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Using Networks to Advance
   Environmental Goals




And Innovation Network for Communities
         Pete Plastrik and Julia Parzen
                  June 2012
               CGBD, Chattanooga          1
Overview
 Responding to CGBD Member Challenges Building Networks…

• CHOOSING A NETWORK
  – What can a network accomplish that an organization can’t?

• STARTING UP WELL
  – How can you tell if a network is starting up well?

• LEARNING AND EVOLVING
  – How do you evaluate a network’s performance and impact?
  – How do you boost health and value?

• HOLDING A NETWORK ACCCOUNTABLE
  – If a network has many organization or individual members, who do you hold accountable for
    the network’s use of funds and its performance?

• FUNDING A NETWORK
  – What should it cost to operate a network?
  – How much should network members be contributing to the cost of operating the network?
  – When should the network be developing other sources of outside funding?              2
Workshop Proposed Structure & Outcomes

Participants will leave ready to raise their network game through:

• Introduction to new tools, tips, and revealing stories based upon
  CGBD survey (90 min. presentation/exercises)

• Interactive hands-on consultation sessions using CGBD member
  examples (45 minutes)
       • Scott Miller, Watershed Network Case
       • Leslie Harroun, Tar Sands Campaign Case

• Wrap up session to address remaining burning questions (30-45
  minutes)

                                                                 3
… Using USDN as a Case Example




USDN is an active and engaged network of 115 North American city sustainability
directors who exchange information, collaborate to enhance our practice, and work
together to advance the field of urban sustainability.
                                                                                    4
5
6
… Using USDN as a Case Example
• USDN has created “small world” reach for its
  members.
• USDN has experienced rapid growth.
• USDN has produced rapid diffusion of ideas and
  feedback.
• USDN has achieved a high level of resilience.
• USDN has developed noticeable adaptive capacity.
• USDN is becoming a force for innovation and
  professional and policy development in the
  sustainability field.
                                                     7
USDN Answers to CGBD Guiding Questions
•   CHOOSING A NETWORK
    – A network fit the stage of development of the sustainability field and need for rapid
      innovation and adaptation.
•   STARTING UP WELL
    – USDN started up well by adopting a clear purpose and value propositions, building on
      existing relationships, ensuring members drove all activity, and reinforcing continually
      the unique principles of networking.
•   LEARNING AND EVOLVING
    – USDN learns and evolves and ensures continuing value by completing network maps
      every year and getting member feedback after every meeting and from an annual survey.
      It dissolves all groups each year and asks members to decide what they want to
      accomplish the next year.
•   HOLDING A NETWORK ACCOUNTABLE
    – USDN holds every member accountable for contributing value to the network and
      ensuring a high return on investment.
•   FUNDING A NETWORK
    – USDN member dues started very small and grew to cover ¼ of core network costs with a
      goal of reaching 50%. The hope is the other 50% can come from foundations for high
      value projects.
                                                                                              8
Network Basics




                 9
A NETWORK is a continually evolving set of “nodes”
               connected by “links.”




                                  Nodes   Links



Reviewing the Basics   INC/USDN                        10
Social Networks

– “Nodes” are people
– “Links” are relationships




Reviewing the Basics   INC/USDN                 11
Social Networks
  • Other things being equal, it is easier to access ideas and information
    from people who are closely connected in network terms (from
    friends, and from friends of friends, for example) than from people
    who are three or more steps removed.
  • Outliers (nodes on the periphery of a network) often have access to
    ideas and information that people at the core do not.


                                                 •   Strong ties in closely knit
                                                     networks are a source of
                                                     valuable social capital

                                                 •   Weak ties - provide access to
                                                     external assets


Reviewing the Basics   INC/USDN                                               12
Social Networks
• Highly connected “hubs” are effective in spreading ideas and
  connections
• “Dense clusters” are ideal for close collaboration and peer exchange
• “Boundary spanners” bridge isolated network clusters
• Multi-purpose social ties tend to be stronger, which means more can
  be leveraged through them.




Reviewing the Basics   INC/USDN                                     13
Networks are for Individual and
                                          Collective Ends

– Individual Ends: individuals/organizations
  network to achieve individual goals
         Sharing value is good…


– Collective Ends: individuals/organizations work
  together to achieve collective goals.
         … The ultimate goal is to build and
         strengthen connections that allow people to
         achieve collective ends.


Reviewing the Basics   INC/USDN                         14
Network Building is about Creating Ties
                       Within Core and To Periphery
• Who’s connected to whom? Who’s not connected but should
  be?
• Where are the hubs and brokers? How can we assist them?
• Where are the bottlenecks? Can we eliminate them?
• Are new connections forming? Clusters emerging?
  Collaborations advancing ?
• Where are the network’s resources? Are they effectively
  used?
• How is the network evolving and what are the implications?
Reviewing the Basics   INC/USDN                                15
USDN Built on Existing Relationships …

                                        “Networks that are
                                      formed as the result of
                                        external, especially
                                           donor-driven,
                                        impetuses are less
                                      sustainable in the long
                                      run than networks that
                                       evolve organically out
                                            of existing
                                           partnerships.”




                       USDN 2009
Reviewing the Basics   INC/USDN                          16
…While Responding to New Relationships

                                           Increasingly
                                           USDN Members
                                           Connecting
                                           Within Same
                                           Regionin
                                           Region




Reviewing the Basics   INC/USDN                   17
Response: Creation and Alignment with
                Regional Networks




                       Cascadia
                 Michael Armstrong
                                                         Michigan            New England
                                                         Matt Naud          Christine Eppstein
                                      Western                               Tang & Susanne
                                                                              Rasmussen
                                     Adaptation            Heartland
                                     Vicki Bennett
                                                         Dennis Murphey
                   California                                              South East
                 Shannon Parry
                                                                          Maggie Ullman &
                                            Texas                            Susanna
                                        Kevin Lefebvre                      Sutherland




Reviewing the Basics     INC/USDN                                                                18
Choosing a Network




                     19
Networks Are Different!

 Networks                   Organizations               Other
 Are informal, organic,      Are formal, fixed and      Coalitions: Can be more or
 mutual, voluntary,          centralized with            less formal, but are formed
 distributed, open-          delegated chains of         at particular historical
 ended, reciprocal, with     command and                 moments focused on
 relationships built on      accountability to owners    specific objectives. Often
 trust. Members are          directors, and bosses.      dissolve when the job is
 deliberate about                                        over (win or loss).
 building, strengthening,
 and maintaining ties so                                Franchises: Are formal,
 that they can be                                       with a central hub
 activated again and                                    establishing standards for
 again.                                                 “local” entities to use;
                                                        some local flexibility
… A Network is a base for many different types          permitted.
of activities over time.
Choosing a Network          INC/USDN                                                 20
Advantages of Networks

 “Small World” Reach – By bringing
   together novel combinations of people
   and reaching across bridges to other                                                                                                                                           501
                                                                                                                                                                                           470     266
                                                                                                                                                                                                               091




   networks.
                                                                                                                                                                                                   216           133
                                                                                                                                                                                  205           126

                                                                                                                                                                                                               172
                                                                                                                                                                279                                  471                                                      374
                                                                                                                                               261                            256           289                                                                           449

                                                                                                     208




 More Rapid Growth – Networks can
                                                                                                                                                                                          331                                                       375
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                                                                                         371                                                                                                             223
                                                                                                                                543                  204
                                                                                                                                       330                                          146                                    053 134
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                                                                                   050                                                                                  313                                          066              163          190
                                                                                                                               583           429                                           556 005                                                      105               574
                                                                                                                   253                                     472                      122                                              235
                                                                                                                                                   523                                                               326     070            068                 109
                                                                                                                                      036                             578                                351




   quickly add relationships and bridges to
                                                                                                            478
                                                                                                                          442                                                                                                         164
                                                                                                                  149                        518         173                      455                554
                                                                                                           555                                                                                                                                    344
                                                                                  388                                            505                                      249                         347
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                                                                                                           244          198             548                  295                            304      077
                                                                                                                                                                                343
                                                                                                                 423                                288                  572                               391         337       352 462       498




   other networks.
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                                                                                          495                                   380                          101                                             359
                                                                           377                                                         039                           023     004 219           334                                   137                         338
                                                    406                                                                                           220     019            506
                                                              531                                                                            257                                                          088         366      084             282 130
                                                                                                                                     420                           035         245               489
                                                                                                                           569                         265                                 060                                          034
                                                                                           547           044         188                                        422           046 155
                                                                                                                                                           140                                                   229
                                                                                                                 128           180      376                           113           016                                                         108 479
                                                                                                                                                  093100                                   210                            512             268
                                                                                                          541           010                                 513      020 381 526                                             069                  535
                                                                                                                                                                                                 018        287
                                                                                            516                   403                           030 390                            458 008
                                                        096                                                                                                     353 329                                             277                 270
                                                                                     196                     340        129 362 327                                        358       297              199
                                                                                                                                                   397 097                                      165                                              300
                                                                561                                                                                                                                             525         444




 More Rapid Diffusion – Through these
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                                                                                       519                                    315                        318 349 545 132 350 319                       370             271         209
                                                                          552                          365                                                                                                                                  183                   047
                                                                                                                                                     085                                                                               316
                                                                                                                                        217                538                                                             385 546
                                                                                     500                               012                       116               201 083       336
                                                                                                                            465 532                                          461         003       346                                                                368
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                                                                                                               312                437               224                           487    514 515                                                     473
                                                                206                                    102                              160                               354                                    045
                                              082                                     378                                                                014 042                                       509               124     071




   relationships and bridges.
                                                                                                                                                                                                                                                                      228
                                                                                            054                      425 521                 167                                            232
                                                                                                              158                                                               484                                                                           043
                                                       492                                                                         138                         022 490 320          557               233
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                                                                                                                412 499                  384 450                           212               467                      251                               065
                                                                                                                              333                         537 169 446           443       493                                                                   576
                                                                                                                   213               428       031                        207                         231179
                                                                                                                         468 272         426                                        177                                               170
                                                        117                       115                                                                                        485           195
                                                                             432       563                                         383                    559 111                                     339             396 533
                                                                                                  176
                                                                                                                                           299                                                                   148               570
                                                                      236 328     246      041                           363                       293               087                                 174                                           127
                                                                                                                                                               411          291                                               438
                                                                                                                                                                                                094            568      092             222
                                                                                                                184




 Greater Resilience – Nodes quickly
                                                                        399                      226                                                   508                                            292                         294
                                                                                                                                                                  241                      413                      431                                          322
                                                                   564                                                                                                                           580                                   234 587                                     369
                                                                                    308        317           240                     286                   488                       355                  079 135            577
                                                                                    021            120                                      539
                                                                          258                                                                                        252 191                 356
                                                                                                                                                                                                                       187        392       464
                                                                                                              250               273                                                    325           389                                                                  051
                                                                    551                                                                            451
                                                                                                  301                                 417                                534                                   276          405
                                                                                                                                                             453                              194                                      072 581
                                                                         309               536                                 181                                                075                   247
                                                                              408 142                                                     507                                           398                         448           037
                                                                                                                                                                                                   239                                       211




   reorganize around disruptions or
                                                                                          306                                      517                         542                          081                 419        402          218
                                                                        168     410 311                                                      106                                  156
                                                                                                                                                                                                                                    382                                      524
                                                                                                                  263                 321           267 032 269                       076                            386
                                                      430                                                                                                                                     418 571                         192          007
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                                                                                                         503                                                                                           259                                                                     361
                                                                                                                                                                                                                   103
                                                                                                                                                                                                                   549
                                                                                                  387                                               015                                 440       089
                                                                                                                           059                                                                                               104




   bottlenecks.
                                                           238                                                                                               025                                            098
                                              582                                            275                 193                                                                          416                       480
                                                                    243                                                         452                                                                  040         481
                                                                                                      161                                                                                                   401                                           511
                                                                                             254                                  278                                                                                                              280         575
                                                  121                323                                                  562                                     544                                                                         290
                                                                                              494                                     579                                                                                                             373
                                                            028                                     009        395                                                                                                                      153                        585
                                                                                                                                 529                                                                447
                                                                                                                          058                                                                                                    055
                                                                                                       436
                                                                                                                    281                                                                                                    131                 475
                                                                                                             274                                                                                                                     560                    123
                                                                                                                                             001                                                                                                                   078




 Greater Adaptability – Networks
                                                                                                                                                                                                     522                    305
                                                                                                                                                                            335                                                                                  421
                                                                                                                                                                    006
                                                                                                                                                                                                                                 017          415       491
                                                                                                                                          125                                                                                                                   439
                                                                                                                             474                                                                                                      197           433                 469
                                                                                                                                                                                                                                             332
                                                                                                                                                           214




   evolve and regroup with relative ease.

Choosing a Network    INC/USDN                                                                                                                                                                                                                    21
Summary: Making the Choice

    An Organization                 A Network                  A Coalition
      Is Best If…                   Is Best If…                Is Best If…
 • The work is relatively     • The work is likely to    • The work is focused,
   predictable                  change rapidly             specific (e.g., a time-
 • It requires concentrated   • You need access to a       limited campaign)
   expertise over time          very broad range of      • You need access to
 • Producing value              diverse relationships      broad range of
   requires highly stable     • The work that is being     relationships
   relationships between        done can be conducted    • Producing value
   players                      by “episodic”              requires stable
 • Work involves a lot of       interactions               relationships and work
   proprietary information    • Much information can       plan
 • Resources allow you to       be shared freely         • Information can be
   pay full time for all of   • The resources you need     shared freely
   your talent                  cannot be purchased on   • Resources are limited
                                a full time basis

Choosing a Network       INC/USDN                                                    22
USDN Rational for Forming Network
  Stage 1:           Stage 2:             Stage 3:               Stage 4:
 FRAMING          NETWORKING            MATURATION           STANDARDIZATION

Conceptual      Networking of          Maturation of        Practices become
framing and     innovators and         practices;           highly standardized,
isolated        proliferation of       convergence          and incorporated
practice        practices. Practices   around common        into formal training;
examples.       are fragmented and     methods and          credentialing and
                often considered       tools; integration   certification
                “proprietary.”         of previously        systems. Practices
                                       differentiated       are considered
                                       practices;           “commodities.”
                                       development of a     Reward systems
                                       professional         reinforce desired
                                       implementation       behaviors.
                      Urban            support network.
                  Sustainability
                    in Stage 2
 Choosing a Network     INC/USDN                                             23
EXERCISE #1
Based on your experience, what are the primary advantages
  of organizing as a network to advance common goals?

• Elect someone at your table to take notes and report back

• Everyone: Take a moment and think of an important
  network experience that you’ve had as a funder

• Pick a partner and together list as many advantages of
  this network as you can, drawing on your experience(s).

• Share your thoughts with other members at your table.

• Get ready to report out your combined list of advantages.


  Choosing a Network   INC/USDN                         24
Starting Up Well




                   25
                     25
What Makes a Network Tick

        Clarity of Purpose
        Value Exchange
        Trust
        Complementary Capacities
        Diversity
        Bonds and Bridges
        Stewardship
        Enabling Infrastructure

Starting Up Well   INC/USDN                       26
PURPOSE
                              3 Different Network Functions
 Lower Commitment, Trust                               Higher Commitment,
 Trust
     CONNECTING                     ALIGNING                  PRODUCING
      Information                     Identity                  Initiative



Connects people to            Aligns people in ways      Fosters joint action by
allow easy flow of and        that help them form        people or organizations
access to information         more collective            —has a specific purpose
and transactions              transactions than a
                              connectivity network
                              will do                    •Policy action
                                                         •Advocacy
                              Individuals come to        •Learning
                              share a set of ideas,      •Knowledge production
                              language, or standards     and dissemination




Starting Up Well -- Purpose       INC/USDN                                       27
PURPOSE
                                4 Different Network Outcomes
• Learning – Create and spread new knowledge

• Advocacy – Advocate for particular policies

• Innovation – Innovate to solve social problems

• Branding – Marketing, communications and shared
  branding


 Starting Up Well -- Outcomes    INC/USDN                  28
PURPOSE
                                 USDN Began With Connecting;
                              Evolved to Innovation/Production

                                              Foster joint action for
                                              specialized outcomes
                                                Ex: Innovation Grants


                                              Develop and spread a
                                              shared point of view
                                               Ex: Create Professional
                                                Development Toolkit


                                               Allow easy flow of
                                                information and
                                                  relationships
                                               Ex. Information-Sharing
                                                        Website
Starting Up Well -- Purpose    INC/USDN                                  29
USDN Began to Pursue Learning Outcomes
                               (Begun 2009)

                 2011 Annual Meeting Learning Experiences Were:




Starting Up Well -- Outcomes       INC/USDN                       30
USDN Later Pursued Innovation Outcomes
                                       (Begun 2010)
 • Food Systems
      • Urban Agriculture and Food Systems Policy Scan - Kansas City, Columbia, and St.
      Louis with U Mo Extension
      • Sustainable Urban Food Infrastructure Guide and Food Policy Director Network -
      Baltimore, Boston, Los Angeles, Louisville, Minneapolis, San Francisco, Vancouver,
      Seattle, Portland (under development)
      • Food Systems Economic Development Scan of Tools, Metrics, and
      Strategies Minneapolis, San Francisco, Vancouver, Seattle, Portland (under
      development)
 • Sustainability Performance Measurement/Management
      • Triple Bottom Line Investment Calculator - Atlanta, Boston, Calgary
      • Benchmarking Study on Sustainability Performance Management - Ann Arbor,
      Portland, NYC, Corvallis, Berkeley, Vancouver, Chicago, Minneapolis with McKinsey
 • EV Adoption Northeast Regional Electric Vehicle Partnership and Tools Development -
 Boston, New York, Philadelphia
 • Climate Change Adaptation Inter-Mountain Regional Climate Adaptation Planning
 Alliance and Regional Adaptation Prototype - Denver, Flagstaff, Ft. Collins, Las Vegas, Salt
 Lake City, Tucson, Boulder County, Park City

Starting Up Well -- Outcomes               INC/USDN                                             31
USDN Innovation Outcomes (cont.)
 • Fostering Sustainable Behavior
      • Community Social Engagement Guidebook and Case Studies - Albany and Richmond
      • Pilot and Turnkey Project for Employee Computer Power Down - Santa Clara County CA,
      Frederick County MD, Baltimore MD, Columbia MO (under development)
      • Pilot and Turnkey Project for Community Cold Wash-Line Dry Behavior - San Francisco,
      Tucson, Berkeley, Asheville (under development)
      • Tool and Strategy for Prioritizing Behaviors and Develop Strategies for Fostering Behavior
      Change - Denver, Baltimore, Berkeley (under development)
 • Building Energy Efficiency
      • Commercial Building Energy Disclosure Advancement Process - San Francisco, New York,
      Seattle, Austin, Washington, D.C., Eugene, Cambridge, Minneapolis, and other cities with IMT
      • Strategy for Commercial Bank Buy-in to PACE Washington, Los Angeles, San Francisco with
      PACENow
 • EcoDistricts North American EcoDistricts Program Design - San Francisco, Austin, Bloomington,
 Boston, Denver, Minneapolis, New York, Portland, Vancouver, Washington with Portland
 Sustainability Institute
 • Professional Development
      • Self Assessment Tool for Sustainability Directors
      • Urban Sustainability Leadership Academy (trained 90+ sustainability directors) with ISC
                                                                                                  32
Starting Up Well -- Outcomes              INC/USDN
USDN Innovation Outcomes (cont.)

 • Regional Networks
      • Sustainability Network Building Guidebook with INC
      • Regional Network Coordinating Committee
      • Regional Network TA Program with INC

 • Innovation System
      • Urban Sustainability Innovation Fund
      • Funder’s Network’s Local Sustainability Matching Fund
      • Prototype for best practice case studies and sector scans
      • Asheville Prototype LED Street Lighting Case Study
      • Food System Prototype Sector Scan




Starting Up Well -- Outcomes          INC/USDN                      33
VALUE
      USDN Members Believe the Network Is Delivering
                     on Their Top Value Propositions




                                       USDN Member Survey July-August 2011




Starting Up Well –Value   INC/USDN                                 34
VALUE
USDN Members Have Come to Believe the Network Also
                 Spurs Collaboration & Joint Stakes
          All USDN members strongly agree or agree that they feel very proud
          of what they have built together at USDN, and feel part of
          something big and important by participating in USDN.




 Starting Up Well –Value   INC/USDN                                       35
VALUE
                            USDN Members Walk the Talk
                                       USDN Groups:
                                       • Bike Sharing User Group
                                       • Climate Change Adaptation User Group
                                       • Eco-Districts User Group
                                       • Food Systems User Group
                                       • Net Zero Buildings User Group
                                       • Policy Working Group
                                       • Policy Communications Working Group
                                       • Regional Network Coordinating
                                         Committee
                                       • Rental Housing User Group
                                       • Sustainability Indicators User Group
                                       • Sustainable Behavior Pilot Projects
                                         Group
                                       • Sustainable Behavior User Group
                                       • Sustainable Economic Development User
                                         Group
Starting Up Well -- Value   INC/USDN   • USDN Communications Committee 36
TRUST
                               Built Through Bandwidth
Year   Avg # Ties


2009       8
2010      19
2011      26




                                                   2011


                        2010

  2009              Starting Up Well -- Trust   INC/USDN   37
TRUST
                                  Built Through Reciprocity




USDN members commit to actively learn from, assist, and collaborate with
their peers and regularly contribute time and effort to the Network.


Starting Up Well -- Trust   INC/USDN                                       38
Similarity and Diversity




                       39
STEWARDSHIP
                 Bandwidth Built Through Stewardship
   • Organizers establish purpose and value proposition; connect
     first nodes; attract initial resources.
   • Financial stewards provide initial resources.
   • Coordinators/Enablers help establish shared value
     proposition; negotiate action plans for production; coordinate
     production.
   • Weavers increase connections among nodes; connect to new
     nodes.
   • Evaluators of network development and performance
   • Coaches advise organizers, weavers, facilitators and
     coordinators.
Starting Up Well --Stewardship   INC/USDN                       40
STEWARDSHIP
                                             Stewardship Art

  “No one runs USDN. It has a coordinator, but no board
  of directors, no executive director or CEO, no legal
  entity to receive funder’s checks, no employees. All it
  really has are members—volunteers—who direct and
  adapt the network through their dialogue and actions.
  How else to get scores of independent cities to
  collaborate and amass to address common
  problems?”

                        --- Guidebook for Building Regional
                            Networks for Urban Sustainability
   2.0
Starting Up Well --Stewardship   INC/USDN                       41
STEWARDSHIP
                                            Stewardship Art

 Generating opportunities and “Aha!” moments, but
  letting the network do the work
 Balancing between the needs of the “parts” and the
  “whole.”
 Balancing autonomy with collective control.
 Balancing stability and change.
 Ensuring effective communications.
 “Policing” the network.

Starting Up Well --Stewardship   INC/USDN                42
Factors in Success in Making the Case for
                 Sustainability (N = 102)




Starting Up Well -- Stewardship                     43
… Yet Few Members Have Methods to Calculate
Economic Development or Equity Benefits




Starting Up Well -- Infrastructure   INC/USDN   44
Enabling Infrastructure by Type of Network
                    Outcome
                                 Type of Network
        Connecting                   Aligning                Innovating/Producing
  • Members-only Web site • Collaborative work         • Capacity to negotiate production
    with networking tools   processes + Web site         agreements among members

  • Meeting planning &      • Capacity to analyze,     • Project management and project
    facilitation              compare, and               budgeting capacity
                              synthesize frameworks,
  • Shared calendaring        definitions, etc.        • Formal governance of all
                                                         producers
  • “Opt In” learning       • Formal decision-making
    processes                 processes to “endorse” • Performance accountability
                              alignment mechanisms     mechanisms
  • Member input systems      (e.g., standards)
                                                     • Pricing and marketing capacity

                                                       • Sales, fulfillment, & financial
                                                         management
Starting Up Well -- Infrastructure       INC/USDN                                          45
USDN Enabling Infrastructure
                                     Information Sharing Tools
USDN fosters peer exchange and learning through:
   •Weekly E-News
   •USDN Members Only Website (usdn.org)
   •Monthly USDN Idea Sharing Conference Calls
   •Small Group Discussion MarketPlace
   •Peer to Peer User Groups
   •Annual Meeting
   •Member Surveys



Starting Up Well -- Infrastructure   INC/USDN                46
47
48
49
USDN Enabling Infrastructure
                                     Network Building System
• USDN tracks network health and evolution and pursues continuous
improvement.
• USDN helps build and aligns with structured multistate networks of
sustainability directors as a way to grow networking opportunities and
collaborative action.
• USDN has supported the creation of regional networks in New England,
Western States, Southern States, Heartland, Midwest, Cascadia, and Texas.
• The Regional Networks Coordinating Committee coordinates regional
network development, capacity building, and exchange.
• USDN raised funds with partner Innovation Network for Communities to
offer partner regional networks seed funding and training.

Starting Up Well -- Infrastructure   INC/USDN                            50
USDN Enabling Infrastructure
                             Innovation System (Came Later)
USDN supports collaboration across member jurisdictions on the
identification, development and distribution of key urban
sustainability innovations for products, policies and/or projects by:
   •    Helping members to Identify priorities for innovation
   •    Helping members come together to craft innovation proposals that
        address these priorities and identify key partners
   •    Funding collaborative grants for the best projects through an
        Urban Sustainability Innovation (USI) Fund
   •    Disseminating results through USDN, regional networks, key
        partners, and the Funders’ Network Local Sustainability Matching
        Fund

Starting Up Well -- Infrastructure   INC/USDN                       51
Urban Sustainability Innovation Fund
   • Led by the USDN Sustainability Innovation Fund Steering
   Committee.
   • Has as a Fund Manager: Innovation Network for Communities
   (INC).
   • Supports 7 annual member priorities for innovation.
   • Reviewed 13 proposals in the first 3 rounds and awarded
   $230,000 to eight projects.
   • For 4th round, in February 2012, received requests for upwards
   of $700,000 for 16 proposals from a total of 45 cities.
   • Have launched capital-raising to increase investments to $3
   million over three years.

Starting Up Well -- Infrastructure   INC/USDN                         52
Local Sustainability Matching Fund

 • Partnership of the Funders’ Network for Smart Growth and Livable
 Communities, USDN, and national foundations
 • Catalyzes partnerships between municipal or county-level
 sustainability directors and local, place-based foundations to advance
 important community-based sustainability initiatives
 • Initial national pool will match funds for approximately 9-10
 partnership projects of $25,000 to $75,000 in the first year
 • Launched in January 2012
 • 50% of grants go to USDN Core and Associate Members
 • A pathway for dissemination of sustainability innovations because it
 priorities USDN member innovation priorities
Starting Up Well -- Infrastructure   INC/USDN                         53
EXERCISE #2
      How could you ensure that your networks get a good start?


• Elect someone at your table to take notes and report back
• Everyone: Take a moment and think of an important
  network you have been a part of
• Pick a partner and make a list of ways you could
  help/could have helped this network have its best
  possible start.
• Share your thoughts with other members at your table.
• Get ready to report out your combined list of ways to help
  your networks have the best possible start.

 Starting Up Well -- Infrastructure   INC/USDN                    54
Learning and Evolving




                        55
                          55
Learning and Evolving

• Make the network do the work.
   – Minimize “delegation” opportunities

• Let connections flow to value.
• Let variation create unplanned opportunities.
• Watch closely/Seek frequent feedback/Continually re-
  evaluate.
• Keep plans flexible.

Learning and Evolving   INC/USDN                       56
Network Evaluation

• Assess for multiple dimensions:
   – Connectivity (What flows? Between whom? How well?)
   – Network health (Membership, Involvement, Diversity,
     Unplanned benefits, Financial health)
   – Outcomes (what was produced? At what quality levels? At
     what cost)
• Focus on member value – avoid being funder-centric
• Build in the assessment design early
• Use network mapping for visual display

 Learning and Evolving   INC/USDN                              57
USDN Network Evaluation
  • Annual Network Connectivity Mapping
       o Density of network connections
       o Depth of the connections (i.e. sharing or collaborating?)


  • Score Card for Member Participation in Network Activities and
  Contribution to Network Value Creation

  • Annual survey of members on:
       o New contacts and relationships with sustainability directors
       o Ideas and practices adopted because of USDN participation
       o Progress made in addressing key challenges
       o Satisfaction with USDN
       o Effectiveness of USDN activities

Learning and Evolving   INC/USDN                                        58
Evaluation Through Network Mapping

Year   Avg # Ties


2009       8
2010      19
2011      26




                                                       2011


                       2010

  2009              Learning and Evolving   INC/USDN          59
Who Is Accountable for Network Performance?




• All Members

• All Groups

• Group Chairs

• Steering Comm.

• Coordinator




                   Learning and Evolving   INC/USDN   60
EXERCISE #3
For one network you are a part of, how do you know it is effective?

 • Elect someone at your table to take notes and report
   back
 • Everyone: Take a moment and think of an important
   network you have been a part of
 • Pick a partner and together list as many ways that you
   know it is/was successful
 • Share your thoughts with other members at your table.
 • Get ready to report out your combined list of ways to
   know a network is successful.

  Learning and Evolving   INC/USDN                             61
Network Funding




                  62
Network Costs and Funding

• Network costs are determined by network purpose.
• Network resources can come from in-kind “sweat
  equity”; grants; selling services; and member funding.
• Network resources must be allocated through an open
  and equitable process.

      “The allocation of funds, once raised, can be potentially
 contentious, if the relationships among members have not been
 well formed, and if agreements for the division of resources have
       not been reached in an open and transparent fashion.”
                     (Heather Creech, “Form Follows Function”)

Funding   INC/USDN                                                   63
EXERCISE #4
 Group Discussion about How to Manage Foundation Network
                        Involvement

• How much should a funder be involved in designing
and managing a network?

• How can a funder be knowledgeable about the
activities of a network and helpful to it, but not drive its
formation and activities?

• Are there certain elements of a network that
foundations should fund, and certain elements they
shouldn’t fund?

Funding   INC/USDN                                         64
Case Discussions

• Scott Miller, Watershed Network: We have just launched a place-based
  initiative in a watershed near Seattle...and are in the early stages of identifying
  existing networks and developing strategies for weaving them together. We are
  new at this game and are anxious to learn the tools that make this work more
  efficient and effective. How do we identify nascent networks? How do we
  weave these networks together to improve their effectiveness?

• Leslie Harroun, Tar Sands Campaign: How do we keep the broader goals
  and objectives on the radar of all participants in the Tar Sands Campaign, a
  group of about 50 North American NGOs working collaboratively to slow the
  growth of the tar sands and to clean them up. The funder wants to improve
  communications among members without incurring much cost. The TSC is
  primarily funded by 4 foundations who pool their grants. Grant decisions are
  made by three TSC staff. The campaign issues are broad and diverse, and there
  are active mini-campaigns focused around individual pipelines throughout
  North America.                                                             65
Additional Cases
•   A funder wants to support a network of 5 local universities in a consortium to use the
    expertise and skills from each university to collaboratively address environmental issues,
    but the administrations from each university slightly unwilling to collaborate with their
    'competition.' How do we build collaboration between these institutions that are not
    used to sharing such information and expertise?

•   A network of university scientists, working on 4 different campuses, has pioneered new
    methods and created new findings by integrating their findings and methods to a very
    unusual degree. With constraints on federal and state funding, and the departure of a
    major private donor, however, the network is faltering--and we are unable to carry the
    full load of keeping them going. What are the funding options to keep this network
    going?

•   The U.S. Government has created 20+ Conservation Trust Funds overseas through debt
    treatment programs. Many of these CTFs are networked through the Regional Network
    of Latin American and Caribbean Environmental Funds (RedLAC). RedLAC has not been
    successful at networking well with its counterparts in the North (e.g. CGBD). Why and
    what can be done?
                                                                                         66

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Using Networks to Advance Environmental Goals

  • 1. Using Networks to Advance Environmental Goals And Innovation Network for Communities Pete Plastrik and Julia Parzen June 2012 CGBD, Chattanooga 1
  • 2. Overview Responding to CGBD Member Challenges Building Networks… • CHOOSING A NETWORK – What can a network accomplish that an organization can’t? • STARTING UP WELL – How can you tell if a network is starting up well? • LEARNING AND EVOLVING – How do you evaluate a network’s performance and impact? – How do you boost health and value? • HOLDING A NETWORK ACCCOUNTABLE – If a network has many organization or individual members, who do you hold accountable for the network’s use of funds and its performance? • FUNDING A NETWORK – What should it cost to operate a network? – How much should network members be contributing to the cost of operating the network? – When should the network be developing other sources of outside funding? 2
  • 3. Workshop Proposed Structure & Outcomes Participants will leave ready to raise their network game through: • Introduction to new tools, tips, and revealing stories based upon CGBD survey (90 min. presentation/exercises) • Interactive hands-on consultation sessions using CGBD member examples (45 minutes) • Scott Miller, Watershed Network Case • Leslie Harroun, Tar Sands Campaign Case • Wrap up session to address remaining burning questions (30-45 minutes) 3
  • 4. … Using USDN as a Case Example USDN is an active and engaged network of 115 North American city sustainability directors who exchange information, collaborate to enhance our practice, and work together to advance the field of urban sustainability. 4
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  • 7. … Using USDN as a Case Example • USDN has created “small world” reach for its members. • USDN has experienced rapid growth. • USDN has produced rapid diffusion of ideas and feedback. • USDN has achieved a high level of resilience. • USDN has developed noticeable adaptive capacity. • USDN is becoming a force for innovation and professional and policy development in the sustainability field. 7
  • 8. USDN Answers to CGBD Guiding Questions • CHOOSING A NETWORK – A network fit the stage of development of the sustainability field and need for rapid innovation and adaptation. • STARTING UP WELL – USDN started up well by adopting a clear purpose and value propositions, building on existing relationships, ensuring members drove all activity, and reinforcing continually the unique principles of networking. • LEARNING AND EVOLVING – USDN learns and evolves and ensures continuing value by completing network maps every year and getting member feedback after every meeting and from an annual survey. It dissolves all groups each year and asks members to decide what they want to accomplish the next year. • HOLDING A NETWORK ACCOUNTABLE – USDN holds every member accountable for contributing value to the network and ensuring a high return on investment. • FUNDING A NETWORK – USDN member dues started very small and grew to cover ¼ of core network costs with a goal of reaching 50%. The hope is the other 50% can come from foundations for high value projects. 8
  • 10. A NETWORK is a continually evolving set of “nodes” connected by “links.” Nodes Links Reviewing the Basics INC/USDN 10
  • 11. Social Networks – “Nodes” are people – “Links” are relationships Reviewing the Basics INC/USDN 11
  • 12. Social Networks • Other things being equal, it is easier to access ideas and information from people who are closely connected in network terms (from friends, and from friends of friends, for example) than from people who are three or more steps removed. • Outliers (nodes on the periphery of a network) often have access to ideas and information that people at the core do not. • Strong ties in closely knit networks are a source of valuable social capital • Weak ties - provide access to external assets Reviewing the Basics INC/USDN 12
  • 13. Social Networks • Highly connected “hubs” are effective in spreading ideas and connections • “Dense clusters” are ideal for close collaboration and peer exchange • “Boundary spanners” bridge isolated network clusters • Multi-purpose social ties tend to be stronger, which means more can be leveraged through them. Reviewing the Basics INC/USDN 13
  • 14. Networks are for Individual and Collective Ends – Individual Ends: individuals/organizations network to achieve individual goals Sharing value is good… – Collective Ends: individuals/organizations work together to achieve collective goals. … The ultimate goal is to build and strengthen connections that allow people to achieve collective ends. Reviewing the Basics INC/USDN 14
  • 15. Network Building is about Creating Ties Within Core and To Periphery • Who’s connected to whom? Who’s not connected but should be? • Where are the hubs and brokers? How can we assist them? • Where are the bottlenecks? Can we eliminate them? • Are new connections forming? Clusters emerging? Collaborations advancing ? • Where are the network’s resources? Are they effectively used? • How is the network evolving and what are the implications? Reviewing the Basics INC/USDN 15
  • 16. USDN Built on Existing Relationships … “Networks that are formed as the result of external, especially donor-driven, impetuses are less sustainable in the long run than networks that evolve organically out of existing partnerships.” USDN 2009 Reviewing the Basics INC/USDN 16
  • 17. …While Responding to New Relationships Increasingly USDN Members Connecting Within Same Regionin Region Reviewing the Basics INC/USDN 17
  • 18. Response: Creation and Alignment with Regional Networks Cascadia Michael Armstrong Michigan New England Matt Naud Christine Eppstein Western Tang & Susanne Rasmussen Adaptation Heartland Vicki Bennett Dennis Murphey California South East Shannon Parry Maggie Ullman & Texas Susanna Kevin Lefebvre Sutherland Reviewing the Basics INC/USDN 18
  • 20. Networks Are Different! Networks Organizations Other Are informal, organic, Are formal, fixed and Coalitions: Can be more or mutual, voluntary, centralized with less formal, but are formed distributed, open- delegated chains of at particular historical ended, reciprocal, with command and moments focused on relationships built on accountability to owners specific objectives. Often trust. Members are directors, and bosses. dissolve when the job is deliberate about over (win or loss). building, strengthening, and maintaining ties so Franchises: Are formal, that they can be with a central hub activated again and establishing standards for again. “local” entities to use; some local flexibility … A Network is a base for many different types permitted. of activities over time. Choosing a Network INC/USDN 20
  • 21. Advantages of Networks  “Small World” Reach – By bringing together novel combinations of people and reaching across bridges to other 501 470 266 091 networks. 216 133 205 126 172 279 471 374 261 256 289 449 208  More Rapid Growth – Networks can 331 375 049 520 145 033 371 223 543 204 330 146 053 134 307 379 050 313 066 163 190 583 429 556 005 105 574 253 472 122 235 523 326 070 068 109 036 578 351 quickly add relationships and bridges to 478 442 164 149 518 173 455 554 555 344 388 505 249 347 303 550 221 348 244 198 548 295 304 077 343 423 288 572 391 337 352 462 498 other networks. 476 345 502 052 495 380 101 359 377 039 023 004 219 334 137 338 406 220 019 506 531 257 088 366 084 282 130 420 035 245 489 569 265 060 034 547 044 188 422 046 155 140 229 128 180 376 113 016 108 479 093100 210 512 268 541 010 513 020 381 526 069 535 018 287 516 403 030 390 458 008 096 353 329 277 270 196 340 129 362 327 358 297 199 397 097 165 300 561 525 444  More Rapid Diffusion – Through these 110 029 530 262 519 315 318 349 545 132 350 319 370 271 209 552 365 183 047 085 316 217 538 385 546 500 012 116 201 083 336 465 532 461 003 346 368 141 162 027 152 285 342 150 264 477 312 437 224 487 514 515 473 206 102 160 354 045 082 378 014 042 509 124 071 relationships and bridges. 228 054 425 521 167 232 158 484 043 492 138 022 490 320 557 233 230 067 112 412 499 384 450 212 467 251 065 333 537 169 446 443 493 576 213 428 031 207 231179 468 272 426 177 170 117 115 485 195 432 563 383 559 111 339 396 533 176 299 148 570 236 328 246 041 363 293 087 174 127 411 291 438 094 568 092 222 184  Greater Resilience – Nodes quickly 399 226 508 292 294 241 413 431 322 564 580 234 587 369 308 317 240 286 488 355 079 135 577 021 120 539 258 252 191 356 187 392 464 250 273 325 389 051 551 451 301 417 534 276 405 453 194 072 581 309 536 181 075 247 408 142 507 398 448 037 239 211 reorganize around disruptions or 306 517 542 081 419 402 218 168 410 311 106 156 382 524 263 321 267 032 269 076 386 430 418 571 192 007 024 584 048 427 409 324 558 463 457 284 136 482 086 503 259 361 103 549 387 015 440 089 059 104 bottlenecks. 238 025 098 582 275 193 416 480 243 452 040 481 161 401 511 254 278 280 575 121 323 562 544 290 494 579 373 028 009 395 153 585 529 447 058 055 436 281 131 475 274 560 123 001 078  Greater Adaptability – Networks 522 305 335 421 006 017 415 491 125 439 474 197 433 469 332 214 evolve and regroup with relative ease. Choosing a Network INC/USDN 21
  • 22. Summary: Making the Choice An Organization A Network A Coalition Is Best If… Is Best If… Is Best If… • The work is relatively • The work is likely to • The work is focused, predictable change rapidly specific (e.g., a time- • It requires concentrated • You need access to a limited campaign) expertise over time very broad range of • You need access to • Producing value diverse relationships broad range of requires highly stable • The work that is being relationships relationships between done can be conducted • Producing value players by “episodic” requires stable • Work involves a lot of interactions relationships and work proprietary information • Much information can plan • Resources allow you to be shared freely • Information can be pay full time for all of • The resources you need shared freely your talent cannot be purchased on • Resources are limited a full time basis Choosing a Network INC/USDN 22
  • 23. USDN Rational for Forming Network Stage 1: Stage 2: Stage 3: Stage 4: FRAMING NETWORKING MATURATION STANDARDIZATION Conceptual Networking of Maturation of Practices become framing and innovators and practices; highly standardized, isolated proliferation of convergence and incorporated practice practices. Practices around common into formal training; examples. are fragmented and methods and credentialing and often considered tools; integration certification “proprietary.” of previously systems. Practices differentiated are considered practices; “commodities.” development of a Reward systems professional reinforce desired implementation behaviors. Urban support network. Sustainability in Stage 2 Choosing a Network INC/USDN 23
  • 24. EXERCISE #1 Based on your experience, what are the primary advantages of organizing as a network to advance common goals? • Elect someone at your table to take notes and report back • Everyone: Take a moment and think of an important network experience that you’ve had as a funder • Pick a partner and together list as many advantages of this network as you can, drawing on your experience(s). • Share your thoughts with other members at your table. • Get ready to report out your combined list of advantages. Choosing a Network INC/USDN 24
  • 26. What Makes a Network Tick Clarity of Purpose Value Exchange Trust Complementary Capacities Diversity Bonds and Bridges Stewardship Enabling Infrastructure Starting Up Well INC/USDN 26
  • 27. PURPOSE 3 Different Network Functions Lower Commitment, Trust Higher Commitment, Trust CONNECTING ALIGNING PRODUCING Information Identity Initiative Connects people to Aligns people in ways Fosters joint action by allow easy flow of and that help them form people or organizations access to information more collective —has a specific purpose and transactions transactions than a connectivity network will do •Policy action •Advocacy Individuals come to •Learning share a set of ideas, •Knowledge production language, or standards and dissemination Starting Up Well -- Purpose INC/USDN 27
  • 28. PURPOSE 4 Different Network Outcomes • Learning – Create and spread new knowledge • Advocacy – Advocate for particular policies • Innovation – Innovate to solve social problems • Branding – Marketing, communications and shared branding Starting Up Well -- Outcomes INC/USDN 28
  • 29. PURPOSE USDN Began With Connecting; Evolved to Innovation/Production Foster joint action for specialized outcomes Ex: Innovation Grants Develop and spread a shared point of view Ex: Create Professional Development Toolkit Allow easy flow of information and relationships Ex. Information-Sharing Website Starting Up Well -- Purpose INC/USDN 29
  • 30. USDN Began to Pursue Learning Outcomes (Begun 2009) 2011 Annual Meeting Learning Experiences Were: Starting Up Well -- Outcomes INC/USDN 30
  • 31. USDN Later Pursued Innovation Outcomes (Begun 2010) • Food Systems • Urban Agriculture and Food Systems Policy Scan - Kansas City, Columbia, and St. Louis with U Mo Extension • Sustainable Urban Food Infrastructure Guide and Food Policy Director Network - Baltimore, Boston, Los Angeles, Louisville, Minneapolis, San Francisco, Vancouver, Seattle, Portland (under development) • Food Systems Economic Development Scan of Tools, Metrics, and Strategies Minneapolis, San Francisco, Vancouver, Seattle, Portland (under development) • Sustainability Performance Measurement/Management • Triple Bottom Line Investment Calculator - Atlanta, Boston, Calgary • Benchmarking Study on Sustainability Performance Management - Ann Arbor, Portland, NYC, Corvallis, Berkeley, Vancouver, Chicago, Minneapolis with McKinsey • EV Adoption Northeast Regional Electric Vehicle Partnership and Tools Development - Boston, New York, Philadelphia • Climate Change Adaptation Inter-Mountain Regional Climate Adaptation Planning Alliance and Regional Adaptation Prototype - Denver, Flagstaff, Ft. Collins, Las Vegas, Salt Lake City, Tucson, Boulder County, Park City Starting Up Well -- Outcomes INC/USDN 31
  • 32. USDN Innovation Outcomes (cont.) • Fostering Sustainable Behavior • Community Social Engagement Guidebook and Case Studies - Albany and Richmond • Pilot and Turnkey Project for Employee Computer Power Down - Santa Clara County CA, Frederick County MD, Baltimore MD, Columbia MO (under development) • Pilot and Turnkey Project for Community Cold Wash-Line Dry Behavior - San Francisco, Tucson, Berkeley, Asheville (under development) • Tool and Strategy for Prioritizing Behaviors and Develop Strategies for Fostering Behavior Change - Denver, Baltimore, Berkeley (under development) • Building Energy Efficiency • Commercial Building Energy Disclosure Advancement Process - San Francisco, New York, Seattle, Austin, Washington, D.C., Eugene, Cambridge, Minneapolis, and other cities with IMT • Strategy for Commercial Bank Buy-in to PACE Washington, Los Angeles, San Francisco with PACENow • EcoDistricts North American EcoDistricts Program Design - San Francisco, Austin, Bloomington, Boston, Denver, Minneapolis, New York, Portland, Vancouver, Washington with Portland Sustainability Institute • Professional Development • Self Assessment Tool for Sustainability Directors • Urban Sustainability Leadership Academy (trained 90+ sustainability directors) with ISC 32 Starting Up Well -- Outcomes INC/USDN
  • 33. USDN Innovation Outcomes (cont.) • Regional Networks • Sustainability Network Building Guidebook with INC • Regional Network Coordinating Committee • Regional Network TA Program with INC • Innovation System • Urban Sustainability Innovation Fund • Funder’s Network’s Local Sustainability Matching Fund • Prototype for best practice case studies and sector scans • Asheville Prototype LED Street Lighting Case Study • Food System Prototype Sector Scan Starting Up Well -- Outcomes INC/USDN 33
  • 34. VALUE USDN Members Believe the Network Is Delivering on Their Top Value Propositions USDN Member Survey July-August 2011 Starting Up Well –Value INC/USDN 34
  • 35. VALUE USDN Members Have Come to Believe the Network Also Spurs Collaboration & Joint Stakes All USDN members strongly agree or agree that they feel very proud of what they have built together at USDN, and feel part of something big and important by participating in USDN. Starting Up Well –Value INC/USDN 35
  • 36. VALUE USDN Members Walk the Talk USDN Groups: • Bike Sharing User Group • Climate Change Adaptation User Group • Eco-Districts User Group • Food Systems User Group • Net Zero Buildings User Group • Policy Working Group • Policy Communications Working Group • Regional Network Coordinating Committee • Rental Housing User Group • Sustainability Indicators User Group • Sustainable Behavior Pilot Projects Group • Sustainable Behavior User Group • Sustainable Economic Development User Group Starting Up Well -- Value INC/USDN • USDN Communications Committee 36
  • 37. TRUST Built Through Bandwidth Year Avg # Ties 2009 8 2010 19 2011 26 2011 2010 2009 Starting Up Well -- Trust INC/USDN 37
  • 38. TRUST Built Through Reciprocity USDN members commit to actively learn from, assist, and collaborate with their peers and regularly contribute time and effort to the Network. Starting Up Well -- Trust INC/USDN 38
  • 40. STEWARDSHIP Bandwidth Built Through Stewardship • Organizers establish purpose and value proposition; connect first nodes; attract initial resources. • Financial stewards provide initial resources. • Coordinators/Enablers help establish shared value proposition; negotiate action plans for production; coordinate production. • Weavers increase connections among nodes; connect to new nodes. • Evaluators of network development and performance • Coaches advise organizers, weavers, facilitators and coordinators. Starting Up Well --Stewardship INC/USDN 40
  • 41. STEWARDSHIP Stewardship Art “No one runs USDN. It has a coordinator, but no board of directors, no executive director or CEO, no legal entity to receive funder’s checks, no employees. All it really has are members—volunteers—who direct and adapt the network through their dialogue and actions. How else to get scores of independent cities to collaborate and amass to address common problems?” --- Guidebook for Building Regional Networks for Urban Sustainability 2.0 Starting Up Well --Stewardship INC/USDN 41
  • 42. STEWARDSHIP Stewardship Art  Generating opportunities and “Aha!” moments, but letting the network do the work  Balancing between the needs of the “parts” and the “whole.”  Balancing autonomy with collective control.  Balancing stability and change.  Ensuring effective communications.  “Policing” the network. Starting Up Well --Stewardship INC/USDN 42
  • 43. Factors in Success in Making the Case for Sustainability (N = 102) Starting Up Well -- Stewardship 43
  • 44. … Yet Few Members Have Methods to Calculate Economic Development or Equity Benefits Starting Up Well -- Infrastructure INC/USDN 44
  • 45. Enabling Infrastructure by Type of Network Outcome Type of Network Connecting Aligning Innovating/Producing • Members-only Web site • Collaborative work • Capacity to negotiate production with networking tools processes + Web site agreements among members • Meeting planning & • Capacity to analyze, • Project management and project facilitation compare, and budgeting capacity synthesize frameworks, • Shared calendaring definitions, etc. • Formal governance of all producers • “Opt In” learning • Formal decision-making processes processes to “endorse” • Performance accountability alignment mechanisms mechanisms • Member input systems (e.g., standards) • Pricing and marketing capacity • Sales, fulfillment, & financial management Starting Up Well -- Infrastructure INC/USDN 45
  • 46. USDN Enabling Infrastructure Information Sharing Tools USDN fosters peer exchange and learning through: •Weekly E-News •USDN Members Only Website (usdn.org) •Monthly USDN Idea Sharing Conference Calls •Small Group Discussion MarketPlace •Peer to Peer User Groups •Annual Meeting •Member Surveys Starting Up Well -- Infrastructure INC/USDN 46
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  • 50. USDN Enabling Infrastructure Network Building System • USDN tracks network health and evolution and pursues continuous improvement. • USDN helps build and aligns with structured multistate networks of sustainability directors as a way to grow networking opportunities and collaborative action. • USDN has supported the creation of regional networks in New England, Western States, Southern States, Heartland, Midwest, Cascadia, and Texas. • The Regional Networks Coordinating Committee coordinates regional network development, capacity building, and exchange. • USDN raised funds with partner Innovation Network for Communities to offer partner regional networks seed funding and training. Starting Up Well -- Infrastructure INC/USDN 50
  • 51. USDN Enabling Infrastructure Innovation System (Came Later) USDN supports collaboration across member jurisdictions on the identification, development and distribution of key urban sustainability innovations for products, policies and/or projects by: • Helping members to Identify priorities for innovation • Helping members come together to craft innovation proposals that address these priorities and identify key partners • Funding collaborative grants for the best projects through an Urban Sustainability Innovation (USI) Fund • Disseminating results through USDN, regional networks, key partners, and the Funders’ Network Local Sustainability Matching Fund Starting Up Well -- Infrastructure INC/USDN 51
  • 52. Urban Sustainability Innovation Fund • Led by the USDN Sustainability Innovation Fund Steering Committee. • Has as a Fund Manager: Innovation Network for Communities (INC). • Supports 7 annual member priorities for innovation. • Reviewed 13 proposals in the first 3 rounds and awarded $230,000 to eight projects. • For 4th round, in February 2012, received requests for upwards of $700,000 for 16 proposals from a total of 45 cities. • Have launched capital-raising to increase investments to $3 million over three years. Starting Up Well -- Infrastructure INC/USDN 52
  • 53. Local Sustainability Matching Fund • Partnership of the Funders’ Network for Smart Growth and Livable Communities, USDN, and national foundations • Catalyzes partnerships between municipal or county-level sustainability directors and local, place-based foundations to advance important community-based sustainability initiatives • Initial national pool will match funds for approximately 9-10 partnership projects of $25,000 to $75,000 in the first year • Launched in January 2012 • 50% of grants go to USDN Core and Associate Members • A pathway for dissemination of sustainability innovations because it priorities USDN member innovation priorities Starting Up Well -- Infrastructure INC/USDN 53
  • 54. EXERCISE #2 How could you ensure that your networks get a good start? • Elect someone at your table to take notes and report back • Everyone: Take a moment and think of an important network you have been a part of • Pick a partner and make a list of ways you could help/could have helped this network have its best possible start. • Share your thoughts with other members at your table. • Get ready to report out your combined list of ways to help your networks have the best possible start. Starting Up Well -- Infrastructure INC/USDN 54
  • 56. Learning and Evolving • Make the network do the work. – Minimize “delegation” opportunities • Let connections flow to value. • Let variation create unplanned opportunities. • Watch closely/Seek frequent feedback/Continually re- evaluate. • Keep plans flexible. Learning and Evolving INC/USDN 56
  • 57. Network Evaluation • Assess for multiple dimensions: – Connectivity (What flows? Between whom? How well?) – Network health (Membership, Involvement, Diversity, Unplanned benefits, Financial health) – Outcomes (what was produced? At what quality levels? At what cost) • Focus on member value – avoid being funder-centric • Build in the assessment design early • Use network mapping for visual display Learning and Evolving INC/USDN 57
  • 58. USDN Network Evaluation • Annual Network Connectivity Mapping o Density of network connections o Depth of the connections (i.e. sharing or collaborating?) • Score Card for Member Participation in Network Activities and Contribution to Network Value Creation • Annual survey of members on: o New contacts and relationships with sustainability directors o Ideas and practices adopted because of USDN participation o Progress made in addressing key challenges o Satisfaction with USDN o Effectiveness of USDN activities Learning and Evolving INC/USDN 58
  • 59. Evaluation Through Network Mapping Year Avg # Ties 2009 8 2010 19 2011 26 2011 2010 2009 Learning and Evolving INC/USDN 59
  • 60. Who Is Accountable for Network Performance? • All Members • All Groups • Group Chairs • Steering Comm. • Coordinator Learning and Evolving INC/USDN 60
  • 61. EXERCISE #3 For one network you are a part of, how do you know it is effective? • Elect someone at your table to take notes and report back • Everyone: Take a moment and think of an important network you have been a part of • Pick a partner and together list as many ways that you know it is/was successful • Share your thoughts with other members at your table. • Get ready to report out your combined list of ways to know a network is successful. Learning and Evolving INC/USDN 61
  • 63. Network Costs and Funding • Network costs are determined by network purpose. • Network resources can come from in-kind “sweat equity”; grants; selling services; and member funding. • Network resources must be allocated through an open and equitable process. “The allocation of funds, once raised, can be potentially contentious, if the relationships among members have not been well formed, and if agreements for the division of resources have not been reached in an open and transparent fashion.” (Heather Creech, “Form Follows Function”) Funding INC/USDN 63
  • 64. EXERCISE #4 Group Discussion about How to Manage Foundation Network Involvement • How much should a funder be involved in designing and managing a network? • How can a funder be knowledgeable about the activities of a network and helpful to it, but not drive its formation and activities? • Are there certain elements of a network that foundations should fund, and certain elements they shouldn’t fund? Funding INC/USDN 64
  • 65. Case Discussions • Scott Miller, Watershed Network: We have just launched a place-based initiative in a watershed near Seattle...and are in the early stages of identifying existing networks and developing strategies for weaving them together. We are new at this game and are anxious to learn the tools that make this work more efficient and effective. How do we identify nascent networks? How do we weave these networks together to improve their effectiveness? • Leslie Harroun, Tar Sands Campaign: How do we keep the broader goals and objectives on the radar of all participants in the Tar Sands Campaign, a group of about 50 North American NGOs working collaboratively to slow the growth of the tar sands and to clean them up. The funder wants to improve communications among members without incurring much cost. The TSC is primarily funded by 4 foundations who pool their grants. Grant decisions are made by three TSC staff. The campaign issues are broad and diverse, and there are active mini-campaigns focused around individual pipelines throughout North America. 65
  • 66. Additional Cases • A funder wants to support a network of 5 local universities in a consortium to use the expertise and skills from each university to collaboratively address environmental issues, but the administrations from each university slightly unwilling to collaborate with their 'competition.' How do we build collaboration between these institutions that are not used to sharing such information and expertise? • A network of university scientists, working on 4 different campuses, has pioneered new methods and created new findings by integrating their findings and methods to a very unusual degree. With constraints on federal and state funding, and the departure of a major private donor, however, the network is faltering--and we are unable to carry the full load of keeping them going. What are the funding options to keep this network going? • The U.S. Government has created 20+ Conservation Trust Funds overseas through debt treatment programs. Many of these CTFs are networked through the Regional Network of Latin American and Caribbean Environmental Funds (RedLAC). RedLAC has not been successful at networking well with its counterparts in the North (e.g. CGBD). Why and what can be done? 66

Notes de l'éditeur

  1. USDN has created “small world” reach for its members to efficiently find and connect with other people they would not normally be able to contact. It has built strong, highly valued and satisfying connections among its members, despite the great distances between them and their busy work schedules. USDN has experienced rapid growth. From a handful of founding members in 2009, USDN expanded to more than 115 members (core and associate) representing cities with population of almost 50 million and has supported the development of 8 regional networks, increasing the network’s links to sustainability directors (although not its formal membership) by an estimated 40 percent with perhaps more to come. USDN has produced rapid diffusion of ideas and feedback. Information about best practices in urban sustainability move quickly through USDN’s membership. At the same time, USDN’s far-flung membership responds to two or three detailed surveys each year, readily providing data that is aggregated into unique information about what is happening in urban sustainability throughout North America. USDN has achieved a high level of resilience . Because many members are well connected to each other, the departure of well-connected members does not seriously disrupted the network’s connectivity and effectiveness. USDN has many leaders and potential leaders. USDN has developed noticeable adaptive capacity . It has moved quickly to exploit opportunities to create value for members or to enhance the urban sustainability field, even when doing so required members to adopt new and more difficult ways of collaborating with each other. The network initially focused on peer sharing and learning, but is becoming a force for innovation, professional and policy development in the sustainability field
  2. Don’t have to march in lock step
  3. In social networks, the nodes are people and the links are relationships family, friends, parent committees, neighborhood groups, recreational baseball teams. Dozens. And we also very deliberately build connections in our professional lives. For example, networking at a conference. Meet poepl getting thie buisness card. When thinking about the role of networks in your work, we do think it’s helpful to distinguish between two types of networks
  4. At every first Peer Learning Session in May, we make a point of distinguishing between networks for individual ends (building networks for individual or organizational use) and networks for social ends (networks in which many individuals work together to achieve collective goals). The reason we make that distinction is that building networks for collective action requires different kinds of work . It requires creating conditions for building and strengthening connections, sharing and developing new knowledge and ultimately deciding and acting as a collectivity. Networks for Individual or Collective Ends Individual Ends : individuals/organizations network to achieve individual goals – As in the example I was just giving - networking conference....meet their individual or org goals Collective Ends : individuals/organizations work together to achieve collective goals. which is what Pete and I mean when we talk about nonprofit network building which is in turn an essential it’s not just essentila , it’s the orienting network concept for the RPRP initiative But the Foundation’s aim in this Initiative is to build networks in which many individual organizations link together to achieve collective goals.
  5. From 2 to 7 to 35 to 75 to 125 off existing relationships Using members who are “central hubs” with more connections as “weavers” to engage the network’s less-connected members: Year 1: Recruitment. Year 3: Member Circle Leaders.
  6. Implications for USDN: Leverage ties that a core group has built through their connections outside of the network. Clusters of these strongly-connected people might collaborate in developing new network innovations: Regional Network support. Nurture “nodes of expertise”—network members who can read networks and weave network ties. Training for Regional Network Leaders. Strengthen bridges to other networks and people: Regional Network Coordinating Committee.
  7. Purpose: Municipal Sustainability Field Development Young and rapidly emerging. Moving from vision and broad initiatives to deep practice and measurable performance. Fostering an enormous number of experiments in a broad array of urban systems. Values: Belief in Value of Peer to Peer Learning Commitment to participation and making a contribution Honesty about what works and what does not Catalyzing change through partnerships Rigor around creating a safe environment to share There is an even deeper rationale for network building on behalf of sustainability. It lies in the underlying nature, the paradigm, of sustainability, which both presents an imperative and offers an approach for integrating environmental, economic, and social systems; bundling the branches of disciplinary knowledge; and bridging the local and the distant/global. The Earth, economy, and society are highly distributed systems—and networks for sustainability mimic and align with them.
  8. In the words of one veteran network organizer …… “If there’s no value, people will start to exit. It’s a self-regulating system.” The trick is of course to balance the two. In networks for social ends there is always a tension between satisfying the interests of individuals and satisfying the interests of the network as a whole. Which is different from balancing individual interests – so that everybody gets something that they individually want or need. In the networks you are building here, you all will all have to find and balance these values and interests. The smooth and continuous operation of networks depends ultimately upon value stored in the relationships themselves. WE SAY THAT: Networks self-regulate and “stick” together based on trust - the “glue” of networks
  9. All networks start with Connectivity. Some add Alignment. Alignment and Connectivity are foundation of Production Networks. 3 basic types of network - Connectivity: The essential foundation of all networks— A base of connections that allows information to flow and transactions to take place among people or organizations. C nets are designed to open pathways - so that information can circulate more effectively and efficiently Alumni networks are a good example. Ebay is another. They provide offer a basic foundation or platform that allow people to use the net as they choose (for Alums – maybe look for a job, maybe contact somebody they have lost touch with). They aren’t designed to weave people together or “align” them ALIGNMENT Includes base of connectivity, but DOES seek to link people—to align them—in ways that help them form more collective transactions than a connectivity network will do. Individual nodes come to share a set of ideas, language, or standards that allow them to more efficiently exchange information and coordinate with each other. (To continue with the eBay example – eBay connects people with similar interests in communities of practice – e.g. all the people who collect glass door knobs ) But the connections you’re building here are just the “platform” - The goal is for you to build connectivity certainly but also to align - develop as a community of practice – maybe even form a sense of common identity as a network - around a common set of ideas or standards…. Finally: Production Network Builds on connectivity and alignment, but also fosters joint action by people or organizations—it has a specific purpose. Most social-change agents building networks seek to build special-purpose networks that take on various functions: Production functions include: Mobilization Advocacy Learning and dissemination Public Policy development Production of services/goods Innovation Others Design the network to serve the function, not the other way around Take time to really clarify what the purpose of the network is – especially to articulate the core hypotheses you want to test
  10. USDN now pursuing all outcomes
  11. USDN has followed the progression from connectivity to alignment to production. In its first year, the network focused mostly on peer sharing and learning, which requires strong connections among members. Connectivity was built mainly through the face-to-face annual meeting and the monthly Idea Sharing conference calls. In its second year, USDN organized five working groups of members on different topics: professional development, innovation development, policy development, social behavior change, and regional networks. In each working group it was necessary for members not just to share information but to converge—agree—upon some basic definitions, goals, and strategies. This is alignment, which requires good connections among the people seeking to align. Once groups become aligned they may also seek to produce something together. As an example, USDN members have designing an Urban Sustainability Innovation Fund, and they collaborate on selecting proposals to fund.
  12. Figured out the purpose up front; set up every activity to each that purpose; continually assess if members believe it is being achieved.
  13. Two ways to enhance trust in networks: Build bandwidth* - Bandwidth is really about how well you know each other. The more types of information shared between members, the more you know about your network partners, the more confidence you will have in each other. All evidence shows from every network we have ever looked at that face to face contact provides a real boost. Reciprocate - Send signals about reciprocity values in a network; establish a record of give and take Two ways to enhance trust in networks: Build bandwidth * - Bandwidth is really about how well you know each other. The more types of information shared between members, the more you know about your network partners, the more confidence you will have in each other. All evidence shows from every network we have ever looked at that face to face contact provides a real boost. Reciprocate - Send signals about reciprocity values in a network; establish a record of give and take
  14. Reciprocate - Send signals about reciprocity values in a network; establish a record of give and take USDN requires that members contribute to the network by completing surveys, answering peer questions, speaking on calls, and participating in user groups.  
  15. As a peer net of an emerging profession in an emerging field, it values similarity, but the diversity is found in city size/capacity, regional climate/politics, beginners/veterans--and we manage the effects of this diversity in the network.
  16. Organizer Establishes purpose and value propositions of the network. Establishes first links to nodes for the network. Attracts initial resources for the network Sometimes a funder Weaver Works to increase connections and alignment among nodes, both the # of links and the bandwidth quality of links. Also may focus on growing the network by connecting to new nodes. Funder Coordinator Helps nodes to undertake collective action , by ensuring flow of necessary information and other resources, development and implementation of agreements among nodes
  17. Has a Planning Committee with limited authority and rotating membership each year. From beginning reinforced. Can’t speak for the network. USDN cannot say anything. Not all members have to be doing the same thing. Let many flowers bloom. Only provide a USDN new member orientation when have 6 members to participate and half the call is them talking to each other. At the beginning folks didn’t answer each other’s questions, so hired ICLEI to answer them. Now no longer necessary. Only provide a USDN new member orientation when have 6 members to participate and half the call is them talking to each other. At the beginning folks didn’t answer each other’s questions, so hired ICLEI to answer them. Now no longer necessary. Only provide a USDN new member orientation when have 6 members to participate and half the call is them talking to each other. At the beginning folks didn’t answer each other’s questions, so hired ICLEI to answer them. Now no longer necessary. 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  18. Making the Case Survey: Generating collective knowledge and “Aha!” moments,
  19. Only provide a USDN new member orientation when have 6 members to participate and half the call is them talking to each other. At the beginning folks didn’t answer each other’s questions, so hired ICLEI to answer them. Now no longer necessary.
  20. Share USDN Experience Here