Personal Information
Entreprise/Lieu de travail
Greater Boston Area United States
Profession
Financial Services Executive with Banking, Insurance, Broker Dealer and Investment Advisor experience and expertise
Secteur d’activité
Finance / Banking / Insurance
À propos
An expert in US and European brokerage,banking and investment advisor business models from operations, compliance and finance perspectives. Certified Regulatory Compliance Professional
Specialties: Bank, broker dealers and RIA compliance, Prime Brokerage, Outsourcing supervision, Sarbanes, Regulatory finance and operations, Compliance Policies and Procedures, Supervision, Options, Trading, Middle Office and Back Office. Correspondent Operations, Fund Operations,Data Security, Open And Closed End Mutual Funds, US, Canadian and UK Anti-Money Laundering, Adept at managing relationships with regulators
All InMail, e-mail and other electronic individual and group communications sent to and r...
- Présentations
- Documents
- Infographies
AI and Machine Learning Demystified by Carol Smith at Midwest UX 2017
Carol Smith
•
il y a 6 ans
What is Artificial Intelligence | Artificial Intelligence Tutorial For Beginners | Edureka
Edureka!
•
il y a 6 ans
24 Books You've Never Heard Of - But Will Change Your Life
Ryan Holiday
•
il y a 10 ans
Guided Reading: Making the Most of It
Jennifer Jones
•
il y a 8 ans
Taming the ever-evolving Compliance Beast : Lessons learnt at LinkedIn [Strata NYC 2017]
Shirshanka Das
•
il y a 6 ans
Startups are Hard. Like, Really Hard. @luketucker
Empowered Presentations
•
il y a 8 ans
The Secret Sauce of Successful Teams
Sven Peters
•
il y a 7 ans
Prototyping is an attitude
With Company
•
il y a 7 ans
Habits at Work - Merci Victoria Grace, Growth, Slack - 2016 Habit Summit
Habit Summit
•
il y a 8 ans
Intro to Documenting
Silvia Rosenthal Tolisano
•
il y a 7 ans
Word Power: 11 Techniques for Writing More Persuasive Copy
Barry Feldman
•
il y a 7 ans
UX for connected cars
Plan
•
il y a 8 ans
Farming Unicorns: Building Startup & Investor Ecosystems
Dave McClure
•
il y a 7 ans
10 Things To Be Thankful For by: @empoweredpres
Empowered Presentations
•
il y a 8 ans
Digital Transformation in Governments
Scopernia
•
il y a 8 ans
The SlideShare Handbook
Big Fish Presentations
•
il y a 8 ans
Infographic: DC vs Marvel – The Battle of Brands
domain .ME
•
il y a 8 ans
Top 10 Email Tips for Financial Advisors
Finworx
•
il y a 8 ans
11 big strategy ideas
CPA Australia
•
il y a 8 ans
Digital Government Transformation: The journey to government’s digital future
Deloitte United States
•
il y a 8 ans