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EuroPetition
         Project Review


                       Evaluation Report

                   Peter Cruickshank
               Edinburgh Napier University



eParticipation through Petitioning in Europe
Evaluation requirements


  •   That the EuroPetition platform does address use of ePetitions in the Legislative
      decision making processes and eParticipation needs of local government in various
      contexts at local, regional, national and European level

  •   That the assumptions in the initial viability plan are reasonable to sustain the
      service in the various contexts.

  •   That the service can be delivered in multiple contexts and languages across
      Europe on an interoperable operational basis.

  •   That alternative solutions and services are accommodated

  •   The legislative participation impact of EuroPetition, including its political impact and
      affect on policy-making processes, its impact on cross-border cooperation between
      citizens, and its relationship to wider aspects of e-governance

  •   User Engagement Report, documenting user engagement for identified user groups



  F
  2inal Project Review   www.EuroPetition.eu
Evaluation work


 Element                                     Source of data        Status
 Baseline data                               Online survey tool    Covered in interim review + report
                                             hosted by PI
 Application installation & training         Questionnaires to     Covered in interim review + report
                                             Pilot Sites
 Viewership and website behaviour            PI                    Database analysis
 statistics, including use of Web2.0 tools

 Online Expectation & Perception            Online survey tool     Data gathered
 Questionnaires                             hosted by PI
 •Petitioners
 •Citizens
 Focus groups with citizens and petitioners Pilot sites            Sweden, Spain, (Netherlands), England
 Market survey and pricing questionnaire Pilot sites, MAC          Review of viability report
 Data from participating officers and        Pilot sites, MAC/PI   Review of viability report
 members




     Final Project Review      www.EuroPetition.eu
                                                                                                           4
Other outputs


  • Refined model of e-petitioning process

  • Papers on self-efficacy and the role of the lurker

  • Supported process of publishing to OSOR.eu as EUPL-
    licensed open source application

  • Data standard for e-petitions

  • Engaged with dialog on ECI and clarifying process


  Final Project Review   www.EuroPetition.eu
                                                          5
Evaluation process



           User                          Design &
                                                                        Install &
      Requirements                       Develop                                               Live running
                                                                        Operate
      & Service Spec                      Service

                Dialogue to build          Validate system           Data                Final data
                data gathering into        meets eval          gathering,                collection
                system                     objectives         responding
                                                                to issues


         Establish Baseline &                                    Ongoing Evaluation &              Final
        Develop Evaluation Plan                                   monitoring of pilots           Evaluation

 Baseline survey (authority-held data)                                                      Interviews
                                                             ‘exit’ surveys
 Baseline survey (of citizens)                                                              Database analysis
                                                             Debate statistics
 Lit review                                                  System data
 Scenario-testing workshops                                  Partner monitoring data
                                         Formative                                        Summative

      Final Project Review         www.EuroPetition.eu
                                                                                                                6
How the petitioning process can
support engagement




  Initiation &              Input &              Submis-              Decision,
  Acceptance                Dialogue             sion                 Feedback
     • Agree wording          • Collect            • Dialogue with    & •Outcome
                                                                         Feedback to/
       of petition              signatures           Petitioner          from Petitioner
     • Refer on/ up-          • Manage linked      • Preparation of    • Dissemination of
       ward if relevant         resources            reports             outcome




                          Opportunity to
                          sign a petition



  Signing a petition is one of the smallest possible steps in active e-participation


   Final Project Review    www.EuroPetition.eu
                                                                                            7
Theoretical background: Self Efficacy
Experience of the process matters

                                                           Positive and negative
                                                    reinforcement from previous
                                                                     experiences

         Self
       Efficacy

                                                 Anxiety


                        Outcome
                      expectations
                     (Performance)



                                                  Affect                 Usage

                       Outcome
                     expectations
                      (Personal)                       Adapted from Compeau & Higgins 1999




   Final Project Review    www.EuroPetition.eu
                                                                                             11
Acceptance questions
Initial responses

Installation &
Customisation                    Training
• Generally smooth               • Training sessions useful
   – Close cooperation with         – Well adapted in Spain
     developer                      – Timing
                                 • Needs
                                    – Familiarity with ‘petition’ as
• Issues                              a process (eg Spain)
   – Localisation process               • Cultural issue
   – Documentation                  – Good customer service
   – Security, verification of        skills
     signatures                     – Will be continuing learning
                                      process



                                                                       14
Data analysis




   Final Project Review   www.EuroPetition.eu
                                                17
Baseline survey
Mobile computing to access internet




   Final Project Review   www.EuroPetition.eu
                                                18
Total petitions and time to accept




   Final Project Review   www.EuroPetition.eu
                                                19
Daily signature counts by cluster




   Final Project Review   www.EuroPetition.eu
                                                20
Cumulative signature counts




   Final Project Review   www.EuroPetition.eu
                                                21
Signatures on Europetitions




   Final Project Review   www.EuroPetition.eu
                                                22
Uptake of EuroPetitions by country




   Final Project Review   www.EuroPetition.eu
                                                23
Focus group
                                  findings




Final Project Review   www.EuroPetition.eu
                                              24
Theme: Privacy & Identity


  • Use of identification infrastructure
        – Eg provided by banks (risks?) or official national infrastructures
  • Worry over retention of signatures
        – And who would monitor them?
  • Need to have more clarity over what is done with the
    data and why it is gathered
        – Does as much info have to be gathered to sign a petition?
  • Fake signatures not felt to be an issue
        – ECI does need identification process




   Final Project Review   www.EuroPetition.eu
                                                                               25
Findings: Clarity of process


   • Generally clear for both petitioners and signatories
        – Though some confusion with the details


   • Some usability and accessibility issues

   • Group affiliations should be transparent

   • Expectations of speed need to be managed
        – Linked to need to communicate updates




   Final Project Review   www.EuroPetition.eu
                                                            26
Role of clusters and Trans EU
campaigns

   • Interest is mostly with local issues, less with EU
        – Missing central government step is obvious gap
   • Need for flexible clustering model

   • Need long term promotion of petitioning

   • Need to support links between petitioners in different
     clusters

   • Length of Euro-process means more effort on
     maintaining communication

   Final Project Review   www.EuroPetition.eu
                                                              27
Recommendations: European
Parliament

  • Online petitions system required by the EP’s rules
       – Meets the EP’s specification for an online petitioning system
             • A mechanism for formally communicating this fact to the Petitions
               Committee should be found.
  • Next step: commitment from the EP as an institution
       – From the Secretariat as well as MEPs to ensure that petitioners
         are supported in
             • wording the petition correctly
             • identifying more appropriate targets for their action
       – The clear benefit for the Committee will be the reduced
         number of irrelevant or out of scope petitions they reject
                  – currently over half
       – Need to support local partners in this work



  Final Project Review   www.EuroPetition.eu
                                                                                   28
Findings & challenges


          Service                          Project            Stakeholders

  • Cross-border                  • Importance for the    • Engagement by
    nature of                       citizens of a clean     local authorities
    Europetitions                   and clear               and the need for
    demonstrated                    conclusion to the       ownership by local
  • Petitions can                   project                 decision maker
    generally be closed           • Publicity and         • Impact of limited
    after 100 days                  communicating the       budgets
  • Integration with                relationship          • The need for
    third party system              between local and       transparency and
    is possible                     Euro-petitions          clarity of process
  • Demonstration of              • Gathering research    • Privacy and the
    influence on                    data from third         collection and use
    decision making                 party systems           of signature data



   Final Project Review   www.EuroPetition.eu
                                                                                 30
Conclusion

 •     ePetitions do provide the first easy step to proactive eParticipation
 •     EuroPetition demonstrated a best practice e-Service for local, national &
       European petitions
       –    Could provide a validated online platform & service for ECI procedures.
       –    Very active local ePetitioning…
 •     EuroPetition helped connect European citizens with the
       European Parliament & Commission
       –    Raised awareness of EU Citizens’ ability/right to petition
       –    Improved the quality & relevance of petitions to the
            European Parliament through collaboration & moderation
       –    Input to the ECI online implementation procedures.
 •     Promoted the concept of epetitions & europetitions to
       widen citizen participation & address democratic deficit across the EU


     Final Project Review   www.EuroPetition.eu
                                                                         31
Future work…


  • Technical challenges
       – Verification – location/cross-border signing & checking
       – Security / tamper proofing … eg PKI
       – Data standards / Data sharing / APIs


  • Trans-EU, trans-regional networking
       – New partners
       – Linking to other existing petitioning systems
       – Transferable petitions / linking petitions across regions

             • Underlying concepts: citizenship & identity



  Final Project Review   www.EuroPetition.eu
                                                                     32
European Citizens Initiative

                        What does done and learned




Final Project Review    www.EuroPetition.eu
                                                      33
ECI: What we did


  • Direct discussions with the responsible Commission
    officials
  • Groups such as the ECI Board and the ECI campaign
  • General education and discussion through blogging and
    presentation at practitioner groups such as PEP-NET etc
       – to create a common understanding of the implication for
         system requirements of the Regulation as it was drafted.
  • Our work included the visualisation of the ECI process
    (highlighting areas of complexity) and the security
    implications of the draft Regulation…



  Final Project Review   www.EuroPetition.eu
                                                                    34
Journey of an ECI signature


          Spam checks                                                                                             
          CAPTCHA etc
                                                                        Signature




                                                                                                           100% or sample based
                                                                         records




                                                                                                           By National Authorities
                                      Record
     Identity                        signature




                                                                                                                Validation
                                                                               Certified,
                    First line verification
                                                                              tamper-proof
                                                                                records



                                                     Verification




                                                                    Storage
      Handwritten     Confirmation




                                                                    Secure
                                           Other
       Signature         email            methods




                             Certification
                              Authority                                                National Identity
                             eg Verisign,                                                Database(s)
                               EuroPKI



           Final Project Review
                                                                                                                                     35
National
                            Organiser                   e-ECI system            Competent                European

ECI Process
                                                          provider              Authorities             Commission
                       Think of subject for
                               ECI                       What is a Give
                          Find online ECI
                                                          system? certification
                                                  Obtain certification
                                                                                                      Log Rejection reason

                              system                     How is it                                   Record on system
                                                                     Formal & informal
                                                  approved?processes agree’t By
                                               Certificate Ref
                         Submit ECI and                                                       Basic Approval of wording
                          name service
                            provider                       whom?                                        of ECI

                                                                       ECI number, admin access             OK

                           Set up ECI
                                                    Configure online      Translations
                          (multilingual)
                                                        system
                                                                                                                 To
                                                                                                              Commission
                          Collect paper            Collect e-signatures                                           ?
                                                                          Advanced e-
                           signatures
                                                                           signatures

                                  Approx 100,000 signatures                                            Confirm wording
                                                                                                         acceptable
                                                                       Target not reached

                                 Target reached (in time)?

                       Collate signatures by       Collate e-signatures
                            country etc              by country etc            Validate signatures
                                                                                  according to
                                                                                national practice

                                                                                                     Verify submission
                        Collate certificates                                                          conditions met
                           & submit to
                           Commission
                                                                                                           YES

                                      Destroy records
                                                                                               Into legislative / policy
                                        within one
                                                                                                       process
                                          month




Final Project Review
                                                                                                                             36
www.EuroPetition.eu
National
                            Organiser                   e-ECI system           Competent                European

ECI Process
                                                          provider             Authorities             Commission
                       Think of subject for
                               ECI                                                 Give
                                                                               certification         Log Rejection reason
                          Find online ECI          Obtain certification
                              system
                                                                                                    Record on system
                                               Certificate Ref         Formal & informal
                         Submit ECI and                                agree’t processes       Basic Approval of wording
                          name service                                                                   of ECI
                            provider
                                                       Will thenumber, admin access
                                                                      ECI EC allow        OK

                           Set up ECI                            unofficial
                                                            translations?
                          (multilingual)            Configure online Translations
                                                         system
                                                                                                 To

                          Collect paper
                                                                    What can be
                                                   Collect e-signatures
                                                                                             Commission
                                                                                                  ?
                                                                    used from e-
                                                                        Advanced e-
                           signatures
                                                                         signatures

                                  Approx 100,000 signatures           petitioning Confirm wording
                                                                        systems?
                                                                      Target not reached
                                                                                         acceptable



                                 Target reached (in time)?

                       Collate signatures by       Collate e-signatures
                            country etc              by country etc           Validate signatures
                                                                                 according to
                                                                               national practice

                                                                                                    Verify submission
                        Collate certificates
                           & submit to
                                                        How to audit                                 conditions met

                           Commission
                                                        signatures?                                       YES

                                      Destroy records
                                                                                                Into legislative / policy
                                        within one
                                                                                                        process
                                          month




Final Project Review
                                                                                                                            37
www.EuroPetition.eu
Feedback on draft Regulation


  •   Copies of certificates: need for electronic form on
        –   Need to check by secured page hosted by the Commission
        –   Otherwise it would be simple for a fake ECI campaign to merely post a webpage on its site
            claiming that it’s an official campaign.
  •   Open source software
        –   Maintenance of code once issued
        –   Use of the EUPL (www.osor.eu/eupl) and OSOR.eu
  •   Certification of online systems
        –   Online service providers may be separate from campaigning organisation
  •   Required technical features
        –   Permissible to use a system that has already been certified?
        –   Compliance with Data Protection Directive and its successors
  •   “Proof that citizen has only signed once”
        –   Virtually impossible to prove without national identity numbers
        –   A (statistical/sample based) process would give adequate assurance
  •   Statements of support
        –   Use of structured (XML) form for reuse, rather than thousands of PDFs
  •   Establishment of standard
        –   Link to work carried out in England last year to define data standards for recording petition
        –   Allow for regular updates and stakeholder involvement in their definition




   Final Project Review      www.EuroPetition.eu
                                                                                                            38
Thank You

                                     
Final Project Review   www.EuroPetition.eu
                                             39
eParticipation through Petitioning in Europe

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Euro petition review evaluation

  • 1. EuroPetition Project Review Evaluation Report Peter Cruickshank Edinburgh Napier University eParticipation through Petitioning in Europe
  • 2. Evaluation requirements • That the EuroPetition platform does address use of ePetitions in the Legislative decision making processes and eParticipation needs of local government in various contexts at local, regional, national and European level • That the assumptions in the initial viability plan are reasonable to sustain the service in the various contexts. • That the service can be delivered in multiple contexts and languages across Europe on an interoperable operational basis. • That alternative solutions and services are accommodated • The legislative participation impact of EuroPetition, including its political impact and affect on policy-making processes, its impact on cross-border cooperation between citizens, and its relationship to wider aspects of e-governance • User Engagement Report, documenting user engagement for identified user groups F 2inal Project Review www.EuroPetition.eu
  • 3. Evaluation work Element Source of data Status Baseline data Online survey tool Covered in interim review + report hosted by PI Application installation & training Questionnaires to Covered in interim review + report Pilot Sites Viewership and website behaviour PI Database analysis statistics, including use of Web2.0 tools Online Expectation & Perception Online survey tool Data gathered Questionnaires hosted by PI •Petitioners •Citizens Focus groups with citizens and petitioners Pilot sites Sweden, Spain, (Netherlands), England Market survey and pricing questionnaire Pilot sites, MAC Review of viability report Data from participating officers and Pilot sites, MAC/PI Review of viability report members Final Project Review www.EuroPetition.eu 4
  • 4. Other outputs • Refined model of e-petitioning process • Papers on self-efficacy and the role of the lurker • Supported process of publishing to OSOR.eu as EUPL- licensed open source application • Data standard for e-petitions • Engaged with dialog on ECI and clarifying process Final Project Review www.EuroPetition.eu 5
  • 5. Evaluation process User Design & Install & Requirements Develop Live running Operate & Service Spec Service Dialogue to build Validate system Data Final data data gathering into meets eval gathering, collection system objectives responding to issues Establish Baseline & Ongoing Evaluation & Final Develop Evaluation Plan monitoring of pilots Evaluation Baseline survey (authority-held data) Interviews ‘exit’ surveys Baseline survey (of citizens) Database analysis Debate statistics Lit review System data Scenario-testing workshops Partner monitoring data Formative Summative Final Project Review www.EuroPetition.eu 6
  • 6. How the petitioning process can support engagement Initiation & Input & Submis- Decision, Acceptance Dialogue sion Feedback • Agree wording • Collect • Dialogue with & •Outcome Feedback to/ of petition signatures Petitioner from Petitioner • Refer on/ up- • Manage linked • Preparation of • Dissemination of ward if relevant resources reports outcome Opportunity to sign a petition Signing a petition is one of the smallest possible steps in active e-participation Final Project Review www.EuroPetition.eu 7
  • 7. Theoretical background: Self Efficacy Experience of the process matters Positive and negative reinforcement from previous experiences Self Efficacy Anxiety Outcome expectations (Performance) Affect Usage Outcome expectations (Personal) Adapted from Compeau & Higgins 1999 Final Project Review www.EuroPetition.eu 11
  • 8. Acceptance questions Initial responses Installation & Customisation Training • Generally smooth • Training sessions useful – Close cooperation with – Well adapted in Spain developer – Timing • Needs – Familiarity with ‘petition’ as • Issues a process (eg Spain) – Localisation process • Cultural issue – Documentation – Good customer service – Security, verification of skills signatures – Will be continuing learning process 14
  • 9. Data analysis Final Project Review www.EuroPetition.eu 17
  • 10. Baseline survey Mobile computing to access internet Final Project Review www.EuroPetition.eu 18
  • 11. Total petitions and time to accept Final Project Review www.EuroPetition.eu 19
  • 12. Daily signature counts by cluster Final Project Review www.EuroPetition.eu 20
  • 13. Cumulative signature counts Final Project Review www.EuroPetition.eu 21
  • 14. Signatures on Europetitions Final Project Review www.EuroPetition.eu 22
  • 15. Uptake of EuroPetitions by country Final Project Review www.EuroPetition.eu 23
  • 16. Focus group findings Final Project Review www.EuroPetition.eu 24
  • 17. Theme: Privacy & Identity • Use of identification infrastructure – Eg provided by banks (risks?) or official national infrastructures • Worry over retention of signatures – And who would monitor them? • Need to have more clarity over what is done with the data and why it is gathered – Does as much info have to be gathered to sign a petition? • Fake signatures not felt to be an issue – ECI does need identification process Final Project Review www.EuroPetition.eu 25
  • 18. Findings: Clarity of process • Generally clear for both petitioners and signatories – Though some confusion with the details • Some usability and accessibility issues • Group affiliations should be transparent • Expectations of speed need to be managed – Linked to need to communicate updates Final Project Review www.EuroPetition.eu 26
  • 19. Role of clusters and Trans EU campaigns • Interest is mostly with local issues, less with EU – Missing central government step is obvious gap • Need for flexible clustering model • Need long term promotion of petitioning • Need to support links between petitioners in different clusters • Length of Euro-process means more effort on maintaining communication Final Project Review www.EuroPetition.eu 27
  • 20. Recommendations: European Parliament • Online petitions system required by the EP’s rules – Meets the EP’s specification for an online petitioning system • A mechanism for formally communicating this fact to the Petitions Committee should be found. • Next step: commitment from the EP as an institution – From the Secretariat as well as MEPs to ensure that petitioners are supported in • wording the petition correctly • identifying more appropriate targets for their action – The clear benefit for the Committee will be the reduced number of irrelevant or out of scope petitions they reject – currently over half – Need to support local partners in this work Final Project Review www.EuroPetition.eu 28
  • 21. Findings & challenges Service Project Stakeholders • Cross-border • Importance for the • Engagement by nature of citizens of a clean local authorities Europetitions and clear and the need for demonstrated conclusion to the ownership by local • Petitions can project decision maker generally be closed • Publicity and • Impact of limited after 100 days communicating the budgets • Integration with relationship • The need for third party system between local and transparency and is possible Euro-petitions clarity of process • Demonstration of • Gathering research • Privacy and the influence on data from third collection and use decision making party systems of signature data Final Project Review www.EuroPetition.eu 30
  • 22. Conclusion • ePetitions do provide the first easy step to proactive eParticipation • EuroPetition demonstrated a best practice e-Service for local, national & European petitions – Could provide a validated online platform & service for ECI procedures. – Very active local ePetitioning… • EuroPetition helped connect European citizens with the European Parliament & Commission – Raised awareness of EU Citizens’ ability/right to petition – Improved the quality & relevance of petitions to the European Parliament through collaboration & moderation – Input to the ECI online implementation procedures. • Promoted the concept of epetitions & europetitions to widen citizen participation & address democratic deficit across the EU Final Project Review www.EuroPetition.eu 31
  • 23. Future work… • Technical challenges – Verification – location/cross-border signing & checking – Security / tamper proofing … eg PKI – Data standards / Data sharing / APIs • Trans-EU, trans-regional networking – New partners – Linking to other existing petitioning systems – Transferable petitions / linking petitions across regions • Underlying concepts: citizenship & identity Final Project Review www.EuroPetition.eu 32
  • 24. European Citizens Initiative What does done and learned Final Project Review www.EuroPetition.eu 33
  • 25. ECI: What we did • Direct discussions with the responsible Commission officials • Groups such as the ECI Board and the ECI campaign • General education and discussion through blogging and presentation at practitioner groups such as PEP-NET etc – to create a common understanding of the implication for system requirements of the Regulation as it was drafted. • Our work included the visualisation of the ECI process (highlighting areas of complexity) and the security implications of the draft Regulation… Final Project Review www.EuroPetition.eu 34
  • 26. Journey of an ECI signature Spam checks    CAPTCHA etc Signature 100% or sample based records By National Authorities Record Identity signature Validation  Certified, First line verification tamper-proof records Verification Storage Handwritten Confirmation Secure Other Signature email methods Certification Authority National Identity eg Verisign, Database(s) EuroPKI Final Project Review 35
  • 27. National Organiser e-ECI system Competent European ECI Process provider Authorities Commission Think of subject for ECI What is a Give Find online ECI system? certification Obtain certification Log Rejection reason system How is it Record on system Formal & informal approved?processes agree’t By Certificate Ref Submit ECI and Basic Approval of wording name service provider whom? of ECI ECI number, admin access OK Set up ECI Configure online Translations (multilingual) system To Commission Collect paper Collect e-signatures ? Advanced e- signatures signatures Approx 100,000 signatures Confirm wording acceptable Target not reached Target reached (in time)? Collate signatures by Collate e-signatures country etc by country etc Validate signatures according to national practice Verify submission Collate certificates conditions met & submit to Commission YES Destroy records Into legislative / policy within one process month Final Project Review 36 www.EuroPetition.eu
  • 28. National Organiser e-ECI system Competent European ECI Process provider Authorities Commission Think of subject for ECI Give certification Log Rejection reason Find online ECI Obtain certification system Record on system Certificate Ref Formal & informal Submit ECI and agree’t processes Basic Approval of wording name service of ECI provider Will thenumber, admin access ECI EC allow OK Set up ECI unofficial translations? (multilingual) Configure online Translations system To Collect paper What can be Collect e-signatures Commission ? used from e- Advanced e- signatures signatures Approx 100,000 signatures petitioning Confirm wording systems? Target not reached acceptable Target reached (in time)? Collate signatures by Collate e-signatures country etc by country etc Validate signatures according to national practice Verify submission Collate certificates & submit to How to audit conditions met Commission signatures? YES Destroy records Into legislative / policy within one process month Final Project Review 37 www.EuroPetition.eu
  • 29. Feedback on draft Regulation • Copies of certificates: need for electronic form on – Need to check by secured page hosted by the Commission – Otherwise it would be simple for a fake ECI campaign to merely post a webpage on its site claiming that it’s an official campaign. • Open source software – Maintenance of code once issued – Use of the EUPL (www.osor.eu/eupl) and OSOR.eu • Certification of online systems – Online service providers may be separate from campaigning organisation • Required technical features – Permissible to use a system that has already been certified? – Compliance with Data Protection Directive and its successors • “Proof that citizen has only signed once” – Virtually impossible to prove without national identity numbers – A (statistical/sample based) process would give adequate assurance • Statements of support – Use of structured (XML) form for reuse, rather than thousands of PDFs • Establishment of standard – Link to work carried out in England last year to define data standards for recording petition – Allow for regular updates and stakeholder involvement in their definition Final Project Review www.EuroPetition.eu 38
  • 30. Thank You  Final Project Review www.EuroPetition.eu 39