  never	
  accept	
  limits	
  to	
  their	
  growth	
  potential.104	
  	
  A	
  
direct	
  switch	
  on	
  egalitarian	
  grounds	
  would,	
  however,	
  have	
  grave	
  consequences	
  
for	
  the	
  current	
  modes	
  of	
  consumption	
  and	
  production	
  that	
  would	
  be	
  impossible	
  
to	
  stomach	
  for	
  developed	
  countries.105	
  	
  As	
  George	
  H.	
  Bush	
  remarked	
  during	
  the	
  
Rio	
  Conference,	
  the	
  ‘American	
  lifestyle	
  is	
  not	
  open	
  to	
  negotiation’.106	
  	
  The	
  most	
  
likely	
  middle	
  ground,	
  therefore,	
  is	
  a	
  per	
  capita	
  allocation,	
  based	
  on	
  contraction	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
102 	
  Aaron	
  Maltais,	
  ‘Global	
  Warming	
  and	
  the	
  Cosmopolitan	
  Political	
  Conception	
  of	
  

Justice’,	
  Environmental	
  Politics,	
  Vol.	
  17,	
  No.	
  4,	
  2008,	
  pp.	
  598-­‐599.	
  
103 	
  Parks	
  and	
  Roberts,	
  A	
  Climate	
  of	
  Injustice,	
  p.	
  27.	
  
104 	
  Hayward,	
  ‘Human	
  Rights’,	
  p.	
  445.	
  
105 	
  Meyer	
  and	
  Roser,	
  ‘Distributive	
  Justice’,	
  p.	
  228.	
  
106 	
  Parks	
  and	
  Roberts,	
  A	
  Climate	
  of	
  Injustice,	
  p.	
  4.	
  




	
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Common But Differentiated Responsibility in Climate Change

  • 1. A  Right  to  Emit?:  Common  but  Differentiated  (Historic)   Responsibility  and  the  International  Climate  Change  Regime.         The  historical  emission  of  greenhouse  gases  (GHG)  by  developed  countries   has  brought  the  world  to  the  brink  of  ecological  catastrophe.    It  is  now  known  that   the  capacity  of  the  Earth’s  atmosphere  to  absorb  these  emissions  is  limited.    With   current  modes  of  industrial  production  and  consumption,  and  therefore   development,  inextricably  tied  to  GHG  emissions,  access  to  the  absorptive  capacity   is  paramount  for  hopes  of  developing  countries  to  achieve  the  standards  of  living   currently  enjoyed  by  developed  countries.    The  imposition  of  limitations  to  this   common  resource  necessitates  an  agreement  on  the  distribution  of  current  and   future  emissions  entitlements  between  the  two  parties.    Currently,  such  a   distribution  is  to  be  guided  by  the  principle  of  common  but  differentiated   responsibility  (CBDR)  as  set  out  in  the  United  Nations  Framework  Convention  on   Climate  Change  (UNFCCC).    This  paper  will  seek  to  uncover  the  interpretation  of   CBDR  that  should  guide  this  distribution,  and  the  reductions  of  GHG  it  would  entail.       Climate,  Conflict,  and  Consensus     While  there  are  still  pockets  of  dissent,  a  general  scientific  consensus  now   exists  surrounding  the  role  of  human  activity  in  bringing  about  rapid  climate   change.1    As  part  of  this  consensus,  the  increases  predicted  in  aggregate  global   temperatures  have  been  attributed  to  industrial  development  –  the  pace  of   which  has  intensified  considerably  post-­‐World  War  II  –  and  particularly  to  a   heavy  reliance  on  the  burning  of  fossil  fuels.    Without  immediate  and  rapid   reductions  in  GHG  emissions,  which  are  associated  with  fossil  fuel  use,  global   aggregate  temperatures  are  predicted  to  rise  by  as  much  as  6.4  degrees  over  the                                                                                                                   1  This  paper  will  assume  that  the  scientific  consensus  is  well  grounded,  and  that   climate  change  is  an  inevitability;  all  that  can  be  determined  through  mitigation   and  adaptation  is  the  degree  to  which  human  societies  are  affected.     1  
  • 2. course  of  the  21st  century.2      The  impact  of  a  rise  greater  than  two  degrees  over   that  timeframe  would  be  catastrophic  for  human  societies  –  the  warming  of   oceans  and  the  melting  ice  caps  would  lead  to  the  destruction  of  coastal  cities   and  agricultural  areas,  as  well  as  an  increased  frequency  and  severity  of  extreme   weather  events  such  as  heat  waves  and  flooding.3    Developing  countries,  which   occupy  the  most  vulnerable  areas  of  the  planet,  and  which  are  strongly   dependent  upon  agricultural  production,  would  be  the  most  threatened  by  this   scenario.4     Accompanying  the  acceptance  that  industrial  development  is  the  source   of  the  climate  change  threat,  there  is  a  general  consensus  about  the  apportioning   of  blame.    As  noted  in  the  introduction  to  the  UNFCCC,  a  convention  with  195   state  parties  to  it,  the  ‘largest  share  of  historical  and  current  global  emissions  of   greenhouse  gases  has  originated  in  developed  countries’.5    Indeed,  by  1997,  at   the  time  of  the  Kyoto  Protocol  negotiations,  developed  countries  were   responsible  for  an  estimated  72  per  cent  of  current  GHG  emissions,  as  well  as  86   per  cent  of  those  cumulatively  built  up  in  the  Earth’s  atmosphere.6    It  is  therefore   generally  accepted  that  causal  responsibility  unequally  falls  predominately  upon   developed  countries,  because  of  their  far  greater  use  of  emissions  driven   economic  growth.                                                                                                                     2  Stephen  J.  Turner,  A  Substantive  Environmental  Right:  An  Examination  of  the   Legal  Obligations  of  Decision-­‐Makers  towards  the  Environment,  Alphen  aan  den   Rijn,  Kluwer  Law  International,  2009,  p.  60.   3  Katherine  Smits,  Applying  Political  Theory:  Issues  and  Debates,  Basingstoke,   Palgrave  Macmillan,  2009,  p.  233.   4  Ellen  Wiegandt,  ‘Climate  Change,  Equity,  and  International  Negotiations’,  in  Urs   Luterbacher  and  Detlef  F.  Sprinz  (eds),  International  Relations  and  Global  Climate   Change,  Cambridge,  MIT  Press,  2001,  p.  137.   5  United  Nations,  United  Nations  Framework  Convention  on  Climate  Change,   GE.05-­‐62220  (E)  200795,  New  York,  1992,  p.  1,  retrieved  20  June  2011,  available   from  <  http://unfccc.int/essential_background/convention/background/items   /2853.php>.    For  a  list  of  Parties  to  the  Convention  and  ratification  details,  see   website  at  United  Nations  Framework  Convention  on  Climate  Change,  Status  of   Ratification,  retrieved  4  July  2011,  available  from  <http://unfccc.int/essential_   background/convention/status_of_ratification/items/2631.php>.   6  Ruchi  Anand,  International  Environmental  Justice:  A  North-­‐South  Dimension,   Burlington,  Ashgate,  2003,  p.  29     2  
  • 3. Importantly,  developed  countries  have  benefited  heavily  from  their  use  of   practices  associated  with  GHG  emissions.    As  development  itself  is  inextricably   tied  to  the  current  modes  of  industrial  consumption  and  production,  and  the   GHG  emissions  associated  with  them,  developed  countries  have  achieved  far   higher  standards  of  living  than  those  prevailing  in  developing  countries.    Little   wonder  then  that  the  highest  emitters  account  for  over  80  per  cent  of  Gross   World  Product  (GWP).7    Yet,  as  access  to  the  absorptive  capacity  of  the   atmosphere  must  now  be  limited  if  catastrophe  is  to  be  avoided,  the   developmental  opportunities  of  the  Global  South,  who  are  already  well  behind   countries  of  the  Global  North,8  are  severely  restricted  by  this  imbalance  in  the   prior  use  of  a  common  resource.    So,  it  is  widely  acknowledged  that  inequalities   exist  in  the  apportionment  of  benefits  derived  from  GHG  emissions,  and  in  the   capacity  to  pay  for  mitigation  efforts.9     There  is,  on  the  other  hand,  little  agreement  regarding  the  ‘fair’  and   ‘equitable’  distribution  of  future  emission  entitlements.    If  developing  countries   are  to  grow  at  a  rate  sufficient  to  haul  their  populations  out  of  poverty,  their   emissions  will  necessarily  increase.    Limits  in  the  absorptive  capacity  of  the   atmosphere,  which  have  already  been  breached,  thus  dictate  that  the  developed   world  will  need  to  drastically  reduce  its  emissions  levels.    Yet  global   environmental  politics  is  currently  divided  across  a  fault  line  in  North-­‐South   relations.    Asymmetries  in  both  the  contributions  to,  and  the  benefits  derived   from,  GHG  emissions  serve  as  a  source  of  direct  confrontation,  with  common   conceptions  of  ‘fair’  and  ‘equitable’  being  seemingly  unattainable.10    Indeed,  the                                                                                                                   7  GWP  is  equal  to  the  current  combined  capacity  of  all  of  the  world’s  economies,   developed  and  developing.    Ibid,  p.  29.   8  The  term  ‘South’  represents  not  just  a  geographical  definition  of  developing   countries  (Africa,  South  America,  Asia),  but  also  reflects  the  ‘common   experiences  of  people  in  these  countries  as  a  result  of  historically  determined   social  and  economic  conditions  resulting  from  their  colonial  and  imperial  past’.     These  experiences  have  left  the  ‘South’  economically  and  political  weak,  though   to  varying  degrees,  in  comparison  to  the  developed  countries  of  the  ‘North’.    Ibid,   p.  1.   9  Peter  Singer,  ‘One  Atmosphere’,  in  Stephen  M.  Gardiner  et  al.  (eds),  Climate   Ethics:  Essential  Readings,  Oxford,  Oxford  University  Press,  2010,  p.  188.   10  Anand,  International  Environmental  Justice,  pp.  2-­‐3.     3  
  • 4. inherent  lack  of  agreement  on  what  constitutes  fairness  and  equity  in  emissions   distribution  between  the  parties  to  the  Kyoto  Protocol  was  at  the  core  of  the   negotiation’s  overall  failure.11       It  was  within  this  context  of  North-­‐South  division  that  the  principle  of   CBDR  was  forged.    Given  the  differentiation  in  responsibilities,  benefits,  and   capacities  described  above,  the  concept  of  CBDR,  taken  at  face  value,  imposes   justice  requirements  on  the  distribution  of  access  to  the  ‘global  commons’,12  and   specifically  to  emissions  entitlements.    Nevertheless,  the  lack  of  normative   agreement  between  the  parties  means  that  what  counts  as  fair  and  equitable  is   highly  controversial.13       Consensus  on  current  and  future  emissions  entitlements  is  critical,  not   least  because  the  threat  is  so  great,  but  also  because  there  are  no  boundaries   between  ecological  spaces.    As  a  result,  states  are  facing  the  consequences  of   actions  of  others,  while  being  incapable  of  dealing  with  them  independently.     Although  this  situation  creates  an  incentive  to  cooperate,  any  agreement   perceived  as  unfair  by  either  party  will  neither  be  signed  by  all,  nor  implemented   by  any.14    It  is  to  the  attempts  to  manufacture  consensus  (through  international   climate  regimes)  on  fair  and  equitable  distributions  that  we  know  turn.                                                                                                                             11  Leigh  Raymond,  Differential  Treatment  in  International  Environmental  Law,   Oxford,  Oxford  University  Press,  2006,  p.  4.   12  Strictly  speaking,  the  phrase  ‘global  commons’  is  somewhat  of  a  misnomer,  as   it  refers  to  property  owned  in  common,  whereas  the  atmosphere  is  a  resource   beyond  any  such  ownership.    As  Raymond  points  out,  ‘global  open-­‐access   resource’  would  be  more  accurate,  but  as  ‘global  commons’  is  the  accepted  term,   it  shall  be  used  here.    Ibid,  p.  3.   13  Raymond,  Differential  Treatment,  p.  4.   14  Lavanya  Rajamani,  ‘The  Principle  of  Common  but  Differentiated  Responsibility   and  the  Balance  of  Commitments  under  the  Climate  Regime’,  Reciel,  Vol.  9,  No.  2,   2000,  pp.  121-­‐122.     4  
  • 5. The  UNFCC  and  the  Kyoto  Protocol     The  UNFCCC  was  established  in  June  1992  at  the  United  Nations  (UN)   Conference  on  Environment  and  Development  in  Rio  de  Janeiro.    The   Convention,  an  ‘overall  framework  for  intergovernmental  efforts  to  tackle   climate  change’,15  strove  to  limit  the  amount  of  GHG  emissions  flowing  into  the   atmosphere  through  voluntary  reductions  to  levels  equal  to  a  baseline  year  of   1990.16    Such  action  was  deemed  necessary  if  the  dangerous  effects  of   anthropogenic  climate  change  were  to  be  mitigated,  and  the  benefits  of  the   environment  were  to  flow  to  current  and  future  generations.17  Article  3.1  of  the   Convention  determined  that  emissions  reductions  were  to  be  undertaken  ‘on  the   basis  of  equity  and  in  accordance  with  [Parties’]  common  but  differentiated   responsibilities  and  respective  capabilities’,  with  ‘the  developed  country  Parties   [to]  take  the  lead  in  combating  climate  change’.18    Despite  the  underlying   disagreements  discussed  above,  the  Convention  enjoys  near  universal   membership  amongst  both  developed  and  developing  countries.19         CBDR,  as  set  out  in  article  3.1,  refers  to  differentiation  under  two   headings:  the  contribution  to  the  problem,  and  the  capacity  or  resources  to                                                                                                                   15  Taken  from  website,  see  United  Nations  Framework  Convention  on  Climate   Change,  The  United  Nations  Framework  on  Climate  Change,  retrieved  4  July  2011,   available  from  <http://unfccc.int/essential_background/convention/   items/2627.php>.   16  See  article  4.2  (b).    United  Nations,  United  Nations  Framework,  p.  7.   17  See  article  2  for  the  framework’s  overall  objective.    United  Nations,  United   Nations  Framework,  p.  4.    This  paper  will  not  be  concerned  with  the  entitlements   of  future  generations,  though  there  is  lively  debate  on  this  issue,  partly  because  it   is  beyond  its  scope,  and  partly  as  for  future  generations  to  have  any  claims  to   entitlements,  it  must  first  be  shown  that  current  generations  have  the  same   claims.    David  Miller,  ‘Social  Justice  and  Environmental  Goods’,  in  Andrew   Dobson  (ed.),  Fairness  and  Futurity:  Essays  on  Environmental  Sustainability  and   Social  Justice,  Oxford,  Oxford  University  Press,  1999,  p.  153.   18  United  Nations,  United  Nations  Framework,  p.  4.    CBDR  also  formed  Principle  7   of  the  Rio  Declaration,  released  following  the  Conference.    See  United  Nations,   Rio  Declaration  on  Environment  and  Development,  U.N.  Doc.  A/CONF.151/26   (1992),  New  York,  retrieved  5  July  2011,  available  from  <http://www.un.org/   documents/ga/conf151/aconf15126-­‐1annex1.htm>.   19  Lavanya  Rajamani,  Differential  Treatment  in  International  Environmental  Law,   Oxford,  Oxford  University  Press,  2006,  pp.  58-­‐59.     5  
  • 6. undertake  response  measures.20    Differentiation  itself,  in  international  law,   though  seemingly  awkward  given  the  fundamental  principle  of  the  equal   sovereignty  of  states,  is  not  new.    For  instance,  the  five  permanent  members  of   the  UN  Security  Council  have  different  voting  powers  to  the  other  ten  non-­‐ permanent  members,  and  in  many  international  financial  institutions  voting  is   weighted  on  the  basis  of  income  levels.    Differentiation  thus  recognises  that  in   substantive  terms,  such  as  size,  development,  resources,  and  political  power,   countries  are  in  reality  unequal.21    Yet,  though  a  principle,  CBDR  is  not  to  be   considered  a  binding  rule  necessitating  predetermined  action,  but  rather  a  guide   or  aim.    As  such,  both  lines  of  differentiation  are  open  to  interpretation  or  even   outright  reformulation.22     Aside  from  setting  out  the  principle  of  CBDR,  the  Convention  contains   several  other  components  of  importance  here.    Firstly,  given  the  near  universal   status  of  the  UNFCCC,  article  4.2  (a)  of  the  Convention  represents  the  first  full   admission  of  responsibility  for  the  threat  of  climate  change  on  the  part  of   developed  countries.23    Under  it,  they  are  committed  to  taking  the  lead  role  via   national  policies  towards  the  reduction  of  GHG  emissions,  and  the  protection  of   carbon  sinks.24    Secondly,  article  4.7  obliges  developing  countries  to  take  similar   action  dependent  upon  the  provision  by  developed  countries  of  ‘financial   resources  and  transfer  of  technology’,  and  recognises  that  ‘economic  and  social   development  and  poverty  eradication’  are  their  overriding  priorities.25    Thirdly,   while  it  is  clear  from  the  Convention  that  developed  countries  are  responsible   for  the  primary  costs  of  mitigation  efforts,  the  grounding  of  this  duty  in  their   historical  responsibility  for  climate  change  is  only  (weakly)  alluded  to.    For                                                                                                                   20  Ibid,  p.  130.   21  Sumudu  Atapattu,  Emerging  Principles  in  International  Environmental  Law,   Ardsley,  Transnational  Publishers,  2006,  pp.  379-­‐381.   22  This  is  despite  the  use  of  obligatory  language  (Parties  ‘shall’),  see  Rajamani,   ‘The  Principle  of  Common  but  Differentiated  Responsibility’,  p.  124;  and   Rajamani,  Differential  Treatment,  p.  192.   23  Chukwumerije  Okereke,  Global  Justice  and  Neoliberal  Environmental   Governance:  Ethics,  Sustainable  Development  and  International  Co-­‐operation,  New   York,  Routledge,  2007,  p.  110.   24  See  article  4.2  (a).    United  Nations,  United  Nations  Framework,  p.  6.   25  United  Nations,  United  Nations  Framework,  p.  8.     6  
  • 7. example,  the  Polluter  Pays  Principle  (PPP),  mentioned  in  Principle  16  of  the  Rio   Declaration  released  following  the  conference,  is  not  mentioned  in  the   Convention.26    Rather,  the  Convention  is  couched  in  language  that  indicates   mitigation  is  related  to  the  ability  to  pay.27    As  a  result  of  this  indeterminacy,   different  interpretations  of  the  Convention’s  meaning  have  been  pushed  by  both   developed  and  developing  countries;  for  the  former,  burdens  are  linked  to   capacity  to  pay;  for  the  latter,  to  historical  causality.28     Once  the  UNFCCC  was  brought  into  force  on  21  March  1994,29  regular   Conference  of  the  Parties  (COP)  meetings  were  held  to  assess  progress  in  its   implementation.    COP-­‐1,  held  in  Berlin  in  1995,  decided  voluntary  reductions   were  not  achieving  the  desired  reductions,  and  that  binding  targets  would  be   needed.30    Subsequently,  at  COP-­‐3,  held  in  Kyoto,  Japan,  a  Protocol  agreement   was  added  to  the  UNFCCC  which  mandated  compulsory  reduction  targets.31      As   part  of  a  reaffirmation  of  CBDR,  the  Kyoto  Protocol  assigned  such  targets  to  37   developed  countries,  with  developing  countries  excluded  from  any  immediate   reductions.32    For  the  former,  an  aggregate  target  of  a  five  per  cent  reduction   below  1990  levels,  to  be  achieved  by  2012,  was  set,  with  individual  targets                                                                                                                   26  See  United  Nations,  Rio  Declaration.    The  PPP  was  originally  developed  by  the   Organization  for  Economic  Co-­‐operation  and  Development  as  an  economic  tool   for  internalizing  environment  externalities  (environmental  degradation)  into   transaction  costs.    It  has  since  taken  on  broader  meanings  of  historical   responsibility  for  past  pollution,  and  compensation  related  to  it,  finding  its  way   into  legal  documents.    Not  until  the  Rio  Declaration,  however,  did  it  have  any   universal  application.    Atapattu,  Emerging  Principles,  p.  440.   27  Rajamani,  Differential  Treatment,  p.  191-­‐193.    See,  in  particular,  article  4.2  (a).     United  Nations,  United  Nations  Framework,  p.  6.   28  Okereke,  Global  Justice,  pp.  111-­‐112.   29  Taken  from  website,  see  United  Nations  Framework  Convention  on  Climate   Change,  The  United  Nations  Framework  on  Climate  Change.   30  Stephen  M.  Gardiner,  ‘Ethics  and  Global  Climate  Change’,  in  Stephen  M.   Gardiner  et  al.  (eds),  Climate  Ethics:  Essential  Readings,  Oxford,  Oxford  University   Press,  2010,  p.  19.   31  Taken  from  website,  see  United  Nations  Framework  Convention  on  Climate   Change,  Kyoto  Protocol,  retrieved  5  July  2011,  available  from  <http://unfccc.int/   kyoto_protocol/items/2830.php>.   32  Countries  were  separated  into  two  groups:  Annex  I  (all  developed  countries),   and  non-­‐Annex  I  (developing  countries).    Michael  Grubb,  ‘Seeking  Fair  Weather:   Ethics  and  the  International  Debate  on  Climate  Change’,  International  Affairs,  Vol.   71,  No.  3,  1995,  p.  479.     7  
  • 8. varying  considerably.33    Recognizing  the  difficulties  associated  with  rapid   decreases  in  emissions  rates,  the  Protocol  also  allowed  for  an  emissions  trading   scheme.34         Naturally,  and  rightly,  the  developing  countries  felt  they  were  exempt   from  any  immediate  reductions,  and  could  develop  in  an  unrestricted  manner,  at   least  as  regards  GHG  emissions.    For  the  United  States  (US),  then  the  biggest   emitter,  this  was  unacceptable.35    The  US,  under  the  Clinton  administration,  had   recognised  the  principle  of  CBDR,  but  demanded  that  developing  countries   would  take  on  some  responsibility  for  reductions,  commensurate  to  their   capacities,  and  rejected  outright  any  suggestion  of  rapid  reductions  based  upon   historical  use  or  culpability.36    Arising  out  of  these  objections,  supported  by   many  other  developed  countries,  the  Kyoto  Protocol  did  reflect  differing   capabilities  rather  than  becoming  an  indictment  of  unstainable  lifestyles  or  past   emissions.37    Yet,  the  US,  by  the  time  of  ratification  under  the  George  W.  Bush   administration,  still  refused  to  ratify  the  treaty  on  the  basis  that  it  was  ‘unfair’   because  of  what  the  Senate  termed  a  ‘disparity  of  treatment’  between  the   parties.38       Though  the  Kyoto  Protocol  staggered  into  effect  in  February  2005,39   following  at  times  torturous  negotiations,  overriding  agreement  on  ideas  of                                                                                                                   33  The  US  and  EU  were  assigned  targets  of  7  and  8  percent  respectively,  and   Australia  was  granted  a  small  increase,  for  example.    Singer,  ‘One  Atmosphere’,  p.   185.   34  Ibid.   35  Bradley  C.  Parks  and  J.  Timmons  Roberts,  A  Climate  of  Injustice:  Global   Inequality,  North-­‐South  Politics,  and  Climate  Policy,  Cambridge,  MIT  Press,  2007,   p.  3.   36  Paul  G.  Harris,  ‘Common  but  Differentiated  Responsibility:  The  Kyoto  Protocol   and  United  States  Policy’,  N.Y.U.  Environmental  Law  Journal,  Vol.  7,  1999,  pp.  46-­‐ 47.   37  Grubb,  ‘Seeking  Fair  Weather’,  p.  478-­‐479.   38  Steve  Vanderheiden,  ‘Climate  Change,  Environmental  Rights,  and  Emissions   Shares’,  in  Steve  Vanderheiden  (ed.),  Political  Theory  and  Global  Climate  Change,   Cambridge,  MIT  Press,  2008,  p.  43.   39  Currently,  the  Kyoto  Protocol  has  193  parties  to  it,  including  Australia.    For  a   complete  list,  and  details  on  stages  of  ratification  see  website  at  United  Nations   Framework  Convention  on  Climate  Change,  Status  of  Ratification,  retrieved  5  July     8  
  • 9. fairness  or  equity  cannot  be  said  to  have  driven  the  process  itself.40    The   negotiations  were  not  based  upon  generally  agreed  principles  of  fairness  or   equity,  but  on  political  considerations  fuelled  by  self-­‐interest.    The  end  result  of   backroom  bargaining,  the  Protocol  itself  represents  the  relative  power  relations   within  the  international  system  more  than  any  consistent  ethical  notions.    Little   wonder  then  that  reductions  have  been  minimal  at  best,  and  that  the  COP   meetings  following  the  agreement  have  made  only  token  progress.41    Rather  than   being  a  guide  to  how  future  emissions  entitlements  should  be  distributed,  the   CBDR  principle  was  diluted  by  political  reality.           Historical  Approaches  to  Justice     In  addressing  the  question  of  how  CBDR  should  guide  the  distribution  of   emission  entitlements  now  and  into  the  future,  developing  countries  argue  that   historical  responsibility  must  be  taken  into  account.    Arguably,  the  philosophical   basis  for  CBDR  can  be  located  in  the  first  of  Henry  Shue’s  principles  of  equity:     When  a  Party  has  in  the  past  taken  unfair  advantage  of  others  by   imposing  costs  upon  them  without  their  consent,  those  who  have  been   unilaterally  put  at  a  disadvantage  are  entitled  to  demand  that  in  the   future  the  offending  Party  should  burdens  that  are  unequal  at  least  to  the   extent  of  the  unfair  advantage  previously  taken,  in  order  to  restore   equality.42                                                                                                                                                                                                                                                                                                                                     2011,  <http://unfccc.int/kyoto_protocol/status_of_ratification/items/   2613.php>.   40  Singer,  ‘One  Atmosphere’,  p.  185.   41  Witness  the  failure  to  reach  even  the  modest  targets  of  the  Kyoto  Protocol,  and   the  of  the  Copenhagen  (COP-­‐15)  negotiations.    Tuula  Honkonen,  The  Common  but   Differentiated  Responsibility  Principle  in  Multilateral  Environmental  Agreements:   Regulatory  and  Policy  Aspects,  Alphen  aan  den  Rijn,  Kluwer  Law  International,   2009,  p.  128.       42  Henry  Shue,  ‘Global  Environment  and  International  Inequality’,  International   Affairs,  Vol.  75,  No.  3,  1999,  p.  531.     9  
  • 10. Therefore,  equity  would  seem  to  require  that  developed  countries  take  unequal   burdens  commensurate  to  their  unfair  use  of  the  absorptive  capacity  of  the   atmosphere  in  the  past.43         The  so-­‐called  ‘Brazil  proposal’  is  the  most  emblematic  of  historical   emissions  claims  put  forward  thus  far  by  developing  countries.    Proposed  by  the   Brazil  delegation  at  the  time  of  the  Kyoto  Protocol  negotiations,  it  suggested  that   the  cumulative  effects  of  past  emissions  dating  back  to  1840  be  linked  to  specific   countries  such  that  they  may  be  held  accountable  for  their  historical   responsibilities  for  anthropogenic  climate  change.44    In  response,  an  ad  hoc   group,  the  Modelling  and  Assessment  of  Contributions  to  Climate  Change  was   created  under  the  UNFCCC  to  test  and  improve  the  scientific  basis  for  such   claims.    Yet  uncertainties  related  to  historical  climate  modelling,  and  the   necessity  of  arbitrary  decisions  on  the  allocation  of  relative  emissions  and  time-­‐ series  to  particular  countries,  undermined  the  objectivity  of  the  process.45     It  remains,  at  the  present  level  of  scientific  capabilities,  a  very  difficult   task  to  allocate  direct  responsibility  for  a  particular  amount  of  emissions  (and  a   corresponding  amount  of  climate  change).    Climate  change  is  not  traced  to  a  level   of  GHG  emissions  in  any  particular  year,  but  due  to  the  build  up,  over  time,  of   carbon  in  the  atmosphere.46    And  while  causal  responsibility  may  be  clear  in  an   overall  sense,  the  direct  linking  of  cumulative  emissions  to  particular   states/individuals/regions  is  far  more  complex.47                                                                                                                         43  Rajamani,  ‘The  Principle  of  Common  but  Differentiated  Responsibility’,  pp.   121-­‐122.   44  Gosseries,  ‘Historical  Emissions  and  Free-­‐Riding’,  Ethical  Perspectives,  Vol.  11,   No.  1,  2004,  p.  37.   45  Christine  Ellermen  et  al.,  ‘Differentiating  (Historic)  Responsibilities  for  Climate   Change,  Climate  Policy,  Vol.  9,  2009,  pp.  594-­‐595.   46  Wiegandt,  ‘Climate  Change’,  p.  134.   47  Edward  A.  Page,  ‘Distributing  the  Burdens  of  Climate  Change’,  Environmental   Politics,  Vol.  17,  No.  4,  2008,  pp.  558-­‐559.     10  
  • 11. Nevertheless,  historical  responsibility  continues  to  be  an  important   consideration  in  any  allocation  of  future  emission  entitlements.48    As  Peter   Singer  argued,  we  must  ask  ‘[a]re  the  parties  entitled,  by  an  originally  justifiable   acquisition  and  a  chain  of  legitimate  transfers,  to  the  holdings  they  have  now?’    If   this  is  not  the  case,  as  it  clearly  is  not,  some  form  of  rectification  or  compensation   is  required.49    Such  an  undertaking  is  supported  by  the  PPP,  and  rightly  so,  lest   we  privilege  the  actions  of  the  past  over  current  and  future  generations.50    After   all,  the  denial  of  historical  responsibility  (or  ‘grandfathering’)51  is  no  small   matter  in  terms  of  actual  distribution.    As  Müller  demonstrated,  using  various   data  sources  on  past  emissions,  and  allocations  formed  using  a  baseline  year  of   1990,  the  burdens  imposed  on  the  US  and  the  European  Union  (EU)  would  fall  by   one-­‐fifth,  while  China’s  would  double  and  India’s  triple.52       Grandfathering  is  defended  on  several  grounds,  by  developed  countries   and  commentators  alike.    Firstly,  it  is  argued  that,  having  obtained  higher  levels   of  emissions  already,  developed  countries  are  now  entitled  to  them.    This   argument  rests,  however,  on  a  conception  of  GHG  emissions  as  some  form  of   private  property,  which  considering  the  common  nature  of  the  Earth’s   atmosphere  is  blatantly  false.    Even  was  this  not  the  case,  as  Singer  has  argued,   the  developed  countries  through  their  past  emission  rates  have  neither  left   ‘enough  for  the  good’,  nor  benefited  the  poor  in  any  concrete  sense.53    Moreover,   there  is  a  fundamental  irony  to  such  claims:  developed  countries  demand  that                                                                                                                   48  Grubb,  ‘Seeking  Fair  Weather’,  p.  474.   49  Singer,  ‘One  Atmosphere’,  p.  187.   50  Eric  Neumayer,  ‘In  Defence  of  Historical  Accountability  for  Greenhouse  Gas   Emissions’,  Ecological  Economics,  Vol.  33,  2000,  pp.  187-­‐188.   51  Grandfathering  is  the  creation  of  rules  for  a  previous  or  existing  situation,   while  applying  separate  rules  for  future  situations.    Lukas  H.  Meyer  and  Dominic   Roser,  ‘Distributive  Justice  and  Climate  Change:  The  Allocation  of  Emissions   Rights’,  Analyse  und  Kritik,  Vol.  28,  No.  2,  2006,  pp.  229.   52  Ellermen  et  al.,  ‘Differentiating  (Historic)  Responsibilities’,  pp.  603-­‐604.     53  Meyer  and  Roser,  ‘Distributive  Justice’,  pp.  229-­‐331.    The  term  ‘enough  for  the   good’  comes  from  John  Locke  and  his  justification  for  private  property  in  Second   Treatise  on  Civil  Government  of  1690.    In  it,  Locke  argues  that  the  Earth  and  its   contents  ‘belong  to  mankind  in  common’.    But  through  the  use  of  human  labour   in  combination  with  the  land,  we  can  appropriate  the  commons,  thereby   transforming  it  into  private  property.    This  is  acceptable  so  long  as  there  remains   ‘enough  for  the  good’.    Singer,  ‘One  Atmosphere’,  p.  187.     11  
  • 12. historical  responsibility  for  built  up  emissions  be  taken  off  the  table,  while   simultaneously  pushing  for  recognition  of  greater  entitlement  based  upon  those   historic  emissions.54    Fairness  and  equity  should  be  consistent,  a  requirement   which  arguments  along  this  line  clearly  violate.     A  second  and  more  robust  defence  of  grandfathering  can  be  mounted  on   the  basis  of  ignorance;  past  generations  were  not  aware  of  the  dangers  of  GHG   emissions,  and  therefore  current  generations  cannot  be  held  accountable.    For   this  reason,  a  baseline  year  of  1990  was  chosen  as  it  coincides  with  the   publication  of  the  first  International  Panel  on  Climate  Change  (IPCC)  report  and   general  public  awareness.55    As  Aristotle  argued,  blame  and  praise  are  only   attributed  to  voluntary  actions,  the  conditions  of  which  are  control  and   knowledge  of  consequences,  clearly  denied  to  current  inhabitants  of  developed   countries.56       Yet  it  is  an  established  principle  of  almost  every  legal  system  currently   operating  that  ignorance  does  not  exempt  liability  in  civil  law,  or  debar   punishment  in  criminal  law.    More  importantly,  rather  than  being  about  ‘blame   or  collective  guilt’,  the  UNFCCC  should  be  about  assigning  an  equitable  share  of   the  absorptive  capacity  of  the  atmosphere  to  everyone.    Turning  to  Aristotle   again:  that  the  proportionate  treatment  of  unequals  is  as  important  as  the   proportionate  treatment  of  equals.57    Therefore,  as  the  initial  distribution  of   emissions  has  led  to  inequality,  historical  emissions  must  be  taken  into  account  if   overall  equality  is  to  be  achieved.58                                                                                                                           54  Rajamani,  Differential  Treatment,  p.  142.   55  The  first  warning  of  the  possibility  of  anthropogenic  climate  change  dates  back   to  1896  and  Svante  Arrhenius’s  On  the  Influence  of  Carbonic  Acid  in  the  Air  upon   the  Temperature  on  the  Ground,  but  it  is  fair  to  say  that  before  the  mid-­‐1980s   public  awareness  was  minimal.    Neumayer,  ‘In  Defence  of  Historical   Accountability’,  p.  188.   56  Ellermen  et  al.,  ‘Differentiating  (Historic)  Responsibilities’,  p.  595.   57  Honkonen,  The  Common  but  Differentiated  Responsibility  Principle,  p.  11.   58  Neumayer,  ‘In  Defence  of  Historical  Accountability’,  pp.  188-­‐190.     12  
  • 13. A  corollary  to  the  ignorance  argument  can  be  mounted  on  the  basis  that,   regardless  of  past  unawareness,  the  inhabitants  of  developed  countries  were   powerless  by  virtue  of  their  non-­‐contemporaneity.    Simon  Caney  has  argued  this   point  strongly  elsewhere,  claiming  that  it  is  unjust  to  force  those  who  didn’t   pollute  to  pay  now  as  they  would  be  suffering  beyond  their  due.59    Non-­‐ reciprocity  between  past  and  current  generations,  however,  does  not  mean  that   no  duties  arise,  whether  actions  were  unintentional  or  not.60    For  those  living   today  in  developed  countries  certainly  enjoy  the  benefits  of  past  emissions,   denied  to  developing  countries,  regardless  of  whether  knowledgeable  harm  was   in  fact  caused.61    Following  John  Rawls,  ‘[t]he    life  of  a  people  is  conceived  as  a   scheme  of  cooperation  spread  out  in  historical  time’.62    The  benefits  received   from  their  forebears  are  therefore  filled  with  a  consequent  liability  that  cannot   be  denied.63         Many  commentators  have  also  argued  that  historical  responsibility   should  be  denied  on  the  basis  of  the  non-­‐identity  problem,  originally  put  forward   by  Derek  Parfit  in  relation  to  future  generations.  This  proposition  avers  that   policies  with  far  reaching  social  effects,  such  as  those  that  would  be  related  to   reducing  emissions,  not  only  impact  on  their  objectives,  but  on  the  identities  of   those  who  are  not  yet  born.    So  if  a  country  chooses  to  pursue  climate  policy  A,   which  causes  ecological  devastation  and  the  birth  of  person  a,  over  climate   policy  B,  which  protects  the  environment  and  results  in  the  birth  of  person  b,   person  a  cannot  claim  to  have  been  harmed.    This  is  because  had  the  country   chosen  climate  policy  B  they  would  not  exist  today.64         But  does  this  indeterminacy  really  matter?    People  come  into  existence   during  the  normal  course  of  events  and,  though  we  may  not  know  their  identity,                                                                                                                   59  Simon  Caney,  ‘Cosmopolitan  Justice,  Responsibility,  and  Global  Climate   Change’,  Leiden  Journal  of  International  Law,  Vol.  18,  2005,  pp.  758-­‐760.   60  Page,  ‘Distributing  the  Burdens’,  pp.  563-­‐564.   61  Gosseries,  ‘Historical  Emissions’,  pp.  40-­‐43.   62  John  Rawls,  A  Theory  of  Justice,  Cambridge,  Harvard  University  Press,  1971,  p.   289.   63  Rajamani,  Differential  Treatment,  p.  140.   64  Meyer  and  Roser,  ‘Distributive  Justice’,  pp.  240-­‐247.     13  
  • 14. or  their  specific  interests,  we  can  be  certain  that  they  will  have  interests  that  can   be  harmed.    One  would  reasonably  assume,  moreover,  that  whoever  comes  into   existence  would  wish  for  a  habitable  planet,  by  virtue  of  existing  in  the  first   place.65    This  argument  carries  far  more  weight  when  current  generations  are   considering  the  effect  of  climate  policies  on  those  yet  to  be  born.    To  deny   historical  responsibility  for  decisions  already  made,  on  the  basis  that  our   existence  is  dependent  upon  them  is,  however,  spurious.     A  third  argument  put  forward  in  relation  to  historical  responsibility   contends  that  developing  countries  have  actually  benefited  from  historical   emissions.    It  is  argued  that  advances  in  medicine  and  technology,  for  example,   would  not  have  been  passed  on  to  developing  countries  without  past  emissions.     But  this  benefit  is  infinitely  difficult  to  quantify.    It  is  also  debatable  how  much  of   this  transference  was  in  fact  more  to  the  benefit  of  developed  countries,   especially  considering  the  dire  situation  of  many  current  developing  countries.     Certainly,  the  preponderance  of  those  benefits  in  medicine  and  technology  has   flowed  to  developed  countries  themselves.66     Lastly,  it  is  argued  that  past  emissions  cannot  be  attributed  to  specific   developed  countries  due  to  boundary  changes.    This  argument,  on  practical   grounds,  points  to  the  break  up  of  the  Soviet  Union,  and  changes  in  the  EU,  for   example,  as  a  reason  for  excluding  them  from  historical  responsibility.    Yet  the   boundaries  of  the  major  emitters,  such  as  Western  Europe,  North  America,  Japan   and  Australia  (on  a  per  capita  basis),  have  remained  relatively  consistent  over   this  time,  or  at  least  during  the  century  preceding  the  1990  baseline  year.67     The  denial  of  historical  responsibility  is  akin  to  free-­‐riding  on  emissions;   that  is,  while  actions  benefit  an  individual  or  a  community,  the  costs  are   apportioned  to  a  third  party.    So  people  from  the  US  are  receiving  the  benefits  of   past  generations,  while  the  costs  are  being  put  upon  people  in  the  developing                                                                                                                   65  Katherine  Smits,  Applying  Political  Theory,  p.  243   66  Neumayer,  ‘In  Defence  of  Historical  Accountability’,  p.  189.   67  Ibid,  pp.  189-­‐190.     14  
  • 15. world.68    So,  although  current  emissions  are  of  the  greater  concern,  fairness  and   equity  dictate  that  historical  emissions  should  be  taken  into  account.69    To  do  so,   however,  means  that  developed  countries  would  have  to  reduce  their  emissions   immediately  and  drastically,  which  is  not  politically  realistic.    For  now  though,  it   is  important  to  remember  that,  firstly,  past  emissions  should  be  taken  into   account;  and,  secondly,  that  if  they  are  ignored  completely,  no  distribution  of   emissions  will  satisfy  developing  countries,  leading  to  their  defection  from  any   climate  regime.70       Alternative  Approaches  to  Justice     There  are  several  alternative  distribution  arrangements,  based  upon   alternative  conceptions  of  justice,  which  do  not  take  historical  responsibility  into   account.    While  the  above  discussion  relates  to  retributive  justice,  and  the   assignment  of  responsibility  to  make  amends  for  past  wrongs,  distributive   justice  is  associated  with  the  allocation  of  costs  or  benefits  based  upon  some   measure  of  current  entitlement.71    Within  this  form  of  justice  there  are  three   levels  that  must  come  under  consideration;  firstly,  the  scope  of  justice  (or  the   ‘whom’  or  ‘which’  of  justice  –  humans,  non-­‐humans,  the  environment  etc.);   secondly,  the  shape  of  justice  (or  how  much  of  something  is  to  be  distributed);   and  thirdly,  the  currency  of  justice  (or  what  is  to  be  distributed  –  welfare,   resources,  access  to  resources  etc.).72    The  approaches  discussed  below  are  all   concerned  with  distribution  to  the  human  world.73    Where  they  differ  is  in   relation  to  the  shape  and  currency  of  justice.                                                                                                                   68  Gosseries,  ‘Historical  Emissions’,  pp.  48-­‐51.   69  Ibid,  p.  68.   70  Gardiner,  ‘Ethics’,  p.  15.   71  Matthew  Paterson,  ‘Principles  of  Justice  in  the  Context  of  Global  Climate   Change’,  in  Urs  Luterbacher  and  Detlef  F.  Sprinz  (eds),  International  Relations   and  Global  Climate  Change,  Cambridge,  MIT  Press,  2001,  pp.  121-­‐123.   72  Edward  E.  Page,  Climate  Change,  Justice,  and  Future  Generations,  Cheltenham,   Edward  Elgar,  2006,  pp.  50-­‐51.   73  The  assignment  of  rights  to  non-­‐human  entities  is  an  incredibly  complex   proposition  that  will  not  be  undertaken  here.    For  examples  of  arguments  related   to  such  an  imposition,  see  Tom  Regan,  ‘The  Case  for  Animal  Rights,'  in  Peter     15  
  • 16.   Developing  countries,  for  their  part,  favour  the  allocation  of  per  capita   emissions.    Due  to  the  immediate  burden  to  be  placed  on  developed  countries,   however,  most  commentators  argue  that  tradeable  emissions  permits  should  be   used  to  ensure  a  path  to  equity  while  minimizing  cost.74    For  at  current  levels,   according  to  Peter  Singer,  equal  per  capita  emissions  would  amount  to  around   one  metric  tonne  per  year.    Currently,  the  US  emits  five  metric  tonnes  per  year,   and  Japan,  Australia  and  the  EU  all  range  between  1.6  and  4.2  metric  tonnes.     China  and  India,  the  heaviest  developing  world  emitters,  sit  at  around  0.76  and   0.29  metric  tonnes  respectively.75    The  drastic  change  that  immediate  reductions   to  per  capita  emissions  will  therefore  cause  has  led  for  calls  for  contraction  and   convergence.    Developed  by  the  Global  Commons  Institute,  contraction  and   convergence  proposes  that  countries  should  move,  over  time,  towards  equal  per   capita  emissions.    Therefore,  while  the  total  is  contracting,  per  capita  emissions   will  slowly  converge.76     The  above  distribution  relates  to  the  political  possibilities  as  they   currently  stand.77    Questions  of  how  CBDR  should  dictate  the  current  and  future   distribution  of  emissions  are  addressed  by  several  different  conceptions  of   justice,  two  of  which  will  be  examined  here:  consequentialist  theories  of  an   egalitarian  tendency,  and  rights-­‐based  theories.    The  former  attend  to  the   rightness  or  wrongness  of  a  situation  based  upon  its  outcome,  or  the   consequences  of  some  action  based  upon  a  measure  of  the  general  good  (welfare   for  example).    The  latter  concentrates  on  the  right  (basic  rights,  duties                                                                                                                                                                                                                                                                                                                               Singer  (ed.),  In  Defence  of  Animals,  New  York,  Blackwell,  1985,  pp.  13-­‐26;   Catherine  Redgwell,  'Life,  the  Universe  and  Everything:  A  Critique  of   Anthropocentric  Rights,'  in  Alan  Boyle  and  Michael  Anderson  (eds),  Human   Rights  Approaches  to  Environmental  Protection,  Oxford,  Oxford  University  Press,   1996,  71-­‐88;  and  Christopher  D.  Stone,  Should  Trees  Have  Standing?:  Law,   Morality,  and  the  Environment,  Oxford,  Oxford  University  Press,  2010.   74  Paterson,  ‘Principles  of  Justice’,  pp.  123-­‐125.   75  Gardiner,  ‘Ethics’,  p.  16.   76  Madeleine  Heyward,  ‘Equity  and  International  Climate  Change  Negotiations:  A   Matter  of  Perspective’,  Climate  Policy,  Vol.  7,  2007,  p.  526.   77  Henry  Shue,  ‘Subsistence  Emissions  and  Luxury  Emissions’,  Law  &  Policy,  Vol.   15,  No.  1,  1993,  p.  49.     16  
  • 17. obligations  etc.)  over  the  good,  with  justice  being  measured  by  the  morality  of   the  actions  themselves.78    Broadly  speaking,  developing  countries  emphasise  the   rights-­‐based  approaches,  while  developed  countries,  seeking  to  minimise   burdens,  prefer  consequentialist  distributions.79     Consequentialist  and  Egalitarian  Distribution     This  approach,  adopted  by  Peter  Singer,  perceives  justice  as  the  need  to   maintain  or  create  a  desirable  set  of  affairs.    Value  is  therefore  located  in  the   maintenance  of  a  safe  and  healthy  environment,  for  all  to  enjoy  equally,  and   which  can  sustain  human  societies.    As  such,  it  is  argued,  distribution  that   assures  this  condition  is  a  universal  want,  stretching  across  both  developed  and   developing  countries.80         Singer  and  others  argue  that  the  Earth’s  ability  to  absorb  GHG  emissions   is  a  common  resource.    As  we  now  understand  this  resource  to  be  limited,   allocation  of  access  to  it  must  be  on  the  grounds  of  fairness.    Therefore,  harm  is   not  based  specifically  upon  historical  responsibility,  but  rather  the  deprivation  of   use  currently  in  effect  as  result  of  developed  country  dominance.81    Singer  uses   the  analogy  of  a  village  with  a  giant  sink  for  waste  disposal  to  illuminate  his   argument.    No  one  knows  what  happens  to  the  waste  when  it  is  placed  in  the   sink.    Though  all  use  the  sink,  some  of  the  villagers  consume  a  lot  and  hence   produce  a  large  amount  of  waste,  while  those  less  well-­‐off  produce  far  less  from   their  smaller  consumption.    This  initial  situation  is  of  little  concern,  because  we   do  not  know  where  the  waste  goes,  nor  is  there  any  apparent  limit  to  the   carrying  capacity  of  the  sink.    So  long  as  this  situation  remains  unchanged,  the                                                                                                                   78  Jekwu  Ikeme,  ‘Equity,  Environmental  Justice  and  Sustainability:  Incomplete   Approaches  in  Climate  Change  Politics’,  Global  Environmental  Change,  Vol.  13,   2003,  p.  196.   79  Ibid,  pp.  201-­‐202.   80  Simon  Caney,  ‘Global  Distributive  Justice  and  the  Environment’,  in  Gert   Vershraegen  and  Ronald  Tinnevelt  (eds),  Between  Cosmopolitan  Ideals  and  State   Sovereignty:  Studies  in  Global  Justice,  New  York,  Palgrave  Macmillan,  2006,  pp.   54-­‐55.   81  Gardiner,  ‘Ethics’,  p.  14.     17  
  • 18. well-­‐off  villagers  are  leaving  ‘enough  for  the  good’.    If,  however,  conditions   change,  and  there  are  now  limits  to  the  carry  capacity  of  the  sink,  waste  begins  to   flow  into  the  water  supply.    Harm  is  therefore  caused  through  overuse  by  the   well-­‐off,  and  fairness  would  require  their  consumption  be  reduced  such  that  the   limits  are  not  breached,  and  the  sink  can  carry  the  waste  of  all.    For  Singer  then,   CBDR  should  dictate,  on  egalitarian  grounds,  that  equal  per  capita  emissions  are   distributed  in  order  to  avoid  a  tragedy  of  the  commons.82       This  approach  is  broadly  consistent  with  John  Rawls’  version  of  fairness.83     In  his  Theory  of  Justice,  Rawls  develops  the  notion  of  the  veil  of  ignorance,  behind   which  all  parties  are  ignorant  of  their  initial  position.    As  such,  inequalities  in   wealth,  power,  resources  and  the  like  are  not  known.    Hence,  given  ‘the   appropriate  initial  status  quo’  the  ‘fundamental  agreements  reached  [between   parties]  are  fair’.84    Each  party  will  be  persuaded  by  the  same  arguments,   through  feelings  of  ‘constructive  empathy’,  and  will  take  all  interests  into   account,  including  those  of  the  worst  off.85    The  principles  of  justice  that  will  be   created  behind  this  veil  are  those  that  rational  persons  would  ‘consent  to  as   equals  when  none  are  known  to  be  advantaged  or  disadvantaged  by  social  or   natural  contingencies’.86    Rawls’  theory  of  justice  is  therefore  in  line  with  the   above  approach,  as  it  would  dictate  that  existing  inequalities  would  be   compensated  by  future  equality  (equal  emissions),  unless  those  inequalities  are   suitable  for  the  worst  off.87         Egalitarian  arguments  are  attractive  when  applied  to  CBDR.     Egalitarianism  is  appealing,  because  it  implies  the  notion  that  no  one  owns  the                                                                                                                   82  Singer’s  analogy  represents  a  classic  ‘tragedy  of  the  commons’.    It  should  be   noted  that  he  does  accept  that  political  reality  would  dictate  that  a  transitional   period  prior  to  equal  per  capita  emissions  would  be  required.    Singer,  ‘One   Atmosphere’,  pp.  185-­‐188.     83  Miller,  ‘Social  Justice’,  pp.  156-­‐157.   84  Rawls,  A  Theory  of  Justice,  p.  12.   85  Ibid,  p.  139.   86  Ibid,  p.  19.   87  Honkonen,  The  Common  but  Differentiated  Responsibility  Principle,  pp.  83-­‐85.     18  
  • 19. atmosphere  and  so  its  distribution  should  be  equal.88    These  arguments  would   further  imply  that,  due  to  the  initial  inequality  of  emission  distribution,   developed  country  responsibility  for  reductions  would  be  matched  by   developing  country  allowances  for  increases.    Therefore,  as  Singer  points  out,  we   would  be  doing  what  is  best  for  the  atmosphere,  and  for  development,  which  is   what  should  occur.89          Rights-­‐Based  Theories     While  the  outcomes  of  consequentialist  theories  of  an  egalitarian  nature   are  arguably  what  should  occur,  they  do  not  adequately  address  the  ‘rightness’  of   the  distributions  themselves.    Rights-­‐based  theories  look  to  determine   distribution  of  emissions  through  the  imposition  of  environmental  rights,90   thereby  providing  moral  backing  to  the  resulting  outcomes.    One  such  right,   forward  by  Henry  Shue,  is  the  right  to  emit  GHG.    Shue  believes  that  developing   countries  should  be  allowed  to  grow  enough  to  provide  a  minimum  standard  of   living,  or  subsistence,  for  those  within  their  countries.91    He  argues  that  even  in   an  ‘emergency  one  pawns  the  jewellery  before  selling  the  blankets…whatever                                                                                                                   88  Heyward,  ‘Equity’,  p.  521.    There  are,  however,  theoretical  problems  with  the   egalitarian  approaches  to  consequentialism.    For  example,  in  a  world  of  the  blind   and  the  sighted,  we  would  have  to  argue  that  there  is  a  good  in  blinding  the   sighted  as  such  an  action  would  lead  to  more  equality.    A  situation  that  is  better   for  no  one  and  worse  for  some  is  still  better  for  all.  Yet,  clearly,  the   operationalization  of  egalitarianism  here  would  proceed  with  some  modicum  of   rational  thought,  indicating  the  avoidance  of  such  a  theoretical  situation.    Meyer   and  Roser,  ‘Distributive  Justice’,  p.  234.   89  Singer,  ‘One  Atmosphere’,  pp.  195-­‐197.   90  It  is  beyond  the  scope  of  this  paper  to  undertake  a  deeper  examination  of   arguments  related  to  the  imposition  of  broader  environmental  rights.    Discussion   of  this  issue  can  be  found,  for  example,  in  Sam  Adelman,  'Rethinking  Human   Rights:  the  Impact  of  Climate  Change  on  the  Dominant  Discourse,'  in  Stephen   Humphreys  (ed.),  Human  Rights  and  Climate  Change,  Cambridge,  Cambridge   University  Press,  2010,  pp.  159-­‐179;  Simon  Caney,  'Climate  Change,  Human   Rights,  and  Moral  Thresholds,'  in  Stephen  Humphreys  (ed.),  Human  Rights  and   Climate  Change,  Cambridge,  Cambridge  University  Press,  2010,  pp.  69-­‐90;  and   Robyn  Eckersley,  'Greening  Liberal  Democracy:  The  Rights  Discourse  Revisited,'   in  Brian  Doherty  and  Marius  de  Geus  (eds),  Democracy  and  Green  Political   Thought:  Sustainability,  Rights  and  Citizenship,  London,  Routledge,  1996,  pp.  212-­‐ 236.   91  Shue,  ‘Subsistence  Emissions’,  p.  42.     19  
  • 20. justice  may  positively  require,  it  does  not  permit  the  poor  to  sell  their  blankets  in   order  that  the  rich  nations  keep  their  jewellery’.92    As  a  result,  Shue  formulates   his  third  principle  of  fairness:       When  some  people  have  less  than  enough  for  a  decent  human  life,  other   people  have  far  more  than  enough,  and  the  total  resources  available  are   so  great  that  everyone  could  have  at  least  enough  without  preventing   some  people  from  still  retaining  considerably  more  than  others  have,  it  is   unfair  not  to  guarantee  everyone  at  least  a  minimum.93         On  this  basis,  Shue  argues  for  a  right  to  subsistence  emissions,  in  opposition  to  a   right  to  luxury  emissions.    Given  the  limits  to  the  atmosphere’s  ability  to  carry   GHG  emissions,  this  approach  would  require  that  CBDR  should  entail  the   reduction  of  developed  country  entitlements  to  accommodate  the  subsistence  of   developing  countries,  because  the  latter  have  rights  to  entitlements.94     But  this  approach  runs  into  two  major  difficulties.    Firstly,  what  amounts   to  subsistence  in  terms  of  GHG  emissions  is  difficult  to  assess  objectively,  and   may  well  change  with  time.    Secondly,  the  granting  of  a  right  to  subsistence   emissions  avoids  any  moral  assessment  of  current  modes  of  development,  and   effectively  locks  human  societies  into  their  use.95    The  need  for  GHG  emissions  is   inextricably  tied  to  industrial  society,  and  subsistence  has  and  can  be  met   without  them.    While  Shue  does  not  necessarily  assume  that  human  survival   depends  upon  emissions,  the  assumption  is  implicit  within  the  granting  of  a  right   to  emit.    Moreover,  emissions  themselves  have  caused  the  problem  in  which   humanity  currently  finds  itself.    If  such  a  right  is  granted,  moral  limits  to  their   inefficient  allocation  are  more  difficult  to  apply,  thereby  further  endangering  the   climate.    As  Stephen  Gardiner  points  out,  ‘if  some  emissions  are  deemed  morally                                                                                                                   92  Quoted  in  Grubb,  ‘Seeking  Fair  Weather’,  p.  478.   93  Shue,  ‘Global  Environment’,  p.  541.   94  Ibid.   95  Gardiner,  ‘Ethics’,  p.  16.     20  
  • 21. essential,  then  they  may  have  to  be  guaranteed  even  if  this  leads  to  an  overall   allocation  over  the  scientific  optimum.’96     This  is  not  to  disregard  that  current  GHG  emissions  are  necessary  for   most  people’s  basic  needs.    But  it  is  not  the  act  of  emitting  itself  that  is  beneficial;   rather,  benefits  are  derived  from  modes  of  consumption  and  production  that   currently  involve  GHG  emissions.97    By  instituting  a  right  to  emit,  we  are   effectively  locked  into  historically  specific  forms  of  action  now,  and  into  the   future.98    Our  reliance  on  GHG  emissions  needs  to  be  altered  in  the  long-­‐term,  a   requirement  that  is  not  aided  by  accepting  a  right  to  emit.    In  the  short-­‐term,   developed  countries  need  to  acknowledge  that  they  have  derived  benefits  from   past  emissions,  which  fairness  and  equity  requires  be  shared.    This  should  lead  to   a  distribution  for  the  time  being  that  takes  historical  responsibility  into   account.99       Unfortunately,  contemporary  debates  have  moved  away  from  arguments   over  responsibilities,  to  the  apportionment  of  emission  rights.    As  a  result,   climate  negotiations  take  on  a  self-­‐interested  character,  with  competition  over   rights  proceeding  to  expansionary  demands  on  the  part  of  interested  groups.     Certainly,  a  limit  is  needed,  but  this  should  not  be  confused  with  an  inherent   right  to  emit.    Rather,  we  have  a  right  to  live  in  a  healthy  environment.    The   restrictions  imposed  by  this  right  are  far  more  valuable  than  a  right  to  emit   itself.100    Perhaps  the  concentration  on  distribution  is  then  misguided.    Given  the   irreversibility  of  climate  change,  justice  could  perhaps  best  be  achieved  by   avoiding  the  issue  altogether.101    The  political  reality  is,  however,  that  some  form                                                                                                                   96  Tim  Hayward,  ‘Human  Rights  versus  Emissions  Rights:  Climate  Justice  and  the   Equitable  Distribution  of  Ecological  Space’,  Ethics  &  International  Affairs,  Vol.  21,   No.  4,  2007,  pp.  440-­‐442.   97  Meyer  and  Roser,  ‘Distributive  Justice’,  p.  227.   98  Hayward,  ‘Human  Rights’,  pp.  440-­‐2.   99  Ibid,  pp.  432-­‐433.   100  Ibid,  pp.  435-­‐443.   101  Andrew  Dobson,  Justice  and  the  Environment:  Conceptions  of  Environmental   Sustainability  and  Theories  of  Distributive  Justice,  Oxford,  Oxford  University  Press,   1998,  pp.  223-­‐225.     21  
  • 22. of  distribution,  grounded  in  agreed  conceptions  of  fairness  and  equity,  needs  to   be  found  if  we  are  to  avoid  ecological  catastrophe.       CBDR  and  Political  Realities     Research  into  current  international  relations  systems  has  shown  that  any   agreement  on  this  issue  will  be  very  difficult  to  achieve,  largely  because  of  a   distinct  lack  of  consensus  on  what  is  fair,  equitable,  and  just,  meaning  that  any   drastic  reductions  seem  unlikely.    Hence  we  find  ourselves  in  the  midst  of  a   global  common  resource  and  collective  action  problem.102    It  is  the  very   inequality  of  the  initial  distribution  which  makes  it  hard  for  rich  and  poor,   developed  and  developing,  to  identify  socially  shared  understandings  of  ‘fair’  and   ‘equitable’.    Even  if  agreement  could  be  reached  on  such  basic  principles,  the   preference  differentiation  generated  by  inequality  creates  severe  disagreements,   as  we  have  seen,  on  the  operationalization  of  CBDR.103     Political  reality  then  dictates  that  what  should  guide  emissions   distribution  under  the  CBDR  principle  is  far  from  what  is  actually  possible.    As   the  absorptive  capacity  of  the  atmosphere  is  finite,  and  the  developed  countries   have  overused  their  share  of  that  resource,  it  is  reasonable  to  speak  of  an   ecological  debt  which  should  be  met.    Without  acknowledgment  of  this  fact,   developing  countries  will  never  accept  limits  to  their  growth  potential.104    A   direct  switch  on  egalitarian  grounds  would,  however,  have  grave  consequences   for  the  current  modes  of  consumption  and  production  that  would  be  impossible   to  stomach  for  developed  countries.105    As  George  H.  Bush  remarked  during  the   Rio  Conference,  the  ‘American  lifestyle  is  not  open  to  negotiation’.106    The  most   likely  middle  ground,  therefore,  is  a  per  capita  allocation,  based  on  contraction                                                                                                                   102  Aaron  Maltais,  ‘Global  Warming  and  the  Cosmopolitan  Political  Conception  of   Justice’,  Environmental  Politics,  Vol.  17,  No.  4,  2008,  pp.  598-­‐599.   103  Parks  and  Roberts,  A  Climate  of  Injustice,  p.  27.   104  Hayward,  ‘Human  Rights’,  p.  445.   105  Meyer  and  Roser,  ‘Distributive  Justice’,  p.  228.   106  Parks  and  Roberts,  A  Climate  of  Injustice,  p.  4.     22