Personal Information
Entreprise/Lieu de travail
Greater Boston Area United States
Profession
Financial Services Executive with Banking, Insurance, Broker Dealer and Investment Advisor experience and expertise
Secteur d’activité
Finance / Banking / Insurance
À propos
An expert in US and European brokerage,banking and investment advisor business models from operations, compliance and finance perspectives. Certified Regulatory Compliance Professional
Specialties: Bank, broker dealers and RIA compliance, Prime Brokerage, Outsourcing supervision, Sarbanes, Regulatory finance and operations, Compliance Policies and Procedures, Supervision, Options, Trading, Middle Office and Back Office. Correspondent Operations, Fund Operations,Data Security, Open And Closed End Mutual Funds, US, Canadian and UK Anti-Money Laundering, Adept at managing relationships with regulators
All InMail, e-mail and other electronic individual and group communications sent to and r...
- Présentations
- Documents
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What is Artificial Intelligence | Artificial Intelligence Tutorial For Beginners | Edureka
Edureka!
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il y a 6 ans
AI and Machine Learning Demystified by Carol Smith at Midwest UX 2017
Carol Smith
•
il y a 6 ans
Taming the ever-evolving Compliance Beast : Lessons learnt at LinkedIn [Strata NYC 2017]
Shirshanka Das
•
il y a 6 ans
Guided Reading: Making the Most of It
Jennifer Jones
•
il y a 8 ans
Habits at Work - Merci Victoria Grace, Growth, Slack - 2016 Habit Summit
Habit Summit
•
il y a 8 ans
24 Books You've Never Heard Of - But Will Change Your Life
Ryan Holiday
•
il y a 10 ans
Farming Unicorns: Building Startup & Investor Ecosystems
Dave McClure
•
il y a 7 ans
10 Things To Be Thankful For by: @empoweredpres
Empowered Presentations
•
il y a 8 ans
What Am I Chopped Lizard?
Paul Bass
•
il y a 8 ans
Startups are Hard. Like, Really Hard. @luketucker
Empowered Presentations
•
il y a 8 ans
The Truth about Tone from the Top by @EricPesik
Eric Pesik
•
il y a 8 ans
50 Outrageous U.S. Laws
Instant Checkmate
•
il y a 8 ans
11 big strategy ideas
CPA Australia
•
il y a 8 ans
The Secret Sauce of Successful Teams
Sven Peters
•
il y a 7 ans
UX for connected cars
Plan
•
il y a 8 ans
5 Steps to Get Our Rules Right
U.S. Chamber of Commerce
•
il y a 9 ans
8 Foundations For A Successful Major Campaign
Bloomerang
•
il y a 9 ans
Rethinking and Reshaping Broken Systems - New Profit Gathering of Leaders
Code for America
•
il y a 9 ans
Transportation and the New Generation: Why Young People Are Driving Less and What It Means for Transportation Policy
The Rockefeller Foundation
•
il y a 9 ans
The SlideShare Handbook
Big Fish Presentations
•
il y a 8 ans